What does Breakwater Investment Management hold?

Breakwater Investment Management's 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/2025925.

What is Breakwater Investment Management's AUM?

Breakwater Investment Management reported approximately $301.7M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $302.7M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Breakwater Investment Management's holdings?

All Breakwater Investment Management holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 2025925. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Breakwater Investment Management's 13F data updated on 13F Pro?

Breakwater Investment Management's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Breakwater Investment Management

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2025925

Institutional-grade research for retail investors

Sector Allocation

Other87.7%$264.7M
Technology6.7%$20.1M
Industrials2.3%$6.9M
Consumer Discretionary1.7%$5.3M
Financials0.9%$2.8M
Healthcare0.3%$956,961
Consumer Staples0.1%$420,157
Energy0.1%$375,538
Materials0.0%$129,164
Utilities0.0%$47,245

AUM History

13fpro.ai/research/fund/breakwater-investment-management-2025925

Conviction and streaks

Stable · top 10 = 48.7%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold13.0% weight · held 8 quarters

$Conviction hold7.8% weight · held 8 quarters

$Conviction hold6.2% weight · held 8 quarters

$Conviction hold4.8% weight · held 8 quarters

$MSFTConviction hold4.5% weight · held 8 quarters

$Accumulating+190% shares · 6 quarters running

$Accumulating+1219% shares · 5 quarters running

$Accumulating+183% shares · 4 quarters running

$Accumulating+1273% shares · 4 quarters running

$Accumulating+7386% shares · 4 quarters running

$Trimming-37% shares · 7 quarters running

$Trimming-74% shares · 7 quarters running

$DOVTrimming-57% shares · 7 quarters running

$Trimming-59% shares · 7 quarters running

$Trimming-62% shares · 7 quarters running

Largest positions — Q3 2026

VANGUARD
$39.1M
SCHWAB
$23.4M
VANGUARD
$18.7M
SPDR
$14.4M
MSFT
$13.6M
SCHWAB
$9.0M
SCHWAB
$8.5M
VANGUARD
$7.3M
VANGUARD
$6.6M
SSGA
$6.5M
VANGUARD
$6.5M
SPY
$6.5M
DOV
$6.4M
VANGUARD
$5.4M
VANGUARD
$5.0M
VANGUARD
$5.0M
VANGUARD
$5.0M
AMZN
$4.7M
VANGUARD
$4.6M
SPDR
$4.3M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/breakwater-investment-management-2025925

Breakwater Investment Management 13F holdings — Q3 2026

$301.7M portfolio (+2.7% QoQ) · 774 holdings · Q3 2026 13F · top 10 are 49% of the stock portfolio

1
VANGUARD INDEX FDS - MRNGSTR TTL STK
$39.1M
13.0% of stocks
-7%This quarter—Since filed—Held
AIQuality—Est. buy—
2
SCHWAB STRATEGIC TR - US BRD MKT ETF
$23.4M
7.8% of stocks
-7%This quarter—Since filed—Held
AIQuality—Est. buy—
3
VANGUARD STAR FDS - VG TL INTL STK F
$18.7M
6.2% of stocks
-2%This quarter—Since filed—Held
AIQuality—Est. buy—
4
SPDR SERIES TRUST - ST STR PR SP1500
$14.4M
4.8% of stocks
+36%This quarter—Since filed—Held
AIQuality—Est. buy—
5
MICROSOFT CORP
$MSFT
$13.6M
4.5% of stocks
+8%This quarter+0.1%Since filed7+ qtrsHeld
AIQuality79.8#30Est. buyEstimated buy price is Pro: unlock with a free trial
6
SCHWAB STRATEGIC TR - INTL EQTY ETF
$9.0M
3.0% of stocks
+33%This quarter—Since filed—Held
AIQuality—Est. buy—
7
SCHWAB STRATEGIC TR - CORE BOND ETF
$8.5M
2.8% of stocks
+12%This quarter—Since filed—Held
AIQuality—Est. buy—
8
VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US
$7.3M
2.4% of stocks
-5%This quarter—Since filed—Held
AIQuality—Est. buy—
9
VANGUARD MALVERN FDS - CORE BD ETF
$6.6M
2.2% of stocks
+9%This quarter—Since filed—Held
AIQuality—Est. buy—
10
SSGA ACTIVE TR - SST BRIDGEWATER
$6.5M
2.1% of stocks
+213%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	VANGUARD INDEX FDS - MRNGSTR TTL STK	$39.1M	13.0%	-7%	—	—	—	—
2	SCHWAB STRATEGIC TR - US BRD MKT ETF	$23.4M	7.8%	-7%	—	—	—	—
3	VANGUARD STAR FDS - VG TL INTL STK F	$18.7M	6.2%	-2%	—	—	—	—
4	SPDR SERIES TRUST - ST STR PR SP1500	$14.4M	4.8%	+36%	—	—	—	—
5	MICROSOFT CORP$MSFT	$13.6M	4.5%	+8%	+0.1%	7+ qtrs	79.8#30	Estimated buy price is Pro: unlock with a free trial
6	SCHWAB STRATEGIC TR - INTL EQTY ETF	$9.0M	3.0%	+33%	—	—	—	—
7	SCHWAB STRATEGIC TR - CORE BOND ETF	$8.5M	2.8%	+12%	—	—	—	—
8	VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US	$7.3M	2.4%	-5%	—	—	—	—
9	VANGUARD MALVERN FDS - CORE BD ETF	$6.6M	2.2%	+9%	—	—	—	—
10	SSGA ACTIVE TR - SST BRIDGEWATER	$6.5M	2.1%	+213%	—	—	—	—

