Cornerstone Strategic Investment Fund, Inc. (CLM) — Institutional Holders, Q2 2026
147 institutional investment managers reported a CLM position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $339.9M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
CLM in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- Warberg Asset ManagementAdded · +794,646 sh+$6.0M
- PFG InvestmentsAdded · +369,888 sh+$2.8M
- Almitas CapitalAdded · +219,775 sh+$1.7M
- J.W. COLE ADVISORSNew · +211,424 sh+$1.6M
- Cetera Investment AdvisersAdded · +202,853 sh+$1.5M
Biggest sellers
- OSAICTrimmed · -232,935 sh-$1.8M
- SIT INVESTMENT ASSOCIATESSold out · -158,042 sh-$1.2M
- MORGAN STANLEYTrimmed · -94,696 sh-$715.9K
- JANE STREET GROUPSold out · -91,952 sh-$695.2K
- SUSQUEHANNA INTERNATIONAL GROUP, LLPTrimmed · -83,133 sh-$628.5K
CLM 13F holders ranked 1–100 of 147
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | Alpine Global Management#1 · 6,833,682 sh | 6,833,682 | $51.7M | 8.40% | +0.3% |
| 2 | BOOTHBAY FUND MANAGEMENT#2 · 6,736,737 sh | 6,736,737 | $50.9M | 0.67% | -0.1% |
| 3 | PFG Investments#3 · 4,492,919 sh | 4,492,919 | $34.0M | 1.32% | +9.0% |
| 4 | Quarry#4 · 3,476,236 sh | 3,476,236 | $26.3M | 2.18% | -0.4% |
| 5 | Sculptor Capital#5 · 3,325,694 sh | 3,325,694 | $25.1M | 0.20% | +5.8% |
| 6 | OSAIC#6 · 3,016,078 sh | 3,016,078 | $22.8M | 0.03% | -7.2% |
| 7 | LPL Financial#7 · 2,586,106 sh | 2,586,106 | $19.6M | <0.01% | +6.8% |
| 8 | Warberg Asset Management#8 · 1,836,581 sh | 1,836,581 | $13.9M | 2.52% | +76.3% |
| 9 | Cetera Investment Advisers#9 · 1,558,231 sh | 1,558,231 | $11.8M | 0.01% | +15.0% |
| 10 | Cable Car Capital#10 · 1,274,106 sh | 1,274,106 | $9.6M | 0.21% | +1.9% |
| 11 | Cambridge Investment Research Advisors#11 · 1,093,299 sh | 1,093,299 | $8.3M | 0.02% | +5.1% |
| 12 | Almitas Capital#12 · 661,789 sh | 661,789 | $5.0M | 1.20% | +49.7% |
| 13 | COHEN & STEERS#13 · 629,931 sh | 629,931 | $4.8M | <0.01% | 0.0% |
| 14 | MORGAN STANLEY#14 · 560,243 sh | 560,243 | $4.2M | <0.01% | -14.5% |
| 15 | WJ Financial Advisors#15 · 503,994 sh | 503,994 | $3.8M | 2.80% | +13.3% |
| 16 | Perennial Investment Advisors#16 · 484,530 sh | 484,530 | $3.7M | 0.24% | +1.8% |
| 17 | RAYMOND JAMES FINANCIAL#17 · 388,773 sh | 388,773 | $2.9M | <0.01% | +3.1% |
| 18 | Stratos Wealth Partners, LTD.#18 · 333,993 sh | 333,993 | $2.5M | 0.03% | -2.5% |
| 19 | COMMONWEALTH EQUITY SERVICES#19 · 319,209 sh | 319,209 | $2.4M | <0.01% | +8.4% |
