Prospect Financial Group LLC
Sector Allocation
- Other80.9%$100.5M
- Technology11.9%$14.7M
- Financials2.8%$3.5M
- Healthcare1.8%$2.2M
- Consumer Discretionary0.9%$1.1M
- Consumer Staples0.7%$843,525
- Energy0.7%$843,008
- Industrials0.3%$376,975
- Materials0.0%$43,100
AUM History
13fpro.ai/research/fund/prospect-financial-group-llc-2021762
Conviction and streaks
Diversifying · top 10 = 57.4%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q2 2026
- DIMENSIONAL$12.1M
- DIMENSIONAL$9.2M
- VANGUARD$8.7M
- DIMENSIONAL$7.6M
- DIMENSIONAL$7.3M
- VANGUARD$7.3M
- VANGUARD$6.3M
- VANGUARD$4.9M
- AMERICAN$4.1M
- FIDELITY$3.7M
- AMERICAN$3.6M
- AMERICAN$2.9M
NVDA
$2.8MAAPL
$2.7M- VANGUARD$2.6M
- DIMENSIONAL$2.1M
GOOGL
$1.9M- ISHARES$1.8M
- GRANITESHARES$1.8M
- VANGUARD$1.7M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/prospect-financial-group-llc-2021762
Prospect Financial Group LLC 13F holdings — Q2 2026
$124.1M portfolio (+14.6% QoQ) · 70 holdings · Q2 2026 13F · top 10 are 57% of the stock portfolio
- 1
DIMENSIONAL ETF TRUST - EMERGING MKTS CO
$12.1M
9.8% of stocks
-6%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
DIMENSIONAL ETF TRUST - US COR EQU 1 ETF
$9.2M
7.5% of stocks
-0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
VANGUARD BD INDEX FDS - TOTAL BND MRKT
$8.7M
7.0% of stocks
+8%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
DIMENSIONAL ETF TRUST - INTL CORE EQUITY
$7.6M
6.1% of stocks
-1%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
DIMENSIONAL ETF TRUST - US COR EQU 2 ETF
$7.3M
5.9% of stocks
+0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF
$7.3M
5.9% of stocks
+10%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
VANGUARD INDEX FDS - TOTAL STK MKT
$6.3M
5.1% of stocks
-0.8%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
VANGUARD INDEX FDS - S&P 500 ETF SHS
$4.9M
4.0% of stocks
No changeThis quarter—Since filed—HeldAIQuality—Est. buy— - 9
AMERICAN CENTY ETF TR - INTL SMCP VLU
$4.1M
3.3% of stocks
No changeThis quarter—Since filed—HeldAIQuality—Est. buy— - 10
FIDELITY COVINGTON TRUST - MSCI RL EST ETF
$3.7M
2.9% of stocks
+7%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST - EMERGING MKTS CO | $12.1M | 9.8% | -6% | — | — | — | — | |
| 2 | DIMENSIONAL ETF TRUST - US COR EQU 1 ETF | $9.2M | 7.5% | -0.5% | — | — | — | — | |
| 3 | VANGUARD BD INDEX FDS - TOTAL BND MRKT | $8.7M | 7.0% | +8% | — | — | — | — | |
| 4 | DIMENSIONAL ETF TRUST - INTL CORE EQUITY | $7.6M | 6.1% | -1% | — | — | — | — | |
| 5 | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | $7.3M | 5.9% | +0.5% | — | — | — | — | |
| 6 | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF | $7.3M | 5.9% | +10% | — | — | — | — | |
| 7 | VANGUARD INDEX FDS - TOTAL STK MKT | $6.3M | 5.1% | -0.8% | — | — | — | — | |
| 8 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $4.9M | 4.0% | No change | — | — | — | — | |
| 9 | AMERICAN CENTY ETF TR - INTL SMCP VLU | $4.1M | 3.3% | No change | — | — | — | — | |
| 10 | FIDELITY COVINGTON TRUST - MSCI RL EST ETF | $3.7M | 2.9% | +7% | — | — | — | — |
All holdings — Prospect Financial Group LLC (Q2 2026)
70 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | AMERICAN CENTY ETF TR - INTL EQT ETFetf/fund | — | $3.6M | 2.9% | 40K | +3% | — | — | 13F |
| 12 | — | AMERICAN CENTY ETF TR - AVANTIS EMGMKTetf/fund | — | $2.9M | 2.3% | 30K | +4% | — | — | 13F |
| 13 | NVIDIA CORP | Technology | $2.8M | 2.3% | 14K | -5% | 1+ qtrs | 86.0 | 13F | |
| 14 | Apple Inc. | Technology | $2.7M | 2.2% | 9,494 | -0.0% | 1+ qtrs | 75.7 | 13F | |
| 15 | — | VANGUARD MUN BD FDS - TAX EXEMPT BDetf/fund | — | $2.6M | 2.1% | 51K | +73% | — | — | 13F |
