Investments & Financial Planning, LLC
Sector Allocation
- Other90.6%$191.3M
- Industrials4.1%$8.6M
- Technology3.7%$7.7M
- Consumer Discretionary1.4%$3.1M
- Financials0.2%$513,830
AUM History
13fpro.ai/research/fund/investments-and-financial-planning-llc-1909307
Conviction and streaks
Stable · top 10 = 90.4%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q2 2026
- VANGUARD$45.3M
- SPDR$43.9M
- ISHARES$31.5M
- VANGUARD$18.9M
- CAPITAL$12.4M
- ISHARES$11.6M
- VANGUARD$9.9M
DOV
$8.4MNVDA
$5.0M- VANGUARD$4.1M
- ISHARES$3.1M
TSLA
$2.4M- VANGUARD$1.8M
- ISHARES$1.0M
- VANGUARD$1.0M
- SPDR$833K
MSFT
$729KAAPL
$696K- SCHWAB$687K
- VANGUARD$676K
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/investments-and-financial-planning-llc-1909307
Investments & Financial Planning, LLC 13F holdings — Q2 2026
$211.2M portfolio (+15.0% QoQ) · 40 holdings · Q2 2026 13F · top 10 are 90% of the stock portfolio
- 1
VANGUARD INDEX FDS - SMALL CP ETF
$45.3M
21.5% of stocks
+0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
SPDR SERIES TRUST - ST STR P500GRW
$43.9M
20.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - CORE S&P MCP ETF
$31.5M
14.9% of stocks
+0.6%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
VANGUARD INDEX FDS - MID CAP ETF
$18.9M
9.0% of stocks
+306%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT
$12.4M
5.8% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES INC - MSCI WORLD ETF
$11.6M
5.5% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD
$9.9M
4.7% of stocks
-8%This quarter—Since filed—HeldAIQuality—Est. buy— $8.4M
4.0% of stocks
-0.3%This quarter-2.0%Since filed10+ qtrsHeld$5.0M
2.4% of stocks
+0.2%This quarter-4.1%Since filed10+ qtrsHeld- 10
VANGUARD BD INDEX FDS - INTERMED TERM
$4.1M
1.9% of stocks
-1%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS - SMALL CP ETF | $45.3M | 21.5% | +0.5% | — | — | — | — | |
| 2 | SPDR SERIES TRUST - ST STR P500GRW | $43.9M | 20.8% | +1% | — | — | — | — | |
| 3 | ISHARES TR - CORE S&P MCP ETF | $31.5M | 14.9% | +0.6% | — | — | — | — | |
| 4 | VANGUARD INDEX FDS - MID CAP ETF | $18.9M | 9.0% | +306% | — | — | — | — | |
| 5 | CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT | $12.4M | 5.8% | +2% | — | — | — | — | |
| 6 | ISHARES INC - MSCI WORLD ETF | $11.6M | 5.5% | +3% | — | — | — | — | |
| 7 | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | $9.9M | 4.7% | -8% | — | — | — | — | |
| 8 | $8.4M | 4.0% | -0.3% | -2.0% | 10+ qtrs | 59.5#924 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | $5.0M | 2.4% | +0.2% | -4.1% | 10+ qtrs | 86.0#3 | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | VANGUARD BD INDEX FDS - INTERMED TERM | $4.1M | 1.9% | -1% | — | — | — | — |
All holdings — Investments & Financial Planning, LLC (Q2 2026)
40 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | ISHARES TR - 0-5YR HI YL CPetf/fund | — | $3.1M | 1.5% | 74K | +3% | — | — | 13F |
| 12 | Tesla, Inc. | Consumer Discretionary | $2.4M | 1.1% | 5,634 | +0.9% | 10+ qtrs | 51.5 | 13F | |
| 13 | — | VANGUARD INDEX FDS - GROWTH ETFetf/fund | — | $1.8M | 0.9% | 21K | +501% | — | — | 13F |
| 14 | — | ISHARES TR - NATIONAL MUN ETFetf/fund | — | $1.0M | 0.5% | 9,642 | +7% | — | — | 13F |
| 15 | — | VANGUARD INDEX FDS - VALUE ETFetf/fund | — | $1.0M | 0.5% | 4,644 | +0.4% | — | — | 13F |
| 16 | — | SPDR SERIES TRUST - ST STR P500ETFetf/fund | — | $833K | 0.4% | 9,482 | -3% | — | — | 13F |
| 17 | MICROSOFT CORP | Technology | $729K | 0.3% | 1,955 | +8% | 6 qtrsAdded 2 qtrs in a row | 79.8 | 13F | |
| 18 | Apple Inc. | Technology | $696K | 0.3% | 2,404 | +1% | 10+ qtrs | 75.7 | 13F | |
| 19 | — | SCHWAB STRATEGIC TR - US LCAP VA ETFetf/fund | — | $687K | 0.3% | 20K | +3% | — | — | 13F |
| 20 | — | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETFetf/fund | — | $676K | 0.3% | 14K | -5% | — | — | 13F |
| 21 | — | SPDR SERIES TRUST - ST STR P500VALetf/fund | — | $612K | 0.3% | 10K | -1% | — | — | 13F |
| 22 | — | VANGUARD INDEX FDS - MCAP VL IDXVIPetf/fund | — | $528K | 0.3% | 2,674 | +0.4% | — | — | 13F |