| 20 | Yakira Capital Management#20 · 311,396 sh | 311,396 | $2.4M | 0.67% | +1.5% |
| 21 | Creative Planning#21 · 277,113 sh | 277,113 | $2.1M | <0.01% | +36.6% |
| 22 | Kovack Advisors#22 · 233,414 sh | 233,414 | $1.8M | 0.08% | +61.8% |
| 23 | J.W. COLE ADVISORS#23 · 211,424 sh | 211,424 | $1.6M | 0.03% | New |
| 24 | Baird Financial Group#24 · 178,155 sh | 178,155 | $1.3M | <0.01% | +11.6% |
| 25 | WINEBRENNER CAPITAL MANAGEMENT#25 · 158,000 sh | 158,000 | $1.2M | — | +0.1% |
| 26 | StoneX Group#26 · 151,920 sh | 151,920 | $1.1M | 0.05% | -2.1% |
| 27 | THRIVENT FINANCIAL FOR LUTHERANS#27 · 145,939 sh | 145,939 | $1.1M | <0.01% | 0.0% |
| 28 | CREATIVE FINANCIAL DESIGNS#28 · 132,993 sh | 132,993 | $1.0M | 0.05% | +41.5% |
| 29 | INDEPENDENT FINANCIAL GROUP#29 · 111,901 sh | 111,901 | $846.0K | — | New |
| 30 | Aptus Capital Advisors#30 · 110,719 sh | 110,719 | $837.0K | <0.01% | +1.9% |
| 31 | Marex Group plc#31 · 109,968 sh | 109,968 | $831.4K | <0.01% | New |
| 32 | Savvy Advisors#32 · 107,590 sh | 107,590 | $813.4K | 0.02% | +0.1% |
| 33 | Advisory Solutions Group#33 · 97,879 sh | 97,879 | $740.0K | — | — |
| 34 | AE Wealth Management#34 · 92,708 sh | 92,708 | $700.9K | <0.01% | +74.4% |
| 35 | Encompass More Asset Management#35 · 89,506 sh | 89,506 | $676.7K | — | +10.6% |
| 36 | XTX Topco Ltd#36 · 88,603 sh | 88,603 | $669.8K | <0.01% | +209.1% |
| 37 | Focus Partners Wealth#37 · 83,516 sh | 83,516 | $631.4K | <0.01% | -8.1% |
| 38 | CreativeOne Wealth#38 · 79,026 sh | 79,026 | $597.4K | 0.01% | +2.9% |
| 39 | Mirador Capital Partners#39 · 78,738 sh | 78,738 | $595.3K | — | New |
| 40 | BENJAMIN EDWARDS#40 · 74,406 sh | 74,406 | $562.5K | <0.01% | +2.5% |
| 41 | Garden State Investment Advisory Services#41 · 65,260 sh | 65,260 | $493.4K | 0.09% | +14.0% |
| 42 | Private Advisor Group#42 · 62,116 sh | 62,116 | $469.6K | <0.01% | +13.7% |
| 43 | CoreCap Advisors#43 · 59,850 sh | 59,850 | $452.5K | — | +212.1% |
| 44 | ENVESTNET ASSET MANAGEMENT#44 · 59,467 sh | 59,467 | $449.6K | <0.01% | +17.1% |
| 45 | HighTower Advisors#45 · 59,049 sh | 59,049 | $446.4K | <0.01% | -10.4% |
| 46 | STIFEL FINANCIAL#46 · 58,350 sh | 58,350 | $441.1K | <0.01% | +15.0% |
| 47 | Prospera Financial Services#47 · 54,917 sh | 54,917 | $415.2K | <0.01% | -36.6% |
| 48 | Dynamic Advisor Solutions#48 · 54,125 sh | 54,125 | $409.2K | — | +10.9% |
| 49 | Kestra Advisory Services#49 · 51,892 sh | 51,892 | $392.3K | <0.01% | -0.6% |
| 50 | TORONTO DOMINION BANK#50 · 50,000 sh | 50,000 | $378.0K | <0.01% | -0.4% |
