Kagan Cocozza Asset Management
Sector Allocation
- Other87.0%$140.7M
- Technology3.7%$6.0M
- Financials2.8%$4.5M
- Healthcare2.2%$3.5M
- Consumer Staples1.5%$2.4M
- Utilities0.7%$1.1M
- Consumer Discretionary0.6%$977,533
- Energy0.6%$925,291
- Communication Services0.4%$685,619
- Materials0.4%$640,407
AUM History
13fpro.ai/research/fund/kagan-cocozza-asset-management-2064489
Conviction and streaks
Concentrating · top 10 = 69.4%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SPDR$27.1M
- SPDR$21.0M
- SPDR$14.5M
- SPDR$9.9M
- VANGUARD$9.2M
- VANGUARD$7.7M
- ISHARES$6.8M
- VANGUARD$6.6M
- VANGUARD$5.0M
- ISHARES$4.4M
SPY
$4.2M- SELECT$3.6M
- SPDR$3.5M
LLY
$2.7M- ISHARES$2.4M
AAPL
$2.0MMETA
$1.7M- SPDR$1.4M
- VANGUARD$1.1M
- SPDR$1.1M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/kagan-cocozza-asset-management-2064489
Kagan Cocozza Asset Management 13F holdings — Q3 2026
$161.7M portfolio (+1.3% QoQ) · 66 holdings · Q3 2026 13F · top 10 are 69% of the stock portfolio
- 1
SPDR SERIES TRUST - ST STR P500ETF
$27.1M
16.8% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
SPDR SERIES TRUST - ST STR AGGRE ETF
$21.0M
13.0% of stocks
+23%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
SPDR INDEX SHS FDS - ST STR PO EX ETF
$14.5M
9.0% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
SPDR SERIES TRUST - ST INTER BD ETF
$9.9M
6.1% of stocks
+12%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD INDEX FDS - MRNGSTR MID CAP
$9.2M
5.7% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VANGUARD SPECIALIZED FUNDS - DIV APP ETF
$7.7M
4.8% of stocks
-14%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
ISHARES TR - CORE US AGGBD ET
$6.8M
4.2% of stocks
-0.6%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF
$6.6M
4.1% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
VANGUARD INDEX FDS - REAL ESTATE ETF
$5.0M
3.1% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
ISHARES TR - CORE S&P SCP ETF
$4.4M
2.7% of stocks
-2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST - ST STR P500ETF | $27.1M | 16.8% | +5% | — | — | — | — | |
| 2 | SPDR SERIES TRUST - ST STR AGGRE ETF | $21.0M | 13.0% | +23% | — | — | — | — | |
| 3 | SPDR INDEX SHS FDS - ST STR PO EX ETF | $14.5M | 9.0% | +3% | — | — | — | — | |
| 4 | SPDR SERIES TRUST - ST INTER BD ETF | $9.9M | 6.1% | +12% | — | — | — | — | |
| 5 | VANGUARD INDEX FDS - MRNGSTR MID CAP | $9.2M | 5.7% | +3% | — | — | — | — | |
| 6 | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | $7.7M | 4.8% | -14% | — | — | — | — | |
| 7 | ISHARES TR - CORE US AGGBD ET | $6.8M | 4.2% | -0.6% | — | — | — | — | |
| 8 | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $6.6M | 4.1% | +5% | — | — | — | — | |
| 9 | VANGUARD INDEX FDS - REAL ESTATE ETF | $5.0M | 3.1% | -3% | — | — | — | — | |
| 10 | ISHARES TR - CORE S&P SCP ETF | $4.4M | 2.7% | -2% | — | — | — | — |
All holdings — Kagan Cocozza Asset Management (Q3 2026)
66 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | SPDR S&P 500 ETF TRUSTetf/fund | — | $4.2M | 2.6% | 5,527 | +2% | 7+ qtrs | — | 13F | |
| 12 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETFetf/fund | — | $3.6M | 2.2% | 18K | -10% | — | — | 13F |
| 13 | — | SPDR SERIES TRUST - ST STR P400MIDetf/fund | — | $3.5M | 2.1% | 55K | -4% | — | — | 13F |
