Hennion & Walsh Asset Management, Inc.
Sector Allocation
- Other43.0%$1.5B
- Technology17.2%$589.4M
- Healthcare10.3%$353.1M
- Financials8.8%$299.6M
- Industrials6.5%$223.2M
- Utilities3.4%$114.5M
- Consumer Discretionary2.7%$91.6M
- Consumer Staples2.5%$85.1M
- Energy1.8%$61.3M
- Materials1.8%$60.7M
AUM History
13fpro.ai/research/fund/hennion-and-walsh-asset-management-inc-1861642
Conviction and streaks
Stable · top 10 = 16.7%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$150.4M
WT
$67.3M- BLACKROCK$62.5M
- COLUMBIA$54.3M
- VANGUARD$54.3M
- NEOS$48.7M
- GOLDMAN$38.4M
- ISHARES$37.9M
GOOGL
$29.7MNVDA
$29.1M- JANUS$26.8M
- ISHARES$26.1M
- AMPLIFY$26.1M
MU
$25.5MAMAT
$25.2MMQY
$24.9MNUV
$24.5MMHD
$24.0MNVG
$22.9MLRCX
$22.5M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/hennion-and-walsh-asset-management-inc-1861642
Hennion & Walsh Asset Management, Inc. 13F holdings — Q3 2026
$3.4B portfolio (-2.4% QoQ) · 969 holdings · Q3 2026 13F · top 10 are 17% of the stock portfolio
- 1
ISHARES TR - CORE S&P500 ETF
$150.4M
4.4% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— $67.3M
2.0% of stocks
+3%This quarter-2.9%Since filed7 qtrsHeld- 3
BLACKROCK ETF TRUST - ISHARES US EQUIT
$62.5M
1.8% of stocks
+36%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
COLUMBIA ETF TR II - EM CORE EX ETF
$54.3M
1.6% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD INDEX FDS - MRNGSTR VAL ETF
$54.3M
1.6% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
NEOS ETF TRUST - NEOS S&P 500 HI
$48.7M
1.4% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 7
GOLDMAN SACHS ETF TR - ACTIVEBETA US LG
$38.4M
1.1% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
ISHARES TR - INVT GRAD SY ETF
$37.9M
1.1% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— $29.7M
0.9% of stocks
-8%This quarter-10.1%Since filed11+ qtrsHeld$29.1M
0.8% of stocks
-7%This quarter-5.5%Since filed11+ qtrsHeld
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR - CORE S&P500 ETF | $150.4M | 4.4% | +3% | — | — | — | — | |
| 2 | $67.3M | 2.0% | +3% | -2.9% | 7 qtrsAdded 5 qtrs in a row | 61.3#798 | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | BLACKROCK ETF TRUST - ISHARES US EQUIT | $62.5M | 1.8% | +36% | — | — | — | — | |
| 4 | COLUMBIA ETF TR II - EM CORE EX ETF | $54.3M | 1.6% | +5% | — | — | — | — | |
| 5 | VANGUARD INDEX FDS - MRNGSTR VAL ETF | $54.3M | 1.6% | +2% | — | — | — | — | |
| 6 | NEOS ETF TRUST - NEOS S&P 500 HI | $48.7M | 1.4% | New | — | New this quarter | — | — | |
| 7 | GOLDMAN SACHS ETF TR - ACTIVEBETA US LG | $38.4M | 1.1% | -3% | — | — | — | — | |
| 8 | ISHARES TR - INVT GRAD SY ETF | $37.9M | 1.1% | +3% | — | — | — | — | |
| 9 | $29.7M | 0.9% | -8% | -10.1% | 11+ qtrs | 77.7#60 | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | $29.1M | 0.8% | -7% | -5.5% | 11+ qtrs | 86.0#3 | Estimated buy price is Pro: unlock with a free trial |
All holdings — Hennion & Walsh Asset Management, Inc. (Q3 2026)
969 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | JANUS DETROIT STR TR - HENDERSN CAP ETFetf/fund | — | $26.8M | 0.8% | 312K | -35% | — | — | 13F |
| 12 | — | ISHARES TR - PFD AND INCM SECpreferred | — | $26.1M | 0.8% | 886K | -1% | — | — | 13F |