| 51 | Gladstone Institutional Advisory#51 · 49,081 sh | 49,081 | $371.1K | 0.01% | -14.6% |
| 52 | OneAscent Family Office#52 · 44,268 sh | 44,268 | $334.7K | 0.17% | New |
| 53 | FIRETHORN WEALTH PARTNERS#53 · 42,157 sh | 42,157 | $318.7K | — | +4.7% |
| 54 | BlackRock#54 · 41,258 sh | 41,258 | $311.9K | 0.00% | 0.0% |
| 55 | SeaCrest Wealth Management#55 · 39,161 sh | 39,161 | $296.1K | — | +37.2% |
| 56 | MGO ONE SEVEN#56 · 35,273 sh | 35,273 | $266.7K | <0.01% | +4.4% |
| 57 | Meridian Wealth Management#57 · 35,062 sh | 35,062 | $265.1K | <0.01% | -4.7% |
| 58 | Pathstone#58 · 33,089 sh | 33,089 | $250.2K | <0.01% | 0.0% |
| 59 | Mariner#59 · 32,449 sh | 32,449 | $245.3K | <0.01% | +147.2% |
| 60 | Buska Wealth Management#60 · 30,596 sh | 30,596 | $231.3K | — | +3.9% |
| 61 | Foundations Investment Advisors#61 · 30,479 sh | 30,479 | $230.4K | <0.01% | New |
| 62 | EP Wealth Advisors#62 · 28,733 sh | 28,733 | $217.2K | <0.01% | 0.0% |
| 63 | AMERIFLEX GROUP#63 · 27,500 sh | 27,500 | $207.9K | 0.09% | -1.8% |
| 64 | Rockefeller Capital Management L.P.#64 · 26,634 sh | 26,634 | $201.4K | <0.01% | 0.0% |
| 65 | KESTRA PRIVATE WEALTH SERVICES#65 · 26,328 sh | 26,328 | $199.0K | <0.01% | +2.0% |
| 66 | HF Advisory Group#66 · 25,484 sh | 25,484 | $192.7K | — | +4.0% |
| 67 | NBC SECURITIES#67 · 25,205 sh | 25,205 | $190.5K | — | 0.0% |
| 68 | WEALTH ENHANCEMENT ADVISORY SERVICES#68 · 23,533 sh | 23,533 | $179.6K | — | -2.0% |
| 69 | Chicago Partners Investment Group#69 · 25,023 sh | 25,023 | $179.2K | — | +0.3% |
| 70 | Virtu Financial#70 · 23,328 sh | 23,328 | $176.0K | <0.01% | +49.6% |
| 71 | BECKER CAPITAL MANAGEMENT#71 · 22,847 sh | 22,847 | $172.7K | <0.01% | +3.7% |
| 72 | Sequoia Financial Advisors#72 · 21,400 sh | 21,400 | $161.8K | <0.01% | 0.0% |
| 73 | BIP Wealth#73 · 20,898 sh | 20,898 | $158.0K | — | New |
| 74 | Clear Street Group#74 · 20,493 sh | 20,493 | $154.9K | <0.01% | New |
| 75 | Sanctuary Advisors#75 · 20,084 sh | 20,084 | $151.8K | <0.01% | +0.6% |
| 76 | Larson Financial Group#76 · 20,083 sh | 20,083 | $151.8K | <0.01% | +4.8% |
| 77 | Marshall Financial Group#77 · 20,000 sh | 20,000 | $151.2K | 0.02% | +100.0% |
| 78 | UBS Group AG#78 · 18,476 sh | 18,476 | $139.7K | 0.00% | +4.8% |
| 79 | NewEdge Advisors#79 · 18,101 sh | 18,101 | $136.8K | <0.01% | New |
| 80 | Clearstead Advisors#80 · 17,880 sh | 17,880 | $135.2K | <0.01% | 0.0% |
| 81 | WEDBUSH SECURITIES#81 · 17,850 sh | 17,850 | $135.0K | — | 0.0% |
