Warberg Asset Management LLC
Sector Allocation
- Industrials26.3%$88.7M
- Technology22.4%$75.6M
- Other16.8%$56.7M
- Healthcare9.7%$32.6M
- Financials9.1%$30.9M
- Communication Services5.7%$19.2M
- Utilities5.6%$19.0M
- Real Estate1.9%$6.4M
- Materials1.5%$5.2M
- Consumer Staples0.7%$2.2M
AUM History
13fpro.ai/research/fund/warberg-asset-management-llc-1597506
Conviction and streaks
Diversifying · top 10 = 62.3%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q2 2026
GVA
$46.9MMCHP
$42.0MATRO
$31.3MLYV
$19.0MNN
$15.3MCLM
$13.9MGH
$12.6M- HEWLETT$11.7M
TXNM
$8.9M- LIBERTY$8.6M
CORZ
$7.2MORA
$7.2MAPO
$6.7MLITE
$6.7M- LCI$6.2M
ALNY
$6.0MAKAM
$5.1MHALO
$5.1M- JAZZ$4.3M
ATEN
$4.2M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/warberg-asset-management-llc-1597506
Warberg Asset Management LLC 13F holdings — Q2 2026
$551.1M portfolio (-8.1% QoQ) · 170 holdings · Q2 2026 13F · top 10 are 62% of the stock portfolio
Includes $213.6M of put/call options ($204.4M puts, $9.2M calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $337.5M. Weights use the stock portfolio.
$46.9M
13.9% of stocks
NewThis quarter-13.6%Since filedNew this quarterHeld$42.0M
12.4% of stocks
+38%This quarter-6.3%Since filed10+ qtrsHeld$31.3M
9.3% of stocks
+326%This quarter-20.1%Since filed3 qtrsHeld$19.0M
5.6% of stocks
+0.2%This quarter-5.9%Since filed7 qtrsHeld$15.3M
4.5% of stocks
NewThis quarter-36.7%Since filedNew this quarterHeld$13.9M
4.1% of stocks
+76%This quarter-23.4%Since filed2 qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 2 qtrs in a row$12.6M
3.7% of stocks
NewThis quarter+4.9%Since filedNew this quarterHeld- 8
HEWLETT PACKARD ENTERPRISE C - 7.625 MAND CONV
$11.7M
3.5% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— $8.9M
2.6% of stocks
+36%This quarter+1.9%Since filed2 qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 2 qtrs in a row- 10
LIBERTY MEDIA CORP DEL - NOTE 3.750% 3/1
$8.6M
2.5% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy—
All holdings — Warberg Asset Management LLC (Q2 2026)
170 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | SPDR S&P 500 ETF TRUST | — | $172.2M | — | 231K | -26% | — | — | 13F | |
| 12 | INVESCO QQQ TRUST, SERIES 1 | — | $14.0M | — | 19K | -46% | — | — | 13F | |
| 13 | Core Scientific, Inc./txwarrant | Financials | $7.2M | 2.1% | 385K | +44% | 9 qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 14 | ORMAT TECHNOLOGIES, INC.note | Utilities | $7.2M | 2.1% | 5.70M | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | Apollo Global Management, Inc. | Financials | $6.7M | 2.0% | 111K | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | Lumentum Holdings Inc.note | Technology | $6.7M | 2.0% | 1.02M | -89% | 3 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | — | LCI INDS - NOTE 3.000% 3/0note | — | $6.2M | 1.8% | 5.50M | -15% | — | — | 13F |