| 13 | — | AMPLIFY ETF TR - BLOOMBERG AI EQQetf/fund | — | $26.1M | 0.8% | 227K | +8% | — | — | 13F |
| 14 | MICRON TECHNOLOGY INC | Technology | $25.5M | 0.8% | 24K | -9% | 11+ qtrsTrimmed 2 qtrs in a row | 89.7 | 13F | |
| 15 | APPLIED MATERIALS INC /DE | Technology | $25.2M | 0.7% | 49K | -3% | 11+ qtrsTrimmed 3 qtrs in a row | 71.6 | 13F | |
| 16 | BLACKROCK MUNIYIELD QUALITY FUND, INC. | Other | $24.9M | 0.7% | 2.51M | -44% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | NUVEEN MUNICIPAL VALUE FUND INC | Other | $24.5M | 0.7% | 2.96M | +3% | 11+ qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | BLACKROCK MUNIHOLDINGS FUND, INC. | Other | $24.0M | 0.7% | 2.34M | +1% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | Nuveen AMT-Free Municipal Credit Income Fund | Other | $22.9M | 0.7% | 2.16M | -2% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | LAM RESEARCH CORP | Technology | $22.5M | 0.7% | 68K | -8% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | BLACKROCK MUNIYIELD QUALITY FUND III, INC. | Other | $22.1M | 0.7% | 2.30M | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | AMAZON COM INC | Consumer Discretionary | $22.0M | 0.6% | 88K | -4% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | ISHARES TR - HIGH YLD CORP BDetf/fund | — | $21.7M | 0.6% | 769K | +0.2% | — | — | 13F |
| 24 | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | Other | $21.0M | 0.6% | 2.35M | +6% | 11+ qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | Apple Inc. | Technology | $20.7M | 0.6% | 62K | -8% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $DELL | Dell Technologies Inc. | Technology | $20.0M | 0.6% | 37K | +11% | |||
| 27 | $MSFT | MICROSOFT CORP | Technology | $19.6M | 0.6% | 38K | -1% | |||
| 28 | — | AMERICAN CENTY ETF TR - INTL EQT ETF | — | $19.5M | 0.6% | 217K | +6% | |||
| 29 | $PANW | Palo Alto Networks Inc | Technology | $19.2M | 0.6% | 48K | -13% | |||
| 30 | — | J P MORGAN EXCHANGE TRADED F - SHORT DURA CORE | — | $19.2M | 0.6% | 417K | +33% | |||
| 31 | $ADI | ANALOG DEVICES INC | Technology | $19.0M | 0.6% | 48K | -12% | |||
| 32 | $AVGO | Broadcom Inc. | Technology | $18.9M | 0.6% | 54K | -8% | |||
| 33 | $NZF | Nuveen Municipal Credit Income Fund | Other | $18.6M | 0.5% | 1.71M | +7% | |||
| 34 | $LLY | ELI LILLY & Co | Healthcare | $18.6M | 0.5% | 16K | +12% | |||
| 35 | — | NUVEEN AMT FREE QLTY MUN INC - COM | — | $18.3M | 0.5% | 1.84M | +15% | |||
| 36 | $BTT | BlackRock Municipal 2030 Target Term Trust | — | $18.2M | 0.5% | 833K | +6% | |||
| 37 | $GE | GENERAL ELECTRIC CO | Industrials | $17.2M | 0.5% | 55K | +13% | |||
| 38 | $V | VISA INC. | Financials | $17.1M | 0.5% | 48K | -3% | |||
| 39 | $NAD | Nuveen Quality Municipal Income Fund | Other | $16.6M | 0.5% | 1.64M | +20% | |||
| 40 | $META | Meta Platforms, Inc. | Technology | $16.4M | 0.5% | 23K | +11% | |||
| 41 | — | J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM | — | $16.2M | 0.5% | 264K | +4% | |||
| 42 | $KLAC | KLA CORP | Technology | $16.1M | 0.5% | 83K | -6% | |||
| 43 | $JPM | JPMORGAN CHASE & CO | Financials | $15.2M | 0.4% | 46K | -3% | |||