All holdings — Breakwater Investment Management (Q3 2026)

Sort

774 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	VANGUARD BD INDEX FDS - TOTAL BND MRKTetf/fund	—	$6.5M	2.1%	92K	-21%	—	—	13F
12	$SPY	SPDR S&P 500 ETF TRUSTetf/fund	—	$6.5M	2.1%	8,474	-2%	7+ qtrs	—	13F
13	$DOV	DOVER Corpetf/fund	Industrials	$6.4M	2.1%	40K	-4%	7+ qtrsTrimmed 2 qtrs in a row	59.5	13F
14	—	VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund	—	$5.4M	1.8%	91K	-6%	—	—	13F
15	—	VANGUARD WORLD FD - MRNGSTR MEGA CAPetf/fund	—	$5.0M	1.7%	54K	-7%	—	—	13F
16	—	VANGUARD WHITEHALL FDS - HIGH DIV YLDetf/fund	—	$5.0M	1.7%	32K	-12%	—	—	13F
17	—	VANGUARD CHARLOTTE FDS - TOTAL INT BD ETFetf/fund	—	$5.0M	1.6%	106K	-34%	—	—	13F
18	$AMZN	AMAZON COM INC	Consumer Discretionary	$4.7M	1.6%	19K	-5%	7+ qtrsTrimmed 3 qtrs in a row	67.5	13F
19	—	VANGUARD SPECIALIZED FUNDS - DIV APP ETFetf/fund	—	$4.6M	1.5%	20K	-6%	—	—	13F
20	—	SPDR SERIES TRUST - ST STR AGGRE ETFetf/fund	—	$4.3M	1.4%	176K	+43%	—	—	13F
21	—	SCHWAB STRATEGIC TR - US DIVIDEND EQ	—	$3.6M	1.2%	111K	-19%	—	—	13F
22	—	SPDR INDEX SHS FDS - ST PORT MARK ETFetf/fund	—	$3.5M	1.1%	67K	+213%	—	—	13F
23	—	SPDR SERIES TRUST - ST STR USD ETFetf/fund	—	$3.4M	1.1%	142K	+17%	—	—	13F
24	—	VANGUARD WORLD FD - MRNGSTR VAL ETFetf/fund	—	$3.3M	1.1%	20K	-17%	—	—	13F
25	—	VANGUARD WHITEHALL FDS - INTL HIGH ETFetf/fund	—	$3.3M	1.1%	32K	-8%	—	—	13F
26	—	SSGA ACTIVE TR - STATE STREET IG	—	$3.2M	1.1%	134K	+275%
27	—	SSGA ACTIVE TR - ST STR BLACK ETF	—	$3.1M	1.0%	113K	+296%
28	—	SPDR INDEX SHS FDS - ST STR PO EX ETF	—	$3.0M	1.0%	59K	-8%
29	—	SPDR SERIES TRUST - ST STR NUVEE ETF	—	$2.9M	0.9%	67K	+533%
30	—	SCHWAB STRATEGIC TR - US AGGREGATE B	—	$2.6M	0.9%	117K	-13%
31	—	ISHARES TR - CORE INTL AGGR	—	$2.6M	0.9%	52K	-41%
32	—	VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS	—	$2.5M	0.8%	43K	-17%
33	—	SSGA ACTIVE ETF TR - ST STR REAL ETF	—	$2.3M	0.8%	62K	+127%
34	—	SCHWAB STRATEGIC TR - INTL SCEQT ETF	—	$2.2M	0.7%	44K	+278%
35	—	SCHWAB STRATEGIC TR - EMRG MKTEQ ETF	—	$2.1M	0.7%	57K	-10%
36	—	SPDR SERIES TRUST - SST SPDR BLOOMBE	—	$2.0M	0.7%	95K	+13%
37	—	VANGUARD MUN BD FDS - TAX EXEMPT BD	—	$1.9M	0.6%	39K	+35%
38	—	SPDR INDEX SHS FDS - ST STR INFRA ETF	—	$1.8M	0.6%	26K	-11%
39	$SNPS	SYNOPSYS INC	Technology	$1.8M	0.6%	28K	-1.0%
40	—	VANGUARD INDEX FDS - MRNGSTR GRWT ETF	—	$1.7M	0.6%	19K	—
