Baring Financial LLC
Sector Allocation
- Other65.8%$122.1M
- Financials14.3%$26.4M
- Technology11.1%$20.5M
- Industrials2.5%$4.7M
- Consumer Discretionary1.8%$3.4M
- Healthcare1.4%$2.6M
- Energy1.2%$2.3M
- Consumer Staples1.2%$2.2M
- Materials0.3%$454,748
- Utilities0.2%$421,221
AUM History
13fpro.ai/research/fund/baring-financial-llc-2052588
Conviction and streaks
Stable · top 10 = 47.3%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$19.0M
IVZ
$14.1M- VANGUARD$10.4M
- SCHWAB$8.1M
- DIMENSIONAL$7.0M
QQQ
$6.3MMSFT
$5.9M- SPDR$5.8M
- ISHARES$5.7M
- VANGUARD$5.4M
- ISHARES$5.4M
BRK.B
$5.3M- VANGUARD$5.2M
- ISHARES$5.1M
- ISHARES$4.9M
AAPL
$4.1M- DIMENSIONAL$4.0M
NVDA
$3.8M- ISHARES$3.7M
- VANGUARD$3.7M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/baring-financial-llc-2052588
Baring Financial LLC 13F holdings — Q3 2026
$187.2M portfolio (+3.0% QoQ) · 84 holdings · Q3 2026 13F · top 10 are 47% of the stock portfolio
Includes $1.8M of put/call options ($1.5M puts, $294K calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $185.4M. Weights use the stock portfolio.
- 1
ISHARES TR - CORE S&P500 ETF
$19.0M
10.3% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— $14.1M
7.6% of stocks
+3%This quarter-6.5%Since filed8+ qtrsHeld- 3
VANGUARD WORLD FD - MEGA GRWTH IND
$10.4M
5.6% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
SCHWAB STRATEGIC TR - US LCAP VA ETF
$8.1M
4.3% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
DIMENSIONAL ETF TRUST - INTL CORE EQT MK
$7.0M
3.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— $6.3M
3.4% of stocks
-1%This quarter-6.0%Since filed8+ qtrsHeld$5.9M
3.2% of stocks
+3%This quarter+0.5%Since filed8+ qtrsHeld- 8
SPDR SERIES TRUST - ST STR BLO 1 ETF
$5.8M
3.1% of stocks
-0.9%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
ISHARES TR - 0-3 MTH TREASURY
$5.7M
3.1% of stocks
-0.7%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD SPECIALIZED FUNDS - DIV APP ETF
$5.4M
2.9% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR - CORE S&P500 ETF | $19.0M | 10.3% | +3% | — | — | — | — | |
| 2 | $14.1M | 7.6% | +3% | -6.5% | 8+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | VANGUARD WORLD FD - MEGA GRWTH IND | $10.4M | 5.6% | +2% | — | — | — | — | |
| 4 | SCHWAB STRATEGIC TR - US LCAP VA ETF | $8.1M | 4.3% | +3% | — | — | — | — | |
| 5 | DIMENSIONAL ETF TRUST - INTL CORE EQT MK | $7.0M | 3.8% | +1% | — | — | — | — | |
| 6 | $6.3M | 3.4% | -1% | -6.0% | 8+ qtrsTrimmed 7 qtrs in a row | — | Estimated buy price is Pro: unlock with a free trial | ||
| 7 | $5.9M | 3.2% | +3% | +0.5% | 8+ qtrsAdded 4 qtrs in a row | 79.8#30 | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | SPDR SERIES TRUST - ST STR BLO 1 ETF | $5.8M | 3.1% | -0.9% | — | — | — | — | |
| 9 | ISHARES TR - 0-3 MTH TREASURY | $5.7M | 3.1% | -0.7% | — | — | — | — | |
| 10 | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | $5.4M | 2.9% | +2% | — | — | — | — |
All holdings — Baring Financial LLC (Q3 2026)
84 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | ISHARES TR - TRUST ISHARE 0-1etf/fund | — | $5.4M | 2.9% | 49K | +0.7% | — | — | 13F |
| 12 | BERKSHIRE HATHAWAY INC | Financials | $5.3M | 2.9% | 11K | -2% | 8+ qtrs | 73.5 | 13F | |
| 13 | — | VANGUARD INDEX FDS - MCAP GR IDXVIPetf/fund | — | $5.2M | 2.8% | 18K | +2% | — | — | 13F |