| 44 | $IOVA | IOVANCE BIOTHERAPEUTICS, INC. | Healthcare | $14.7M | 0.4% | 992K | +21% | |||
| 45 | $ANET | Arista Networks, Inc. | Technology | $14.4M | 0.4% | 71K | +6% | |||
| 46 | $ASML | ASML HOLDING NV | Technology | $14.1M | 0.4% | 7,802 | +22% | |||
| 47 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $13.8M | 0.4% | 23K | -3% | |||
| 48 | — | TEVA PHARMACEUTICAL INDS LTD - SHS | — | $13.8M | 0.4% | 349K | New | |||
| 49 | $GS | GOLDMAN SACHS GROUP INC | Financials | $12.7M | 0.4% | 277K | -3% | |||
| 50 | $INDV | Indivior Pharmaceuticals, Inc. | Healthcare | $12.7M | 0.4% | 353K | -2% | |||
| 51 | $URGN | UroGen Pharma Ltd. | Healthcare | $12.6M | 0.4% | 310K | +12% | |||
| 52 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $12.4M | 0.4% | 27K | +30% | |||
| 53 | $PML | PIMCO MUNICIPAL INCOME FUND II | Other | $12.0M | 0.3% | 1.83M | +9% | |||
| 54 | $IIM | Invesco Value Municipal Income Trust | — | $12.0M | 0.3% | 1.15M | -2% | |||
| 55 | — | ISHARES TR - INTL SEL DIV ETF | — | $11.9M | 0.3% | 281K | +3% | |||
| 56 | $JAZZ | Jazz Pharmaceuticals plc | Healthcare | $11.7M | 0.3% | 51K | +5% | |||
| 57 | $PWR | QUANTA SERVICES, INC. | Industrials | $11.7M | 0.3% | 18K | -8% | |||
| 58 | $MUA | BLACKROCK MUNIASSETS FUND, INC. | Other | $11.5M | 0.3% | 1.20M | -0.8% | |||
| 59 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $11.4M | 0.3% | 13K | +19% | |||
| 60 | $JNJ | JOHNSON & JOHNSON | Healthcare | $11.4M | 0.3% | 43K | -2% | |||
| 61 | — | JANUS DETROIT STR TR - HENDRSON AAA CL | — | $11.3M | 0.3% | 224K | +5% | |||
| 62 | $TVTX | Travere Therapeutics, Inc. | Healthcare | $11.3M | 0.3% | 191K | +12% | |||
| 63 | $HWM | Howmet Aerospace Inc. | Materials | $11.1M | 0.3% | 49K | +15% | |||
| 64 | — | MORGAN STANLEY ETF TRUST - EATO VAN MTG ETF | — | $10.7M | 0.3% | 223K | +7% | |||
| 65 | $VGM | Invesco Trust for Investment Grade Municipals | — | $10.7M | 0.3% | 1.23M | -1% | |||
| 66 | $VMO | Invesco Municipal Opportunity Trust | Other | $10.6M | 0.3% | 1.27M | -0.4% | |||
| 67 | $MRK | Merck & Co., Inc. | Healthcare | $10.6M | 0.3% | 73K | +0.3% | |||
| 68 | $GD | GENERAL DYNAMICS CORP | Industrials | $10.5M | 0.3% | 32K | +28% | |||
| 69 | $NXP | NUVEEN SELECT TAX FREE INCOME PORTFOLIO | Other | $10.4M | 0.3% | 773K | +16% | |||
| 70 | $WMT | Walmart Inc. | Consumer Staples | $10.3M | 0.3% | 99K | -4% | |||
| 71 | — | VANECK ETF TRUST - LONG MUNI ETF | — | $9.9M | 0.3% | 608K | +4% | |||
| 72 | $MMD | NYLIM MacKay DefinedTerm Muni Opportunities Fund | Other | $9.8M | 0.3% | 722K | -0.9% | |||
| 73 | $LMT | LOCKHEED MARTIN CORP | Industrials | $9.8M | 0.3% | 19K | +4% | |||
| 74 | — | PROSHARES TR - RUS 2000 HIG ETF | — | $9.7M | 0.3% | 226K | +3% | |||
| 75 | — | JANUS DETROIT STR TR - HEND EM DEBT ETF | — | $9.5M | 0.3% | 186K | +7% | |||
| 76 | $EIM | Eaton Vance Municipal Bond Fund | Other | $9.5M | 0.3% | 1.04M | -5% | |||
| 77 | $CRWD | CrowdStrike Holdings, Inc. | Technology | $9.2M | 0.3% | 35K | +282% | |||
| 78 | $LEO | BNY MELLON STRATEGIC MUNICIPALS, INC. | Other | $9.2M | 0.3% | 1.66M | -2% | |||
| 79 | $TRGP | Targa Resources Corp. | Energy | $9.1M | 0.3% | 34K | +16% | |||
| 80 | — | SSGA ACTIVE ETF TR - ST STR BL LN ETF | — | $9.1M | 0.3% | 224K | +7% | |||