41	—	SCHWAB STRATEGIC TR - SHT TM US TRES	—	$1.6M	0.5%	68K	-18%
42	—	VANGUARD INTL EQUITY INDEX F - FTSE EUROPE ETF	—	$1.5M	0.5%	17K	-5%
43	$GOOGL	Alphabet Inc.	Technology	$1.5M	0.5%	4,305	+2%
44	—	SCHWAB STRATEGIC TR - US TIPS ETF	—	$1.5M	0.5%	59K	-11%
45	—	VANGUARD INDEX FDS - REAL ESTATE ETF	—	$1.4M	0.5%	16K	-5%
46	—	VANGUARD WHITEHALL FDS - INTL DVD ETF	—	$1.4M	0.5%	15K	-0.1%
47	—	SPDR SERIES TRUST - ST SHO TREAS ETF	—	$1.4M	0.5%	47K	+2%
48	—	SCHWAB STRATEGIC TR - US LRG CAP ETF	—	$1.3M	0.4%	43K	-9%
49	—	VANGUARD INDEX FDS - MRNGSTR VAL ETF	—	$1.3M	0.4%	5,792	-7%
50	—	VANGUARD MALVERN FDS - STRM INFPROIDX	—	$1.2M	0.4%	25K	-12%
51	—	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	—	$1.2M	0.4%	17K	-10%
52	—	ISHARES TR - US TREAS BD ETF	—	$1.2M	0.4%	53K	+104%
53	—	ISHARES INC - EURO HIGH YIELD	—	$1.1M	0.4%	21K	-20%
54	—	VANGUARD WORLD FD - MRNGSTR CAP ETF	—	$1.1M	0.4%	3,890	-20%
55	—	VANGUARD ADMIRAL FDS INC - SMLLCP 600 IDX	—	$1.1M	0.3%	8,464	+103%
56	$GLD	SPDR GOLD TRUST	Financials	$1.1M	0.3%	2,792	-4%
57	—	SCHWAB STRATEGIC TR - US REIT ETF	—	$1.0M	0.3%	48K	-19%
58	—	VANGUARD INDEX FDS - MRNGSTR LRG CAP	—	$1.0M	0.3%	2,939	-9%
59	—	ISHARES TR - 0-5 YR TIPS ETF	—	$973K	0.3%	9,761	-19%
60	—	SCHWAB STRATEGIC TR - MUN BD ETF	—	$942K	0.3%	39K	-48%
61	—	J P MORGAN EXCHANGE TRADED F - BETA EURO ET NE	—	$915K	0.3%	12K	-31%
62	—	TCW ETF TRUST - TRANSFRM 500 ETF	—	$906K	0.3%	10K	-1%
63	—	VANECK ETF TRUST - COMMODITY STGY	—	$806K	0.3%	9,822	-13%
64	—	VANGUARD INTL EQUITY INDEX F - GLB EX US ETF	—	$717K	0.2%	17K	-21%
65	$AAPL	Apple Inc.	Technology	$581K	0.2%	1,745	+7%
66	—	ISHARES INC - JP MORGAN EM ETF	—	$563K	0.2%	13K	+4154%
67	—	J P MORGAN EXCHANGE TRADED F - JPMORGAN INTL VL	—	$522K	0.2%	5,479	-2%
68	$META	Meta Platforms, Inc.	Technology	$480K	0.2%	6,285	-4%
69	—	ISHARES TR - MSCI AC ASIA ETF	—	$476K	0.2%	4,090	-10%
70	—	SPDR SERIES TRUST - ST SHOR CORP ETF	—	$469K	0.2%	16K	—
71	—	VANGUARD SCOTTSDALE FDS - INTER TERM TREAS	—	$442K	0.1%	7,794	-60%
72	$GOOG	Alphabet Inc.	Technology	$424K	0.1%	1,245	+0.6%
73	—	VANGUARD BD INDEX FDS - INTERMED TERM	—	$421K	0.1%	5,777	-6%
74	—	ISHARES TR - RUSSELL 2000 ETF	—	$418K	0.1%	1,504	—
75	$PLTR	Palantir Technologies Inc.	Technology	$395K	0.1%	2,111	+0.9%
76	—	PIMCO ETF TR - 1-5 US TIP IDX	—	$371K	0.1%	7,155	-12%