| 14 | ELI LILLY & Co | Healthcare | $2.7M | 1.7% | 2,333 | -2% | 7+ qtrs | 85.6 | 13F | |
| 15 | — | ISHARES TR - CORE S&P500 ETFetf/fund | — | $2.4M | 1.5% | 3,089 | -0.3% | — | — | 13F |
| 16 | Apple Inc. | Technology | $2.0M | 1.2% | 5,874 | -0.6% | 7+ qtrs | 75.7 | 13F | |
| 17 | Meta Platforms, Inc. | Technology | $1.7M | 1.1% | 2,376 | — | 7+ qtrs | 78.0 | 13F | |
| 18 | — | SPDR INDEX SHS FDS - ST PORT MARK ETFetf/fund | — | $1.4M | 0.9% | 27K | -3% | — | — | 13F |
| 19 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORPetf/fund | — | $1.1M | 0.7% | 14K | -0.3% | — | — | 13F |
| 20 | — | SPDR SERIES TRUST - ST STR SP600 SMLetf/fund | — | $1.1M | 0.7% | 21K | -15% | — | — | 13F |
| 21 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKTetf/fund | — | $1.1M | 0.7% | 16K | -0.1% | — | — | 13F |
| 22 | Alphabet Inc. | Technology | $1.1M | 0.7% | 3,093 | — | 7+ qtrs | 77.7 | 13F | |
| 23 | — | SELECT SECTOR SPDR TR - ST STR INDL ETFetf/fund | — | $930K | 0.6% | 5,572 | +0.1% | — | — | 13F |
| 24 | AFLAC INC | Financials | $913K | 0.6% | 8,172 | -0.7% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | TARGET CORP | Consumer Staples | $897K | 0.6% | 5,725 | -3% | 7+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $ED | CONSOLIDATED EDISON INC | Utilities | $855K | 0.5% | 8,366 | +2% | |||
| 27 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $842K | 0.5% | 5,001 | -0.4% | |||
| 28 | — | SELECT SECTOR SPDR TR - ST STR DISCR ETF | — | $839K | 0.5% | 7,713 | +0.7% | |||
| 29 | $STT | STATE STREET CORP | Financials | $813K | 0.5% | 20K | -0.0% | |||
| 30 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | — | $808K | 0.5% | 15K | +4% | |||
| 31 | $KO | COCA COLA CO | Consumer Staples | $798K | 0.5% | 9,270 | -5% | |||
| 32 | $IBIT | iShares Bitcoin Trust ETF | Financials | $777K | 0.5% | 16K | -11% | |||
| 33 | — | ISHARES TR - U.S. REAL ES ETF | — | $769K | 0.5% | 8,094 | -7% | |||
| 34 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $752K | 0.5% | 2,916 | -6% | |||
| 35 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $726K | 0.5% | 4,999 | +2% | |||
| 36 | — | VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US | — | $706K | 0.4% | 8,512 | -0.5% | |||
| 37 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $686K | 0.4% | 15K | +14% | |||
| 38 | — | ISHARES TR - MSCI EMG MKT ETF | — | $658K | 0.4% | 9,854 | -1% | |||
| 39 | — | ISHARES TR - CRE U S REIT ETF | — | $649K | 0.4% | 11K | -32% | |||
| 40 | $KMB | KIMBERLY CLARK CORP | Materials | $640K | 0.4% | 6,573 | +0.1% | |||
| 41 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $633K | 0.4% | 7,906 | -0.2% | |||
| 42 | $SYY | SYSCO CORP | Consumer Discretionary | $630K | 0.4% | 8,081 | -1% | |||
| 43 | — | SPDR SERIES TRUST - ST STR SP500DIV | — | $534K | 0.3% | 12K | -47% | |||
| 44 | $JPM | JPMORGAN CHASE & CO | Financials | $482K | 0.3% | 1,456 | -4% | |||
| 45 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $481K | 0.3% | 686 | — | |||
| 46 | — | VANGUARD BD INDEX FDS - TOTAL BND MRKT | — | $477K | 0.3% | 6,795 | — | |||
| 47 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $470K | 0.3% | 2,890 | -0.1% | |||
| 48 | $CVX | CHEVRON CORP | Energy | $455K | 0.3% | 2,228 | +27% | |||
| 49 | — | SCHWAB STRATEGIC TR - US MID-CAP ETF | — | $437K | 0.3% | 13K | — | |||