| 81 | $DCO | DUCOMMUN INC /DE/ | Industrials | $8.7M | 0.3% | 51K | +4% | |||
| 82 | $NRK | NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND | Other | $8.6M | 0.3% | 933K | +12% | |||
| 83 | $EVN | Eaton Vance Municipal Income Trust | — | $8.6M | 0.3% | 928K | -0.8% | |||
| 84 | $CEG | Constellation Energy Corp | Utilities | $8.5M | 0.3% | 34K | -3% | |||
| 85 | $VKQ | Invesco Municipal Trust | Other | $8.4M | 0.2% | 986K | +5% | |||
| 86 | $NOC | NORTHROP GRUMMAN CORP /DE/ | Technology | $8.0M | 0.2% | 17K | +9% | |||
| 87 | $MCK | MCKESSON CORP | Consumer Staples | $7.9M | 0.2% | 9,300 | -16% | |||
| 88 | $AEP | AMERICAN ELECTRIC POWER CO INC | Utilities | $7.7M | 0.2% | 65K | +16% | |||
| 89 | $HPE | Hewlett Packard Enterprise Co | Technology | $7.7M | 0.2% | 121K | -0.6% | |||
| 90 | $MFM | ABERDEEN MUNICIPAL INCOME FUND | — | $7.6M | 0.2% | 1.58M | +54% | |||
| 91 | $BNY | Bank of New York Mellon Corp | Financials | $7.6M | 0.2% | 52K | +13% | |||
| 92 | $DSM | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | Other | $7.6M | 0.2% | 1.45M | -2% | |||
| 93 | — | ISHARES TR - 0-3 MTH TREASURY | — | $7.6M | 0.2% | 75K | +4% | |||
| 94 | $OIA | Invesco Municipal Income Opportunities Trust | — | $7.5M | 0.2% | 1.31M | +4% | |||
| 95 | $MA | Mastercard Inc | Financials | $7.5M | 0.2% | 14K | -9% | |||
| 96 | $CELC | Celcuity Inc. | Healthcare | $7.4M | 0.2% | 93K | -7% | |||
| 97 | $MUC | BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. | Other | $7.4M | 0.2% | 760K | +7% | |||
| 98 | $VKI | Invesco Advantage Municipal Income Trust II | Other | $7.3M | 0.2% | 981K | -0.8% | |||
| 99 | $ATI | ATI INC | Materials | $7.3M | 0.2% | 39K | +5% | |||
| 100 | — | FLAHERTY & CRUMRIN PFD & INM - COM | — | $7.3M | 0.2% | 488K | +3% | |||
| 101 | $SNDX | Syndax Pharmaceuticals Inc | Healthcare | $7.3M | 0.2% | 386K | +13% | |||
| 102 | — | ISHARES TR - 10+ YR INVST GRD | — | $7.2M | 0.2% | 158K | -1% | |||
| 103 | $ECL | ECOLAB INC. | Materials | $7.2M | 0.2% | 26K | -6% | |||
| 104 | — | VANGUARD SCOTTSDALE FDS - LONG TERM TREAS | — | $7.1M | 0.2% | 143K | -0.5% | |||
| 105 | $FIX | COMFORT SYSTEMS USA INC | Industrials | $7.1M | 0.2% | 4,301 | -16% | |||
| 106 | $RTX | RTX Corp | Industrials | $7.1M | 0.2% | 38K | +12% | |||
| 107 | $TT | Trane Technologies plc | Technology | $7.1M | 0.2% | 16K | +4% | |||
| 108 | $UNH | UNITEDHEALTH GROUP INC | Healthcare | $7.1M | 0.2% | 19K | +32% | |||
| 109 | $SPGI | S&P Global Inc. | Financials | $7.0M | 0.2% | 18K | +9% | |||
| 110 | $KURA | Kura Oncology, Inc. | Healthcare | $7.0M | 0.2% | 656K | +15% | |||
| 111 | $KO | COCA COLA CO | Consumer Staples | $7.0M | 0.2% | 82K | +2% | |||
| 112 | $ADX | ADAMS DIVERSIFIED EQUITY FUND, INC. | Other | $7.0M | 0.2% | 272K | -2% | |||
| 113 | $TJX | TJX COMPANIES INC /DE/ | Consumer Discretionary | $6.9M | 0.2% | 52K | +2% | |||
| 114 | $ZLAB | Zai Lab Ltd | Healthcare | $6.9M | 0.2% | 263K | +14% | |||
| 115 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $6.9M | 0.2% | 42K | -11% | |||
| 116 | $MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | Other | $6.9M | 0.2% | 768K | +25% | |||