| 18 | ALNYLAM PHARMACEUTICALS, INC.note | Healthcare | $6.0M | 1.8% | 5.00M | — | 4 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | AKAMAI TECHNOLOGIES INCnote | Industrials | $5.1M | 1.5% | 3.50M | New | 2 qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | HALOZYME THERAPEUTICS, INC.note | Healthcare | $5.1M | 1.5% | 3.50M | -42% | 5 qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | NVIDIA CORP | Technology | $4.4M | — | 22K | — | — | — | 13F | |
| 22 | — | JAZZ INVESTMENTS I LTD - NOTE 3.125% 9/1note | — | $4.3M | 1.3% | 2.50M | New | — | — | 13F |
| 23 | A10 Networks, Inc.note | Technology | $4.2M | 1.3% | 2.50M | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | Mirum Pharmaceuticals, Inc.note | Healthcare | $3.9M | 1.1% | 1.04M | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | Snowflake Inc.note | Technology | $3.5M | 1.1% | 2.00M | -50% | 3 qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — PUT | ISHARES TR - 20 YR TR BD ETF | — | $3.5M | — | 41K | New | |||
| 27 | $FLR | FLUOR CORP | Industrials | $3.3M | 1.0% | 2.50M | New | |||
| 28 | $SPY CALL | SPDR S&P 500 ETF TRUST | — | $3.0M | — | 4,000 | New | |||
| 29 | $EPR | EPR PROPERTIES | Real Estate | $2.9M | 0.9% | 115K | +15% | |||
| 30 | — PUT | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $2.6M | — | 4,000 | New | |||
| 31 | $EVRG | Evergy, Inc. | Utilities | $2.5M | 0.7% | 1.75M | +49% | |||
| 32 | $CENX | CENTURY ALUMINUM CO | Materials | $2.5M | 0.7% | 1.00M | +432% | |||
| 33 | $UBER | Uber Technologies, Inc | Technology | $2.3M | 0.7% | 1.95M | — | |||
| 34 | $STXS | Stereotaxis, Inc. | Healthcare | $1.9M | 0.6% | 1.11M | +1% | |||
| 35 | $POST | Post Holdings, Inc. | Consumer Staples | $1.8M | 0.5% | 1.73M | -14% | |||
| 36 | $AKAM | AKAMAI TECHNOLOGIES INC | Industrials | $1.8M | 0.5% | 1.50M | -40% | |||
| 37 | $EPR | EPR PROPERTIES | Real Estate | $1.7M | 0.5% | 54K | +10% | |||
| 38 | $ALB | ALBEMARLE CORP | Materials | $1.7M | 0.5% | 30K | -21% | |||
| 39 | — PUT | ROUNDHILL ETF TRUST - MEMORY ETF | — | $1.6M | — | 21K | New | |||
| 40 | — | FG IMPERII ACQUISITION CORP - ORD SHS CL A | — | $1.5M | 0.4% | 150K | -3% | |||
| 41 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $1.5M | 0.4% | 1,180 | -21% | |||
| 42 | — | XSOLLA SPAC 1 - USD CL A ORD SHS | — | $1.4M | 0.4% | 139K | -3% | |||
| 43 | $UAL CALL | United Airlines Holdings, Inc. | Industrials | $1.4M | — | 10K | New | |||
| 44 | $WT | WisdomTree, Inc. | Financials | $1.2M | 0.4% | 829K | -67% | |||
| 45 | $SBUX PUT | STARBUCKS CORP | Consumer Discretionary | $1.2M | — | 12K | -15% | |||
| 46 | $ESPR PUT | Esperion Therapeutics, Inc. | Healthcare | $1.2M | — | 374K | New | |||
| 47 | $SLV CALL | iShares Silver Trust | Financials | $1.1M | — | 22K | +438% | |||
| 48 | $VNME | Vendome Acquisition Corp I | Financials | $1.1M | 0.3% | 111K | -7% | |||
| 49 | $PYPL CALL | PayPal Holdings, Inc. | Financials | $1.1M | — | 25K | +150% | |||
| 50 | $CAII | Collective Acquisition Corp. II | Financials | $1.0M | 0.3% | 100K | New | |||