| 16 | — | DIMENSIONAL ETF TRUST - INTL SMALL CAP Eetf/fund | — | $2.1M | 1.7% | 61K | +0.2% | — | — | 13F |
| 17 | Alphabet Inc. | Technology | $1.9M | 1.6% | 5,427 | -7% | 1+ qtrs | 77.7 | 13F | |
| 18 | — | ISHARES TR - CRE U S REIT ETFetf/fund | — | $1.8M | 1.4% | 27K | +0.7% | — | — | 13F |
| 19 | — | GRANITESHARES ETF TR - BBG COMMD K 1etf/fund | — | $1.8M | 1.4% | 74K | -3% | — | — | 13F |
| 20 | — | VANGUARD INDEX FDS - REAL ESTATE ETFetf/fund | — | $1.7M | 1.4% | 18K | +0.2% | — | — | 13F |
| 21 | — | AMERICAN CENTY ETF TR - US EQT ETFetf/fund | — | $1.7M | 1.4% | 13K | +36% | — | — | 13F |
| 22 | MICROSOFT CORP | Technology | $1.6M | 1.3% | 4,411 | -5% | 1+ qtrs | 79.8 | 13F | |
| 23 | — | SPDR SERIES TRUST - ST STR AGGRE ETFetf/fund | — | $1.6M | 1.3% | 63K | +0.1% | — | — | 13F |
| 24 | BERKSHIRE HATHAWAY INC | Financials | $1.4M | 1.1% | 2,711 | +2% | 1+ qtrs | 73.5 | 13F | |
| 25 | SPDR S&P 500 ETF TRUSTetf/fund | — | $1.3M | 1.0% | 1,706 | — | 1+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $AMZN | AMAZON COM INC | Consumer Discretionary | $1.1M | 0.9% | 4,740 | +2% | |||
| 27 | $GOOG | Alphabet Inc. | Technology | $1.1M | 0.9% | 3,158 | +2% | |||
| 28 | — | DIMENSIONAL ETF TRUST - CALIF MUN BD ETF | — | $901K | 0.7% | 18K | -0.0% | |||
| 29 | $META | Meta Platforms, Inc. | Technology | $897K | 0.7% | 1,592 | -3% | |||
| 30 | — | VANGUARD WORLD FD - MEGA CAP INDEX | — | $896K | 0.7% | 3,276 | -5% | |||
| 31 | $JPM | JPMORGAN CHASE & CO | Financials | $892K | 0.7% | 2,725 | +6% | |||
| 32 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $865K | 0.7% | 3,655 | — | |||
| 33 | — | VANGUARD CALIF TAX FREE FDS - TAX EXEMPT BD FD | — | $783K | 0.6% | 7,784 | New | |||
| 34 | — | ISHARES TR - CORE INTL AGGR | — | $772K | 0.6% | 15K | +2% | |||
| 35 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | — | $743K | 0.6% | 15K | — | |||
| 36 | $MU | MICRON TECHNOLOGY INC | Technology | $696K | 0.6% | 603 | -9% | |||
| 37 | $LLY | ELI LILLY & Co | Healthcare | $650K | 0.5% | 542 | +4% | |||
| 38 | — | DIMENSIONAL ETF TRUST - US SMALL CAP ETF | — | $631K | 0.5% | 7,668 | -5% | |||
| 39 | — | SCHWAB STRATEGIC TR - US REIT ETF | — | $631K | 0.5% | 27K | -2% | |||
| 40 | — | PGIM ETF TR - PGIM ULTRA SH BD | — | $618K | 0.5% | 12K | +155% | |||
| 41 | $JNJ | JOHNSON & JOHNSON | Healthcare | $595K | 0.5% | 2,344 | +3% | |||
| 42 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $487K | 0.4% | 673 | -9% | |||
| 43 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $486K | 0.4% | 3,552 | +3% | |||
| 44 | $AVGO | Broadcom Inc. | Technology | $480K | 0.4% | 1,272 | +2% | |||
| 45 | — | VANGUARD INDEX FDS - EXTEND MKT ETF | — | $417K | 0.3% | 1,692 | — | |||
| 46 | $CAT | CATERPILLAR INC | Industrials | $377K | 0.3% | 354 | +0.9% | |||
| 47 | $CVX | CHEVRON CORP | Energy | $357K | 0.3% | 2,156 | +1% | |||
| 48 | — | VANGUARD INDEX FDS - LARGE CAP ETF | — | $354K | 0.3% | 1,029 | — | |||
| 49 | $MRK | Merck & Co., Inc. | Healthcare | $347K | 0.3% | 2,699 | +3% | |||
| 50 | $NVS | NOVARTIS AG | Healthcare | $341K | 0.3% | 2,175 | +2% | |||
| 51 | $V | VISA INC. | Financials | $317K | 0.3% | 924 | +10% | |||
| 52 | $CSCO | CISCO SYSTEMS, INC. | Technology | $313K | 0.3% | 2,667 | +0.9% | |||
| 53 | $HSBC | HSBC HOLDINGS PLC | Financials | $313K | 0.3% | 3,291 | +1% | |||
| 54 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $306K | 0.3% | 526 | New | |||
| 55 | $ASML | ASML HOLDING NV | Technology | $302K | 0.2% | 152 | New | |||
| 56 | $LRCX | LAM RESEARCH CORP | Technology | $298K | 0.2% | 688 | New | |||
| 57 | $ABBV | AbbVie Inc. | Healthcare | $287K | 0.2% | 1,139 | +6% | |||