| 117 | $STT | STATE STREET CORP | Financials | $6.8M | 0.2% | 39K | +19% | |||
| 118 | $STRL | STERLING INFRASTRUCTURE, INC. | Industrials | $6.8M | 0.2% | 14K | +16% | |||
| 119 | $AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Other | $6.8M | 0.2% | 711K | +19% | |||
| 120 | $NAN | NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND | Other | $6.7M | 0.2% | 687K | +14% | |||
| 121 | $PH | Parker-Hannifin Corp | Industrials | $6.7M | 0.2% | 7,053 | +0.1% | |||
| 122 | $RKLB | Rocket Lab Corp | Industrials | $6.7M | 0.2% | 96K | +3% | |||
| 123 | — | VANGUARD WORLD FD - INF TECH ETF | — | $6.6M | 0.2% | 53K | +2% | |||
| 124 | $PM | Philip Morris International Inc. | Consumer Staples | $6.6M | 0.2% | 35K | -6% | |||
| 125 | $IVZ | Invesco Ltd. | Financials | $6.6M | 0.2% | 319K | -10% | |||
| 126 | $ABBV | AbbVie Inc. | Healthcare | $6.5M | 0.2% | 25K | +5% | |||
| 127 | $GS | GOLDMAN SACHS GROUP INC | Financials | $6.5M | 0.2% | 7,250 | +24% | |||
| 128 | $MPWR | MONOLITHIC POWER SYSTEMS, INC. | Technology | $6.5M | 0.2% | 4,842 | +11% | |||
| 129 | $PMM | FRANKLIN MANAGED MUNICIPAL INCOME TRUST | Other | $6.4M | 0.2% | 1.18M | -0.6% | |||
| 130 | $IRM | IRON MOUNTAIN INC | Real Estate | $6.3M | 0.2% | 57K | +1% | |||
| 131 | — | ISHARES TR - ISHS 5-10YR INVT | — | $6.3M | 0.2% | 125K | -2% | |||
| 132 | — | ABRDN TOTAL DYNAMIC DIVIDEND - COM SH BEN INT | — | $6.3M | 0.2% | 620K | +9% | |||
| 133 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $6.3M | 0.2% | 93K | +13% | |||
| 134 | $BBVA | BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | Financials | $6.3M | 0.2% | 224K | -11% | |||
| 135 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $6.3M | 0.2% | 43K | +2% | |||
| 136 | $MYN | BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. | Other | $6.3M | 0.2% | 714K | -23% | |||
| 137 | $LSCC | LATTICE SEMICONDUCTOR CORP | Technology | $6.1M | 0.2% | 49K | -22% | |||
| 138 | $DASH | DoorDash, Inc. | Consumer Discretionary | $5.9M | 0.2% | 32K | +9% | |||
| 139 | $PCRX | Pacira BioSciences, Inc. | Healthcare | $5.9M | 0.2% | 236K | +16% | |||
| 140 | $NAC | Nuveen California Quality Municipal Income Fund | Other | $5.9M | 0.2% | 576K | +11% | |||
| 141 | — | VANECK ETF TRUST - EMERGING MRKT HI | — | $5.9M | 0.2% | 302K | +8% | |||
| 142 | — | VANGUARD SCOTTSDALE FDS - INTER TERM TREAS | — | $5.8M | 0.2% | 103K | +4% | |||
| 143 | $INCY | INCYTE CORP | Healthcare | $5.8M | 0.2% | 48K | +25% | |||
| 144 | $BA | BOEING CO | Industrials | $5.8M | 0.2% | 31K | +9% | |||
| 145 | $MOD | MODINE MANUFACTURING CO | Industrials | $5.7M | 0.2% | 31K | +4% | |||
| 146 | $VRT | Vertiv Holdings Co | Technology | $5.7M | 0.2% | 24K | -8% | |||
| 147 | $VCV | Invesco California Value Municipal Income Trust | — | $5.7M | 0.2% | 634K | +11% | |||
| 148 | — | NUVEEN S&P 500 DYNAMIC OVERW - COM | — | $5.7M | 0.2% | 308K | +21% | |||
| 149 | $ATRO | ASTRONICS CORP | Industrials | $5.7M | 0.2% | 84K | +5% | |||
| 150 | $VSTM | Verastem, Inc. | Healthcare | $5.6M | 0.2% | 700K | +23% |
What changed in Q3 2026
Against the previous quarter's 13F: 59 new, 518 added to, 371 trimmed, 47 sold out. Share-count changes; largest moves by dollar size first.