| 51 | — | PRAETORIAN ACQUISITION CORP - ORD SHS CL A | — | $993K | 0.3% | 100K | — | |||
| 52 | — CALL | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $918K | — | 1,400 | New | |||
| 53 | $RVMD | Revolution Medicines, Inc. | Healthcare | $889K | 0.3% | 95K | New | |||
| 54 | $NEN | NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP | Real Estate | $886K | 0.3% | 15K | -15% | |||
| 55 | $KIM | KIMCO REALTY CORP | Real Estate | $862K | 0.3% | 14K | New | |||
| 56 | $ORIQ | Origin Investment Corp I | Financials | $862K | 0.3% | 84K | — | |||
| 57 | $BKHA | Black Hawk Acquisition Corp | Healthcare | $857K | 0.3% | 72K | -0.6% | |||
| 58 | $CRML PUT | Critical Metals Corp. | Materials | $822K | — | 80K | +143% | |||
| 59 | $INTC CALL | INTEL CORP | Technology | $768K | — | 5,500 | New | |||
| 60 | $GLW PUT | CORNING INC /NY | Materials | $766K | — | 3,000 | New | |||
| 61 | — | D BORAL ACQUISITION I CORP - ORD SHS CL A | — | $766K | 0.2% | 77K | -0.2% | |||
| 62 | $KCHV | Kochav Defense Acquisition Corp. | Financials | $758K | 0.2% | 73K | -5% | |||
| 63 | — | X3 ACQUISITION CORP LTD - ORD SHS CL A | — | $749K | 0.2% | 75K | — | |||
| 64 | — | ACP HOLDINGS ACQUISITION COR - CL A | — | $737K | 0.2% | 74K | New | |||
| 65 | — | VINE HILL CAP INVTS CORP II - CL A | — | $704K | 0.2% | 70K | -0.0% | |||
| 66 | — | RF ACQUISITION CORP III - ORD SHS | — | $692K | 0.2% | 70K | -0.1% | |||
| 67 | $SPCX PUT | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $683K | — | 4,000 | New | |||
| 68 | — | SILICON VY ACQUISITION CORP - CL A | — | $667K | 0.2% | 66K | -12% | |||
| 69 | $AMPX | Amprius Technologies, Inc. | Technology | $651K | 0.2% | 47K | -26% | |||
| 70 | $AMPX PUT | Amprius Technologies, Inc. | Technology | $638K | — | 46K | New | |||
| 71 | — | VANECK ETF TRUST - JUNIOR GOLD MINE | — | $611K | 0.2% | 6,222 | New | |||
| 72 | — | AMPLITECH GROUP INC - RIGHT 07/18/2026 | — | $596K | 0.2% | 309K | +54% | |||
| 73 | $USAR | USA Rare Earth, Inc. | Materials | $547K | 0.2% | 25K | — | |||
| 74 | $VAL | Valaris Ltd | Energy | $517K | 0.1% | 63K | +51% | |||
| 75 | $CRAQ | Cal Redwood Acquisition Corp. | Financials | $514K | 0.1% | 50K | — | |||
| 76 | $ATLQ | JAB Acquisition Corp I | Financials | $513K | 0.1% | 51K | New | |||
| 77 | $ACMR PUT | ACM Research, Inc. | Technology | $508K | — | 4,000 | New | |||
| 78 | $BRKH | Burtech Acquisition Corp II | Financials | $503K | 0.1% | 50K | New | |||
| 79 | — | ART TECHNOLOGY ACQUISITION C - USD CL A ORD SHS | — | $497K | 0.1% | 50K | — | |||
| 80 | $CRAC | Crown Reserve Acquisition Corp. I | Financials | $476K | 0.1% | 47K | -0.0% | |||
| 81 | — | CLEARTHINK 1 ACQUISITION COR - ORD SHS CL A | — | $476K | 0.1% | 48K | New | |||
| 82 | $MMTX | Miluna Acquisition Corp | Financials | $465K | 0.1% | 46K | — | |||
| 83 | — | SC II ACQUISITION CORP - ORD SHS CLASS A | — | $463K | 0.1% | 46K | — | |||
| 84 | $TVAI | Thayer Ventures Acquisition Corp II | Financials | $461K | 0.1% | 45K | — | |||