| 58 | — | VANGUARD INDEX FDS - SMALL CP ETF | — | $281K | 0.2% | 927 | — | |||
| 59 | $WMT | Walmart Inc. | Consumer Staples | $262K | 0.2% | 2,309 | +3% | |||
| 60 | $MA | Mastercard Inc | Financials | $258K | 0.2% | 502 | +6% | |||
| 61 | $KLAC | KLA CORP | Technology | $240K | 0.2% | 795 | New | |||
| 62 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $237K | 0.2% | 253 | +8% | |||
| 63 | $JBL | JABIL INC | Technology | $231K | 0.2% | 600 | New | |||
| 64 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $229K | 0.2% | 1,561 | New | |||
| 65 | — | VANGUARD INDEX FDS - MID CAP ETF | — | $223K | 0.2% | 2,763 | +253% | |||
| 66 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $216K | 0.2% | 3,789 | New | |||
| 67 | $WDC | WESTERN DIGITAL CORP | Technology | $203K | 0.2% | 318 | New | |||
| 68 | $MFG | MIZUHO FINANCIAL GROUP INC | Financials | $142K | 0.1% | 15K | +0.7% | |||
| 69 | $HLN | Haleon plc | Consumer Staples | $116K | 0.1% | 12K | +12% | |||
| 70 | $GROY | Gold Royalty Corp. | Materials | $43K | 0.0% | 16K | +6% |
What changed in Q2 2026
Against the previous quarter's 13F: 9 new, 37 added to, 16 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.
New positions (9)
- VANGUARD CALIF TAX FREE FDS - TAX EXEMPT BD FD$783K
first bought this quarter
$AMDADVANCED MICRO DEVICES INC$306K
first bought this quarter
$ASMLASML HOLDING NV$302K
first bought this quarter
$LRCXLAM RESEARCH CORP$298K
first bought this quarter
$KLACKLA CORP$240K
first bought this quarter
$JBLJABIL INC$231K
first bought this quarter
+3 more in the Excel export
Added to (37)
- VANGUARD MUN BD FDS - TAX EXEMPT BD+73%
now $2.6M
- VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF+10%
now $7.3M
- VANGUARD BD INDEX FDS - TOTAL BND MRKT+8%
now $8.7M
- AMERICAN CENTY ETF TR - US EQT ETF+36%
now $1.7M
- PGIM ETF TR - PGIM ULTRA SH BD+155%
now $618K
- FIDELITY COVINGTON TRUST - MSCI RL EST ETF+7%
now $3.7M
+31 more in the Excel export
Trimmed (16)
- DIMENSIONAL ETF TRUST - EMERGING MKTS CO-6%
now $12.1M
now $2.8M · held 1+ qtrs
now $1.9M · held 1+ qtrs
- DIMENSIONAL ETF TRUST - INTL CORE EQUITY-1%
now $7.6M
$MSFTMICROSOFT CORP-5%
now $1.6M · held 1+ qtrs
$MUMICRON TECHNOLOGY INC-9%
now $696K · held 1+ qtrs
+10 more in the Excel export
Sold out (2)
- DBX ETF TRwas $350K
$CUPRCuprina Holdings (Cayman) LTDwas $4K
held 2+ qtrs
Holdings by quarter
Every 13F Prospect Financial Group LLC has filed, 6 earlier quarters. Pick one to see what it held then.
Is it too late to follow Prospect Financial Group?
Q2 2026 13F filed with the SEC on Aug 7, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Prospect Financial Group's top 20 holdings: 77/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
-1.3%
Value-weighted move of the 10 largest stock positions
Turnover
—
Last quarter
Top 10 weight
57%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
0%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q2 2026 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Prospect Financial Group LLC disclosed 70 positions worth $124.1M in its Form 13F-HR for Q2 2026. During the quarter the fund opened 9 new positions and exited 2. The portfolio is most concentrated in Other (80.9% of disclosed assets). All figures are sourced directly from Prospect Financial Group LLC’s Form 13F-HR filing with the SEC under CIK 2021762.
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AI-Powered Hedge Fund Analysis: Prospect Financial Group LLC
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Every holding in Prospect Financial Group LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.