SMH CAPITAL ADVISORS INC
13F Reported Value
ⓘ$25.5M
Holdings
54
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
SMH CAPITAL ADVISORS INC disclosed 54 positions worth $25.5M in its Form 13F-HR for Q2 2026, led by $TRIN (Trinity Capital Inc.) at 11.9% of the equity portfolio, followed by $CSWC and $VICI. During the quarter the fund opened 21 new positions and exited 5 — including a new stake in $ARCC and a full exit from $RIOT. The portfolio is most concentrated in Other (66.4% of disclosed assets). All figures are sourced directly from SMH CAPITAL ADVISORS INC’s Form 13F-HR filing with the SEC under CIK 1180391.
AI Fund Analysis
DiversifyingSector Allocation
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AUM History
13fpro.ai/research/fund/smh-capital-advisors-inc-1180391
Top Equity Holdings by Value
13fpro.ai/research/fund/smh-capital-advisors-inc-1180391
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
- —
Quality
$3.0M170,293 sh - —
Quality
$1.9M80,072 sh - 65.8#441
Quality
$1.4M53,471 sh ALPHATEC HLDGS INC - NOTE 0.750% 3/1
—Quality
$1.4M1,453,000 sh- —
Quality
$1.1M21,907 sh - 78.8
Quality
$976.1K37,399 sh - —
Quality
$937.8K59,466 sh - —
Quality
$918.3K883,000 sh - 48.5
Quality
$896.8K102,489 sh - 59.4
Quality
$784.4K18,627 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| — | $3.0M | 170,293 | |
| — | $1.9M | 80,072 | |
| 65.8#441 | $1.4M | 53,471 | |
| ALPHATEC HLDGS INC - NOTE 0.750% 3/1 | — | $1.4M | 1,453,000 |
| — | $1.1M | 21,907 | |
| 78.8 | $976.1K | 37,399 | |
| — | $937.8K | 59,466 | |
| — | $918.3K | 883,000 | |
| 48.5 | $896.8K | 102,489 | |
| 59.4 | $784.4K | 18,627 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of SMH CAPITAL ADVISORS INC's 54 positions.
Showing top 10 of 54 holdings.
Sector Allocation
Other
$16.9M
Financials
$3.2M
Real Estate
$3.0M
Energy
$976,119
Industrials
$843,094
Consumer Discretionary
$548,973
Full Holdings — SMH CAPITAL ADVISORS INC (Q2 2026)
All 54 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | Trinity Capital Inc. | $3.0M | 11.9% | +6666% | — | |
| 2 | CAPITAL SOUTHWEST CORP | $1.9M | 7.5% | +4520% | — | |
| 3 | VICI PROPERTIES INC. | $1.4M | 5.6% | +3905% | 65.8 | |
| 4 | — | ALPHATEC HLDGS INC - NOTE 0.750% 3/1 | $1.4M | 5.4% | NEW | — |
| 5 | Main Street Capital CORP | $1.1M | 4.5% | +2091% | — | |
| 6 | SM Energy Co | $976,119 | 3.8% | +3102% | 78.8 | |
| 7 | Hercules Capital, Inc. | $937,779 | 3.7% | +9697% | — | |
| 8 | CAPITAL SOUTHWEST CORP | $918,320 | 3.6% | +7506% | — | |
| 9 | BLUE OWL CAPITAL INC. | $896,779 | 3.5% | NEW | 48.5 | |
| 10 | Carlyle Group Inc. | $784,371 | 3.1% | +1945% | 59.4 | |
| 11 | WisdomTree, Inc. | $746,976 | 2.9% | NEW | 59.6 | |
| 12 | INNOVATIVE INDUSTRIAL PROPERTIES INC | $619,800 | 2.4% | +3982% | 54 | |
| 13 | Rithm Capital Corp. | $616,269 | 2.4% | NEW | 47.1 | |
| 14 | SPDR S&P 500 ETF TRUST | $602,073 | 2.4% | +51% | — | |
| 15 | ARES CAPITAL CORP | $463,306 | 1.8% | NEW | — | |