| 85 | $INAC | Indigo Acquisition Corp. | Financials | $457K | 0.1% | 45K | — | |||
| 86 | $LKSP | Lake Superior Acquisition Corp | Financials | $456K | 0.1% | 45K | — | |||
| 87 | $CEPO | Cantor Equity Partners I, Inc. | Financials | $444K | 0.1% | 42K | New | |||
| 88 | — CALL | BARCLAYS BANK PLC - IPATH S&P 500 SH | — | $442K | — | 20K | New | |||
| 89 | $OXY | OCCIDENTAL PETROLEUM CORP /DE/ | Energy | $407K | 0.1% | 15K | -97% | |||
| 90 | $ALPX | Alpex Acquisition Corp | Financials | $401K | 0.1% | 40K | New | |||
| 91 | $POST | Post Holdings, Inc. | Consumer Staples | $397K | 0.1% | 4,500 | — | |||
| 92 | $GTERA | Globa Terra Acquisition Corp | Financials | $374K | 0.1% | 36K | — | |||
| 93 | $OTGA | OTG Acquisition Corp. I | Financials | $360K | 0.1% | 35K | — | |||
| 94 | $CHPG | ChampionsGate Acquisition Corp | Financials | $358K | 0.1% | 34K | -0.9% | |||
| 95 | $ON | ON SEMICONDUCTOR CORP | Technology | $357K | 0.1% | 196K | +932% | |||
| 96 | $YCY | AA Mission Acquisition Corp. II | Financials | $355K | 0.1% | 35K | — | |||
| 97 | $NEE | NEXTERA ENERGY INC | Utilities | $334K | 0.1% | 254K | — | |||
| 98 | $FWAC | Futurewave Acquisition Corp | Financials | $322K | 0.1% | 32K | New | |||
| 99 | $RGNT | REGENTIS BIOMATERIALS LTD. | Healthcare | $306K | 0.1% | 87K | New | |||
| 100 | $ALNY | ALNYLAM PHARMACEUTICALS, INC. | Healthcare | $301K | 0.1% | 1,000 | New | |||
| 101 | $HAVA | Harvard Ave Acquisition Corp | Financials | $300K | 0.1% | 30K | -21% | |||
| 102 | $CCAQ | COLLECTIVE ACQUISITION CORP. | Financials | $288K | 0.1% | 28K | -2% | |||
| 103 | $AMPG CALL | AmpliTech Group, Inc. | Technology | $285K | — | 41K | New | |||
| 104 | $IAUX | i-80 Gold Corp. | Materials | $285K | 0.1% | 368K | +26% | |||
| 105 | $FXAC | FortuneX Acquisition Corp | Financials | $284K | 0.1% | 28K | New | |||
| 106 | $BIVI | BIOVIE INC. | Healthcare | $276K | 0.1% | 613K | +34% | |||
| 107 | — | INFLEQTION INC - *W EXP 02/17/203 | — | $275K | 0.1% | 40K | New | |||
| 108 | $MKLY | McKinley Acquisition Corp | Financials | $274K | 0.1% | 27K | — | |||
| 109 | $SOCA | Solarius Capital Acquisition Corp. | Financials | $255K | 0.1% | 25K | — | |||
| 110 | — | AMPLITECH GROUP INC - RIGHT 11/20/2026 | — | $253K | 0.1% | 174K | +5% | |||
| 111 | $EVOX | Evolution Global Acquisition Corp | Financials | $251K | 0.1% | 25K | — | |||
| 112 | $TDWD | Tailwind 2.0 Acquisition Corp. | Financials | $250K | 0.1% | 25K | — | |||
| 113 | — | PROEM ACQUISITION CORP I - UNIT 01/29/2031 | — | $248K | 0.1% | 25K | -52% | |||
| 114 | $LAFA | LaFayette Acquisition Corp. | Financials | $246K | 0.1% | 24K | -0.4% | |||
| 115 | $QSEA | Quartzsea Acquisition Corp | Financials | $241K | 0.1% | 23K | +4% | |||
| 116 | $APAC | StoneBridge Acquisition II Corp | Financials | $241K | 0.1% | 24K | -14% | |||
| 117 | $RIBB | Ribbon Acquisition Corp. | Financials | $235K | 0.1% | 22K | — | |||
| 118 | $BTSG | BrightSpring Health Services, Inc. | Healthcare | $223K | 0.1% | 968 | New | |||