77	—	VANGUARD SCOTTSDALE FDS - TOTAL CORP BND	—	$360K	0.1%	4,946	-48%
78	—	ISHARES TR - CORE S&P500 ETF	—	$329K	0.1%	430	-42%
79	$NVDA	NVIDIA CORP	Technology	$325K	0.1%	1,424	+14%
80	$IVZ	Invesco Ltd.	Financials	$305K	0.1%	5,600	—
81	—	ISHARES TR - GLOBAL 100 ETF	—	$287K	0.1%	1,990	—
82	—	SCHWAB STRATEGIC TR - FUNDAMENTAL US B	—	$274K	0.1%	8,943	—
83	—	ISHARES TR - NATIONAL MUN ETF	—	$273K	0.1%	2,698	-55%
84	$OMER	OMEROS CORP	Healthcare	$267K	0.1%	14K	-18%
85	—	SCHWAB STRATEGIC TR - US SML CAP ETF	—	$263K	0.1%	8,046	+1984%
86	—	ISHARES TR - GL TIMB FORE ETF	—	$240K	0.1%	3,569	-15%
87	—	VANGUARD WORLD FD - INF TECH ETF	—	$238K	0.1%	1,896	-60%
88	—	ISHARES TR - SELECT DIVID ETF	—	$235K	0.1%	1,548	—
89	$XOM.R34088	EXXON MOBIL CORP	Energy	$234K	0.1%	1,440	+1%
90	$GSG	iShares S&P GSCI Commodity-Indexed Trust	Financials	$232K	0.1%	6,534	-3%
91	$MDY	SPDR S&P MIDCAP 400 ETF TRUST	—	$229K	0.1%	349	—
92	$GRMN	GARMIN LTD	Technology	$227K	0.1%	793	+0.1%
93	—	ISHARES TR - CORE UNIVRSL USD	—	$225K	0.1%	5,098	New
94	—	SPDR SERIES TRUST - ST STR P500ETF	—	$219K	0.1%	2,436	-6%
95	$TMO	THERMO FISHER SCIENTIFIC INC.	Healthcare	$212K	0.1%	315	-13%
96	—	ISHARES INC - MSCI STH KOR ETF	—	$212K	0.1%	1,158	—
97	—	ISHARES TR - MSCI EMG MKT ETF	—	$210K	0.1%	3,145	-0.1%
98	$WMT	Walmart Inc.	Consumer Staples	$208K	0.1%	2,002	+2%
99	$WT	WisdomTree, Inc.	Financials	$202K	0.1%	2,076	-34%
100	—	SPDR SERIES TRUST - ST PORT HIGH ETF	—	$190K	0.1%	8,428	New
101	$META	Meta Platforms, Inc.	Technology	$188K	0.1%	259	+7%
102	$ISRG	INTUITIVE SURGICAL INC	Healthcare	$184K	0.1%	453	+0.2%
103	—	VANGUARD INDEX FDS - MRNGSTR SML CAP	—	$174K	0.1%	611	-18%
104	—	SCHWAB STRATEGIC TR - FUNDAMENTAL US L	—	$170K	0.1%	5,388	—
105	—	VANGUARD WORLD FD - INDUSTRIAL ETF	—	$166K	0.1%	518	-29%
106	—	VANGUARD SCOTTSDALE FDS - INT-TERM CORP	—	$166K	0.1%	2,118	-2%
107	—	SPDR SERIES TRUST - ST STR SP HOME	—	$165K	0.1%	1,720	—
108	—	SCHWAB STRATEGIC TR - FUNDAMENTAL INTL	—	$162K	0.1%	3,013	-3%
109	—	ISHARES INC - CORE MSCI EMKT	—	$160K	0.1%	1,968	—
110	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$154K	0.1%	208	—
111	—	VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETF	—	$153K	0.1%	1,322	-22%
112	—	ISHARES TR - JPMORGAN USD EMG	—	$150K	0.1%	1,656	-47%
113	—	VANGUARD INDEX FDS - S&P 500 ETF SHS	—	$149K	0.1%	212	-3%