| 50 | $PFE | PFIZER INC | Healthcare | $413K | 0.3% | 14K | +12% | |||
| 51 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $408K | 0.3% | 820 | — | |||
| 52 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $408K | 0.3% | 2,630 | -7% | |||
| 53 | — | ISHARES INC - CORE MSCI EMKT | — | $394K | 0.2% | 4,856 | -0.2% | |||
| 54 | $JNJ | JOHNSON & JOHNSON | Healthcare | $387K | 0.2% | 1,462 | -8% | |||
| 55 | $AMZN | AMAZON COM INC | Consumer Discretionary | $348K | 0.2% | 1,395 | — | |||
| 56 | — | ISHARES TR - NATIONAL MUN ETF | — | $342K | 0.2% | 3,383 | +4% | |||
| 57 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $301K | 0.2% | 5,529 | -5% | |||
| 58 | $GOOGL | Alphabet Inc. | Technology | $258K | 0.2% | 749 | — | |||
| 59 | — | ISHARES TR - S&P 500 GRWT ETF | — | $257K | 0.2% | 1,808 | — | |||
| 60 | $GE | GENERAL ELECTRIC CO | Industrials | $251K | 0.2% | 803 | — | |||
| 61 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | — | $232K | 0.1% | 5,893 | -0.0% | |||
| 62 | $PAYX | PAYCHEX INC | Technology | $219K | 0.1% | 2,225 | +0.1% | |||
| 63 | — | SELECT SECTOR SPDR TR - ST STR STAPL ETF | — | $211K | 0.1% | 2,624 | +1% | |||
| 64 | $DUK | Duke Energy CORP | Utilities | $205K | 0.1% | 1,799 | +1% | |||
| 65 | $ETHA | iShares Ethereum Trust ETF | Financials | $201K | 0.1% | 10K | — | |||
| 66 | $PDI | PIMCO Dynamic Income Fund | Other | $174K | 0.1% | 12K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 0 new, 20 added to, 34 trimmed, 1 sold out. Share-count changes; largest moves by dollar size first.
New positions (0)
No new positions this quarter.
Added to (20)
- SPDR SERIES TRUST - ST STR AGGRE ETF+23%
now $21.0M
- SPDR SERIES TRUST - ST STR P500ETF+5%
now $27.1M
- SPDR SERIES TRUST - ST INTER BD ETF+12%
now $9.9M
- SPDR INDEX SHS FDS - ST STR PO EX ETF+3%
now $14.5M
- VANGUARD INDEX FDS - MRNGSTR MID CAP+3%
now $9.2M
- VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF+5%
now $6.6M
+14 more in the Excel export
Trimmed (34)
- VANGUARD SPECIALIZED FUNDS - DIV APP ETF-14%
now $7.7M
- SPDR SERIES TRUST - ST STR SP500DIV-47%
now $534K
- SELECT SECTOR SPDR TR - ST STR TECHN ETF-10%
now $3.6M
- ISHARES TR - CRE U S REIT ETF-32%
now $649K
- SPDR SERIES TRUST - ST STR SP600 SML-15%
now $1.1M
- SPDR SERIES TRUST - ST STR P400MID-4%
now $3.5M
+28 more in the Excel export
Sold out (1)
$GEVGE Vernova Inc.was $235K
held 1 qtr
Holdings by quarter
Every 13F Kagan Cocozza Asset Management has filed, 7 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 19, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Kagan Cocozza Asset Management's top 20 holdings: 71/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
-0.8%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 8% over the last 4
Top 10 weight
69%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
99%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Kagan Cocozza Asset Management disclosed 66 positions worth $161.7M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 0 new positions and exited 1 and a full exit from $GEV. The portfolio is most concentrated in Other (87.0% of disclosed assets). All figures are sourced directly from Kagan Cocozza Asset Management’s Form 13F-HR filing with the SEC under CIK 2064489.
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