| 119 | — | CRANE HBR ACQUISITION CORP I - ORD SHS CL A | — | $222K | 0.1% | 22K | -7% | |||
| 120 | $USO PUT | United States Oil Fund, LP | Financials | $213K | — | 2,000 | New | |||
| 121 | $DRDB | Roman DBDR Acquisition Corp. II | Financials | $213K | 0.1% | 20K | -13% | |||
| 122 | $BIXI | Bitcoin Infrastructure Acquisition Corp Ltd | Financials | $200K | 0.1% | 20K | — | |||
| 123 | $COPL | Copley Acquisition Corp | Financials | $175K | 0.1% | 17K | -3% | |||
| 124 | $NEOV | NeoVolta Inc. | Technology | $175K | 0.1% | 125K | -17% | |||
| 125 | $EXYN | Exyn Technologies, Inc. | Technology | $169K | 0.1% | 127K | New | |||
| 126 | $PCG CALL | PG&E Corp | Utilities | $168K | — | 10K | -79% | |||
| 127 | $KOYN | CSLM Digital Asset Acquisition Corp III, Ltd | Financials | $160K | 0.1% | 16K | — | |||
| 128 | $OPTU | Optimum Communications, Inc. | Communication Services | $144K | 0.0% | 99K | New | |||
| 129 | — | BRIACELL THERAPEUTICS CORP - *W EXP 01/15/203 | — | $142K | 0.0% | 160K | +39% | |||
| 130 | $TNON | Tenon Medical, Inc. | Healthcare | $140K | 0.0% | 430K | New | |||
| 131 | $BESS | Bimergen Energy Corp | Utilities | $137K | 0.0% | 72K | -26% | |||
| 132 | $DGXX PUT | Digi Power X Inc. | Financials | $136K | — | 25K | New | |||
| 133 | $DGXX | Digi Power X Inc. | Financials | $136K | 0.0% | 25K | New | |||
| 134 | $EURK | Eureka Acquisition Corp | Technology | $115K | 0.0% | 10K | -21% | |||
| 135 | $OACC | Oaktree Acquisition Corp. III Life Sciences | Financials | $107K | 0.0% | 10K | +0.1% | |||
| 136 | $DC | Dakota Gold Corp. | Materials | $107K | 0.0% | 25K | — | |||
| 137 | $OYSE | Oyster Enterprises II Acquisition Corp | Financials | $103K | 0.0% | 10K | — | |||
| 138 | $RNTX | Rein Therapeutics, Inc. | Healthcare | $101K | 0.0% | 99K | New | |||
| 139 | $GLND | Greenland Energy Co | Energy | $87K | 0.0% | 102K | New | |||
| 140 | $LIQT | LIQTECH INTERNATIONAL INC | Industrials | $78K | 0.0% | 92K | New | |||
| 141 | $MOB | Mobilicom Ltd | Industrials | $76K | 0.0% | 38K | -25% | |||
| 142 | $GROY | Gold Royalty Corp. | Materials | $76K | 0.0% | 77K | +12% | |||
| 143 | $DUKR | DUKE Robotics Corp. | Industrials | $61K | 0.0% | 48K | New | |||
| 144 | — | EON RESOURCES INC - *W EXP 11/15/202 | — | $39K | 0.0% | 515K | -6% | |||
| 145 | $PROP CALL | Prairie Operating Co. | Energy | $35K | — | 49K | New | |||
| 146 | $NAMM | Namib Minerals | Materials | $29K | 0.0% | 132K | — | |||
| 147 | $AMST | Amesite Inc. | Technology | $19K | 0.0% | 14K | New | |||
| 148 | — | T1 ENERGY INC - *W EXP 07/09/202 | — | $16K | 0.0% | 86K | New | |||
| 149 | $LVWR | LiveWire Group, Inc. | Industrials | $12K | 0.0% | 594K | -0.9% | |||
| 150 | — | ACP HOLDINGS ACQUISITION COR - *W EXP 03/30/203 | — | $12K | 0.0% | 39K | New |
What changed in Q2 2026
Against the previous quarter's 13F: 57 new, 24 added to, 52 trimmed, 79 sold out. Share-count changes; largest moves by dollar size first.