114	—	SPDR SERIES TRUST - ST STR CORPO ETF	—	$146K	0.1%	5,296	-60%
115	—	VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF	—	$145K	0.1%	936	+148%
116	$SBUX	STARBUCKS CORP	Consumer Discretionary	$134K	0.0%	1,428	+0.4%
117	$BAC	BANK OF AMERICA CORP /DE/	Financials	$132K	0.0%	2,430	+1.0%
118	$FLR	FLUOR CORP	Industrials	$129K	0.0%	2,700	—
119	$AMP	AMERIPRISE FINANCIAL INC	Financials	$129K	0.0%	262	—
120	—	VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD	—	$127K	0.0%	1,641	-15%
121	$HLT	Hilton Worldwide Holdings Inc.	Consumer Discretionary	$125K	0.0%	394	-0.8%
122	—	ISHARES TR - FUTU AI TECH ETF	—	$125K	0.0%	1,591	—
123	—	VANECK ETF TRUST - SEMICONDUCTR ETF	—	$113K	0.0%	185	—
124	—	ISHARES TR - MSCI EAFE ETF	—	$110K	0.0%	1,060	-0.3%
125	—	ISHARES TR - GLOB HLTHCRE ETF	—	$106K	0.0%	1,036	—
126	—	ISHARES INC - MSCI TAIWAN ETF	—	$106K	0.0%	935	—
127	$ROK	ROCKWELL AUTOMATION, INC	Industrials	$99K	0.0%	227	—
128	—	ISHARES TR - GLOBAL REIT ETF	—	$97K	0.0%	3,751	-10%
129	$IAU	ISHARES GOLD TRUST	Financials	$97K	0.0%	1,237	-8%
130	$CSCO	CISCO SYSTEMS, INC.	Technology	$96K	0.0%	889	-0.1%
131	$WT	WisdomTree, Inc.	Financials	$95K	0.0%	2,308	-14%
132	$CVX	CHEVRON CORP	Energy	$95K	0.0%	464	+2%
133	—	ISHARES TR - CORE US AGGBD ET	—	$94K	0.0%	999	-3%
134	$MA	Mastercard Inc	Financials	$94K	0.0%	171	+5%
135	—	SCHWAB STRATEGIC TR - FUND EM EQUI ETF	—	$94K	0.0%	2,236	—
136	—	SPDR SERIES TRUST - ST POR TREAS ETF	—	$92K	0.0%	3,183	—
137	—	SPDR SERIES TRUST - ST INTER ETF	—	$90K	0.0%	3,314	+889%
138	—	SCHWAB STRATEGIC TR - US MID-CAP ETF	—	$87K	0.0%	2,550	—
139	—	ISHARES TR - CORE MSCI TOTAL	—	$86K	0.0%	910	—
140	$AVGO	Broadcom Inc.	Technology	$78K	0.0%	221	+20%
141	$ICE	Intercontinental Exchange, Inc.	Financials	$76K	0.0%	497	+4%
142	$LLY	ELI LILLY & Co	Healthcare	$75K	0.0%	65	+10%
143	—	VANGUARD INDEX FDS - MRNGSTR SML CP V	—	$74K	0.0%	321	-0.6%
144	$HD	HOME DEPOT, INC.	Consumer Discretionary	$74K	0.0%	259	+0.4%
145	—	ISHARES TR - CORE S&P TTL STK	—	$73K	0.0%	442	—
146	—	SCHWAB STRATEGIC TR - INT-TRM U.S TRES	—	$72K	0.0%	3,032	—
147	$ADBE	ADOBE INC.	Technology	$69K	0.0%	287	+3%
148	$TJX	TJX COMPANIES INC /DE/	Consumer Discretionary	$68K	0.0%	513	-0.2%
149	$LOW	LOWES COMPANIES INC	Consumer Discretionary	$67K	0.0%	361	+5%
150	$BA	BOEING CO	Industrials	$66K	0.0%	355	+1%