| 82 | World Investment Advisors#82 · 17,670 sh | 17,670 | $134.5K | <0.01% | -13.2% |
| 83 | Summit Financial#83 · 17,754 sh | 17,754 | $134.2K | <0.01% | -4.7% |
| 84 | Capital CS Group#84 · 17,437 sh | 17,437 | $131.8K | 0.10% | +1.6% |
| 85 | Secure Asset Management#85 · 17,065 sh | 17,065 | $129.0K | — | +36.2% |
| 86 | INTEGRITY ALLIANCE#86 · 16,693 sh | 16,693 | $126.2K | <0.01% | -5.3% |
| 87 | SUSQUEHANNA INTERNATIONAL GROUP, LLP#87 · 16,550 sh | 16,550 | $125.1K | 0.00% | -83.4% |
| 88 | AMERIPRISE FINANCIAL#88 · 15,916 sh | 15,916 | $120.3K | 0.00% | 0.0% |
| 89 | Strategic Financial Concepts#89 · 15,700 sh | 15,700 | $118.7K | 0.04% | +6.8% |
| 90 | SMITH CHAS P & ASSOCIATES PA CPAS#90 · 15,663 sh | 15,663 | $118.4K | — | -24.2% |
| 91 | EVOLUTION WEALTH MANAGEMENT#91 · 14,568 sh | 14,568 | $110.1K | 0.06% | -25.0% |
| 92 | PRIVATE NA#92 · 14,514 sh | 14,514 | $109.7K | — | New |
| 93 | Accurate Wealth Management#93 · 14,163 sh | 14,163 | $108.1K | — | +1.1% |
| 94 | A4 Wealth Advisors#94 · 14,022 sh | 14,022 | $106.0K | — | -12.2% |
| 95 | MOSAIC FAMILY WEALTH PARTNERS#95 · 14,008 sh | 14,008 | $105.9K | <0.01% | +6.0% |
| 96 | BLUEDOOR PRIVATE WEALTH#96 · 13,916 sh | 13,916 | $105.2K | 0.04% | New |
| 97 | NWF Advisory Services#97 · 13,500 sh | 13,500 | $102.1K | — | 0.0% |
| 98 | TWO SIGMA SECURITIES#98 · 13,184 sh | 13,184 | $99.7K | <0.01% | New |
| 99 | Redhawk Wealth Advisors#99 · 13,063 sh | 13,063 | $98.8K | — | +4.8% |
| 100 | Integrated Wealth Concepts#100 · 12,912 sh | 12,912 | $97.6K | <0.01% | -0.1% |
Funds that sold out of CLM in Q2 2026 (15)
Held CLM at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| SIT INVESTMENT ASSOCIATES158,042 sh | 158,042 | $1.2M |
| JANE STREET GROUP91,952 sh | 91,952 | $669.4K |
| Independent Advisor Alliance37,072 sh | 37,072 | $269.9K |
| Cerity Partners30,067 sh | 30,067 | $218.9K |
| Pasadena Private Wealth23,661 sh | 23,661 | $172.3K |
| HOWE & RUSLING20,142 sh | 20,142 | $146.6K |
| MERCER GLOBAL ADVISORS15,054 sh | 15,054 | $109.6K |
| CIBC WORLD MARKET12,654 sh | 12,654 | $92.1K |
| Sound Income Strategies4,864 sh | 4,864 | $35.9K |
| Golden State Equity Partners3,304 sh | 3,304 | $24.1K |
| ROYAL BANK OF CANADA2,943 sh | 2,943 | $21.0K |
| Western Wealth Management1,052 sh | 1,052 | $7.7K |
| MAI Capital Management600 sh | 600 | $4.4K |
| Parvin Asset Management67 sh | 67 | $488.00 |
| DANSKE BANK A/S3 sh | 3 | $22.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.