New positions (59)
- NEOS ETF TRUST - NEOS S&P 500 HI$48.7M
first bought this quarter
$MYIBLACKROCK MUNIYIELD QUALITY FUND III, INC.$22.1M
first bought this quarter
- TEVA PHARMACEUTICAL INDS LTD - SHS$13.8M
first bought this quarter
$NDMONuveen Dynamic Municipal Opportunities Fund$1.9M
first bought this quarter
$AMEAMETEK INC/$1.0M
first bought this quarter
$CIBGrupo Cibest S.A.$989K
first bought this quarter
+53 more in the Excel export
Added to (518)
- BLACKROCK ETF TRUST - ISHARES US EQUIT+36%
now $62.5M
$CRWDCrowdStrike Holdings, Inc.+282%
now $9.2M · held 11+ qtrs
- J P MORGAN EXCHANGE TRADED F - SHORT DURA CORE+33%
now $19.2M
- ISHARES TR - CORE S&P500 ETF+3%
now $150.4M
$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD+30%
now $12.4M · held 11+ qtrs, 2 adds in a row
$NBHNEUBERGER MUNICIPAL FUND INC.+195%
now $4.3M
+512 more in the Excel export
Trimmed (371)
- PROSHARES TR - S&P 500 HIGH ETF-98%
now $861K
now $24.9M · held 11+ qtrs, 2 trims in a row
- JANUS DETROIT STR TR - HENDERSN CAP ETF-35%
now $26.8M
$GOSSGossamer Bio, Inc.-99%
now $168K
$PANWPalo Alto Networks Inc-13%
now $19.2M · held 11+ qtrs, 2 trims in a row
now $29.7M · held 11+ qtrs
+365 more in the Excel export
Sold out (47)
$TEVATEVA PHARMACEUTICAL INDUSTRIES LTDwas $11.1M
held 10+ qtrs
$VFLabrdn National Municipal Income Fundwas $2.8M
held 10+ qtrs
$NBIXNEUROCRINE BIOSCIENCES INCwas $989K
- INVESCO EXCHANGE TRADED FD T - BLDG CONSTR ETFwas $885K
- INVESCO EXCH TRADED FD TR II - GBL CLEAN ENRGwas $776K
$WBSWEBSTER FINANCIAL CORPwas $774K
+41 more in the Excel export
Holdings by quarter
Every 13F Hennion & Walsh Asset Management, Inc. has filed, 22 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Hennion & Walsh Asset Management's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 14 of the 20 are scored)
Top 10 since filing
-4.8%
Value-weighted move of the 10 largest stock positions
Turnover
7%
Last quarter; 34% over the last 4
Top 10 weight
17%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
94%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Hennion & Walsh Asset Management, Inc. disclosed 969 positions worth $3.4B in its Form 13F-HR for Q3 2026, followed by $WT. During the quarter the fund opened 59 new positions and exited 47 and a full exit from $TEVA. The portfolio is most concentrated in Other (43.0% of disclosed assets). All figures are sourced directly from Hennion & Walsh Asset Management, Inc.’s Form 13F-HR filing with the SEC under CIK 1861642.
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AI-Powered Hedge Fund Analysis: Hennion & Walsh Asset Management, Inc.
13F Pro is an AI hedge fund tracker and stock research platform. For Hennion & Walsh Asset Management, Inc. (SEC CIK: 1861642), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Hennion & Walsh Asset Management, Inc.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.