What changed in Q3 2026

Against the previous quarter's 13F: 242 new, 237 added to, 128 trimmed, 69 sold out. Share-count changes; largest moves by dollar size first.

New positions (242)

ISHARES TR - CORE UNIVRSL USD$225K
first bought this quarter
SPDR SERIES TRUST - ST PORT HIGH ETF$190K
first bought this quarter
$ZSZscaler, Inc.$20K
first bought this quarter
$SKHYSK hynix Inc.$9K
first bought this quarter
$WFWOORI FINANCIAL GROUP INC.$6K
first bought this quarter
SPDR SERIES TRUST - ST STR MSCI USAQ$5K
first bought this quarter

+236 more in the Excel export

Added to (237)

SSGA ACTIVE TR - SST BRIDGEWATER+213%
now $6.5M
SPDR SERIES TRUST - ST STR PR SP1500+36%
now $14.4M
SPDR SERIES TRUST - ST STR NUVEE ETF+533%
now $2.9M
SSGA ACTIVE TR - STATE STREET IG+275%
now $3.2M
SPDR INDEX SHS FDS - ST PORT MARK ETF+213%
now $3.5M
SSGA ACTIVE TR - ST STR BLACK ETF+296%
now $3.1M

+231 more in the Excel export

Trimmed (128)

VANGUARD INDEX FDS - MRNGSTR TTL STK-7%
now $39.1M
VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF-34%
now $5.0M
ISHARES TR - CORE INTL AGGR-41%
now $2.6M
SCHWAB STRATEGIC TR - US BRD MKT ETF-7%
now $23.4M
VANGUARD BD INDEX FDS - TOTAL BND MRKT-21%
now $6.5M
SCHWAB STRATEGIC TR - MUN BD ETF-48%
now $942K

+122 more in the Excel export

Sold out (69)

ISHARES TR - RUS 1000 ETFwas $35K
VANGUARD WORLD FD - CONSUM STP ETFwas $26K
ISHARES TR - GBL COMM SVC ETFwas $23K
FIRST TR EXCHANGE-TRADED FD - DJ INTERNT IDXwas $18K
VANGUARD WORLD FD - MATERIALS ETFwas $15K
ISHARES TR - ISHARES BIOTECHwas $12K

+63 more in the Excel export

Firm AUM (Form ADV): $302.7M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Breakwater Investment Management has filed, 10 earlier quarters. Pick one to see what it held then.

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Q3 2026 13F filed with the SEC on Oct 20, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Breakwater Investment Management's top 20 holdings: 73/100 (our AI quality score, weighted by position size; 13 of the 20 are scored)

Top 10 since filing

-0.7%

Value-weighted move of the 10 largest stock positions

Turnover

Last quarter; 18% over the last 4

Top 10 weight

49%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

99%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Breakwater Investment Management disclosed 774 positions worth $301.7M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 242 new positions and exited 69. The portfolio is most concentrated in Other (87.7% of disclosed assets). All figures are sourced directly from Breakwater Investment Management’s Form 13F-HR filing with the SEC under CIK 2025925.

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AI-Powered Hedge Fund Analysis: Breakwater Investment Management

13F Pro is an AI hedge fund tracker and stock research platform. For Breakwater Investment Management (SEC CIK: 2025925), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Breakwater Investment Management's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.