New positions (57)
first bought this quarter
first bought this quarter
first bought this quarter
- HEWLETT PACKARD ENTERPRISE C - 7.625 MAND CONV$11.7M
first bought this quarter
- LIBERTY MEDIA CORP DEL - NOTE 3.750% 3/1$8.6M
first bought this quarter
first bought this quarter
+51 more in the Excel export
Added to (24)
now $31.3M · held 3 qtrs, 3 adds in a row
now $42.0M · held 10+ qtrs
now $13.9M · held 2 qtrs, 2 adds in a row
now $8.9M · held 2 qtrs, 2 adds in a row
now $7.2M · held 9 qtrs, 3 adds in a row
$CENXCENTURY ALUMINUM CO+432%
now $2.5M · held 3 qtrs
+18 more in the Excel export
Trimmed (52)
$SPYPUTSPDR S&P 500 ETF TRUST-26%
now $172.2M
now $6.7M · held 3 qtrs
$OXYOCCIDENTAL PETROLEUM CORP /DE/-97%
now $407K · held 5 qtrs
$QQQPUTINVESCO QQQ TRUST, SERIES 1-46%
now $14.0M
now $5.1M · held 5 qtrs, 2 trims in a row
$SNOWSnowflake Inc.-50%
now $3.5M · held 3 qtrs, 2 trims in a row
+46 more in the Excel export
Sold out (79)
- SEAGATE HDD CAYMANwas $36.0M
$CNXCNX Resources Corpwas $34.4M
held 5 qtrs
$VTRVentas, Inc.was $8.1M
held 5 qtrs
$XOM.R34088CALLEXXON MOBIL CORPwas $5.1M
- PUTUNITED STS OIL FD LPwas $5.0M
- PUTISHARES TRwas $4.3M
+73 more in the Excel export
Holdings by quarter
Every 13F Warberg Asset Management LLC has filed, 22 earlier quarters. Pick one to see what it held then.
Is it too late to follow Warberg Asset Management?
Q2 2026 13F filed with the SEC on Aug 11, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Warberg Asset Management's top 20 holdings: 50/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)
Top 10 since filing
-14.0%
Value-weighted move of the 10 largest stock positions
Turnover
55%
Last quarter; 144% over the last 4
Top 10 weight
62%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
36%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Warberg Asset Management LLC disclosed 170 positions worth $551.1M in its Form 13F-HR for Q2 2026 — $337.5M in common stock plus $213.6M of put/call option positions (reported at underlying notional value, not premium at risk), led by $GVA (GRANITE CONSTRUCTION INC) at 13.9% of the equity portfolio, followed by $MCHP and $ATRO. During the quarter the fund opened 57 new positions and exited 79 — including a new stake in $GVA. The portfolio is most concentrated in Industrials (26.3% of disclosed assets). All figures are sourced directly from Warberg Asset Management LLC’s Form 13F-HR filing with the SEC under CIK 1597506.
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AI-Powered Hedge Fund Analysis: Warberg Asset Management LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Warberg Asset Management LLC (SEC CIK: 1597506), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Warberg Asset Management LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.