| 16 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $458,919 | 1.8% | +1753% | — |
| 17 | — | ISHARES TR - MSCI EAFE ETF | $444,799 | 1.7% | +934% | — |
| 18 | FORD MOTOR CO | $434,764 | 1.7% | NEW | 54.6 | |
| 19 | Lyft, Inc. | $408,330 | 1.6% | NEW | 72.6 | |
| 20 | WisdomTree, Inc. | $370,783 | 1.4% | +7859% | 59.6 | |
| 21 | ADAMS DIVERSIFIED EQUITY FUND, INC. | $339,355 | 1.3% | +4512% | — | |
| 22 | Runway Growth Finance Corp. | $318,480 | 1.3% | NEW | — | |
| 23 | EZCORP INC | $316,039 | 1.2% | +3841% | 63 | |
| 24 | CALAMOS STRATEGIC TOTAL RETURN FUND | $313,545 | 1.2% | +5928% | — | |
| 25 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | $310,347 | 1.2% | NEW | 30.4 | |
| 26 | Virtus Equity & Convertible Income Fund | $295,416 | 1.2% | +4264% | — | |
| 27 | GABELLI DIVIDEND & INCOME TRUST | $276,339 | 1.1% | +3752% | — | |
| 28 | — | EATON VANCE TAX ADVT DIV INC - COM | $258,726 | 1.0% | +4129% | — |
| 29 | INVESCO QQQ TRUST, SERIES 1 | $256,775 | 1.0% | +74% | — | |
| 30 | — | ALLIANCEBERNSTEIN GLOBAL HIG - COM | $255,323 | 1.0% | +9855% | — |
| 31 | BLACKROCK CORPORATE HIGH YIELD FUND, INC. | $234,308 | 0.9% | NEW | — | |
| 32 | DICK'S SPORTING GOODS, INC. | $232,934 | 0.9% | +155% | 62.7 | |
| 33 | JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND | $232,676 | 0.9% | +4106% | — | |
| 34 | Carlyle Secured Lending, Inc. | $231,091 | 0.9% | +8969% | — | |
| 35 | BLACKROCK CREDIT ALLOCATION INCOME TRUST | $227,008 | 0.9% | +9861% | — | |
| 36 | Apollo Global Management, Inc. | $224,505 | 0.9% | +800% | 51.8 | |
| 37 | Blue Owl Capital Corp | $217,933 | 0.8% | NEW | — | |
| 38 | Blackstone Secured Lending Fund | $205,376 | 0.8% | NEW | — | |
| 39 | Palmer Square Capital BDC Inc. | $202,638 | 0.8% | NEW | — | |
| 40 | SLR Investment Corp. | $194,381 | 0.8% | NEW | — | |
| 41 | COHEN & STEERS QUALITY INCOME REALTY FUND INC | $189,845 | 0.7% | NEW | — | |
| 42 | Crescent Capital BDC, Inc. | $169,555 | 0.7% | NEW | — | |
| 43 | BlackRock Multi-Sector Income Trust | $165,875 | 0.7% | NEW | — | |
| 44 | TEMPLETON EMERGING MARKETS INCOME FUND | $148,641 | 0.6% | NEW | — | |
| 45 | Nuveen Quality Municipal Income Fund | $141,989 | 0.6% | NEW | — | |
| 46 | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | $139,249 | 0.6% | NEW | — | |
| 47 | — | NUVEEN AMT FREE QLTY MUN INC - COM | $138,508 | 0.5% | NEW | — |
| 48 | Eaton Vance Municipal Bond Fund | $131,606 | 0.5% | NEW | — | |
| 49 | U S GLOBAL INVESTORS INC | $125,397 | 0.5% | NEW | 22.7 | |
| 50 | SelectQuote, Inc. | $98,119 | 0.4% | NEW | 54 | |
| 51 | TriplePoint Venture Growth BDC Corp. | $95,716 | 0.4% | NEW | — | |
| 52 | CION Investment Corp | $90,958 | 0.4% | NEW | — | |
| 53 | BlackRock TCP Capital Corp. | $83,049 | 0.3% | NEW | — | |
| 54 | Advanced Flower Capital Inc. | $80,600 | 0.3% | NEW | 22.8 |
New Positions (21)
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