| 23 | Stock Yards Bancorp, Inc. | Financials | $514K | 0.2% | 6,719 | -33% | 2 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | AMAZON COM INC | Consumer Discretionary | $489K | 0.2% | 2,053 | -1.0% | 10+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | — | ISHARES TR - SHRT NAT MUN ETFetf/fund | — | $479K | 0.2% | 4,499 | +13% | — | — | 13F |
| 26 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | — | $450K | 0.2% | 13K | -0.7% | |||
| 27 | — | VANGUARD INDEX FDS - SM CP VAL ETF | — | $447K | 0.2% | 1,840 | +0.1% | |||
| 28 | — | SPDR SERIES TRUST - ST STR AGGRE ETF | — | $434K | 0.2% | 17K | -5% | |||
| 29 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | — | $415K | 0.2% | 8,231 | -3% | |||
| 30 | — | ISHARES TR - IBOXX INV CP ETF | — | $372K | 0.2% | 3,410 | -0.9% | |||
| 31 | $SNPS | SYNOPSYS INC | Technology | $329K | 0.2% | 4,900 | -19% | |||
| 32 | $MU | MICRON TECHNOLOGY INC | Technology | $307K | 0.1% | 266 | New | |||
| 33 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | — | $283K | 0.1% | 3,965 | +0.3% | |||
| 34 | $ASML | ASML HOLDING NV | Technology | $252K | 0.1% | 127 | -19% | |||
| 35 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $239K | 0.1% | 500 | New | |||
| 36 | $BA | BOEING CO | Industrials | $229K | 0.1% | 1,056 | — | |||
| 37 | — | SPDR SERIES TRUST - ST BLOO HIGH ETF | — | $223K | 0.1% | 2,311 | +0.7% | |||
| 38 | — | SPDR INDEX SHS FDS - ST PORT MARK ETF | — | $204K | 0.1% | 3,949 | New | |||
| 39 | $CASY | CASEYS GENERAL STORES INC | Consumer Discretionary | $203K | 0.1% | 256 | New | |||
| 40 | $GOOGL | Alphabet Inc. | Technology | $203K | 0.1% | 569 | New |
What changed in Q2 2026
Against the previous quarter's 13F: 5 new, 20 added to, 14 trimmed, 1 sold out. Share-count changes; largest moves by dollar size first.
New positions (5)
$MUMICRON TECHNOLOGY INC$307K
first bought this quarter
$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD$239K
first bought this quarter
- SPDR INDEX SHS FDS - ST PORT MARK ETF$204K
first bought this quarter
$CASYCASEYS GENERAL STORES INC$203K
first bought this quarter
$GOOGLAlphabet Inc.$203K
first bought this quarter
Added to (20)
- VANGUARD INDEX FDS - MID CAP ETF+306%
now $18.9M
- VANGUARD INDEX FDS - GROWTH ETF+501%
now $1.8M
- SPDR SERIES TRUST - ST STR P500GRW+1%
now $43.9M
- ISHARES INC - MSCI WORLD ETF+3%
now $11.6M
- CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT+2%
now $12.4M
- VANGUARD INDEX FDS - SMALL CP ETF+0.5%
now $45.3M
+14 more in the Excel export
Trimmed (14)
- VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD-8%
now $9.9M
$SYBTStock Yards Bancorp, Inc.-33%
now $514K · held 2 qtrs
$SNPSSYNOPSYS INC-19%
now $329K · held 10+ qtrs, 4 trims in a row
$ASMLASML HOLDING NV-19%
now $252K · held 2 qtrs
- VANGUARD BD INDEX FDS - INTERMED TERM-1%
now $4.1M
- VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF-5%
now $676K
+8 more in the Excel export
Sold out (1)
$SCHWSCHWAB CHARLES CORPwas $236K
held 4 qtrs
Holdings by quarter
Every 13F Investments & Financial Planning, LLC has filed, 17 earlier quarters. Pick one to see what it held then.
Is it too late to follow Investments & Financial Planning?
Q2 2026 13F filed with the SEC on Aug 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Investments & Financial Planning's top 20 holdings: 68/100 (our AI quality score, weighted by position size; 12 of the 20 are scored)
Top 10 since filing
+0.2%
Value-weighted move of the 10 largest stock positions
Turnover
1%
Last quarter; 5% over the last 4
Top 10 weight
90%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
91%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Investments & Financial Planning, LLC disclosed 40 positions worth $211.2M in its Form 13F-HR for Q2 2026. During the quarter the fund opened 5 new positions and exited 1 — including a new stake in $MU and a full exit from $SCHW. The portfolio is most concentrated in Other (90.6% of disclosed assets). All figures are sourced directly from Investments & Financial Planning, LLC’s Form 13F-HR filing with the SEC under CIK 1909307.
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Every holding in Investments & Financial Planning, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.