| 14 | — | ISHARES TR - TRS FLT RT BDetf/fund | — | $5.1M | 2.8% | 101K | +3% | — | — | 13F |
| 15 | — | ISHARES TR - FLTG RATE NT ETFetf/fund | — | $4.9M | 2.7% | 96K | +2% | — | — | 13F |
| 16 | Apple Inc. | Technology | $4.1M | 2.2% | 12K | +9% | 8+ qtrs | 75.7 | 13F | |
| 17 | — | DIMENSIONAL ETF TRUST - INTERNATNAL VALetf/fund | — | $4.0M | 2.1% | 71K | +2% | — | — | 13F |
| 18 | NVIDIA CORP | Technology | $3.8M | 2.0% | 17K | +3% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | — | ISHARES TR - S&P SML 600 GWTetf/fund | — | $3.7M | 2.0% | 23K | +2% | — | — | 13F |
| 20 | — | VANGUARD INDEX FDS - MCAP VL IDXVIPetf/fund | — | $3.7M | 2.0% | 19K | +1% | — | — | 13F |
| 21 | — | ISHARES TR - SP SMCP600VL ETFetf/fund | — | $3.6M | 1.9% | 28K | +1% | — | — | 13F |
| 22 | — | VANGUARD INDEX FDS - S&P 500 ETF SHSetf/fund | — | $3.3M | 1.8% | 4,711 | +0.3% | — | — | 13F |
| 23 | iShares Bitcoin Trust ETFetf/fund | Financials | $2.7M | 1.4% | 57K | -5% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | AMAZON COM INC | Consumer Discretionary | $2.0M | 1.1% | 7,837 | +5% | 8+ qtrsAdded 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | JPMORGAN CHASE & CO | Financials | $1.9M | 1.0% | 5,745 | +5% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | ISHARES TR - MSCI USA MIN ETF | — | $1.8M | 0.9% | 18K | -0.2% | |||
| 27 | $GOOGL | Alphabet Inc. | Technology | $1.7M | 0.9% | 4,958 | -2% | |||
| 28 | $CAT | CATERPILLAR INC | Industrials | $1.6M | 0.9% | 1,992 | -19% | |||
| 29 | $JNJ | JOHNSON & JOHNSON | Healthcare | $1.6M | 0.9% | 6,053 | +0.6% | |||
| 30 | $SPY | SPDR S&P 500 ETF TRUST | — | $1.6M | 0.9% | 2,097 | -0.5% | |||
| 31 | — | VANGUARD INDEX FDS - VALUE ETF | — | $1.6M | 0.8% | 7,275 | +1% | |||
| 32 | — | ISHARES TR - CORE S&P TTL STK | — | $1.5M | 0.8% | 9,304 | +0.9% | |||
| 33 | $QQQ PUT | INVESCO QQQ TRUST, SERIES 1 | — | $1.5M | — | 2,000 | New | |||
| 34 | $TSLA | Tesla, Inc. | Consumer Discretionary | $1.4M | 0.8% | 4,077 | -2% | |||
| 35 | $LMT | LOCKHEED MARTIN CORP | Industrials | $1.4M | 0.8% | 2,801 | +0.1% | |||
| 36 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $1.3M | 0.7% | 1,445 | -0.6% | |||
| 37 | $IVZ | Invesco Ltd. | Financials | $1.3M | 0.7% | 20K | +3% | |||
| 38 | $PSX | Phillips 66 | Energy | $1.3M | 0.7% | 5,030 | +0.1% | |||
| 39 | — | AGNT INC - COM | — | $1.1M | 0.6% | 300K | -17% | |||
| 40 | $ASML | ASML HOLDING NV | Technology | $1.1M | 0.6% | 603 | +7% | |||
| 41 | — | VANGUARD INDEX FDS - GROWTH ETF | — | $1.1M | 0.6% | 12K | -9% | |||
| 42 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $1.0M | 0.6% | 6,220 | +8% | |||
| 43 | $CBRS | Cerebras Systems Inc. | Technology | $893K | 0.5% | 5,026 | +268% | |||
| 44 | — | ISHARES TR - RUSSELL 3000 ETF | — | $829K | 0.5% | 1,921 | -13% | |||
| 45 | — | ISHARES TR - RUS 1000 GRW ETF | — | $817K | 0.4% | 6,522 | +2% | |||
| 46 | $META | Meta Platforms, Inc. | Technology | $709K | 0.4% | 977 | +3% | |||
| 47 | $PCAR | PACCAR INC | Industrials | $700K | 0.4% | 6,377 | +0.3% | |||
| 48 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | — | $634K | 0.3% | 18K | -4% | |||
| 49 | $GOOG | Alphabet Inc. | Technology | $611K | 0.3% | 1,792 | +1% | |||
| 50 | $DE | DEERE & CO | Industrials | $603K | 0.3% | 898 | -3% | |||
| 51 | — | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | — | $601K | 0.3% | 14K | -0.4% | |||
| 52 | $V | VISA INC. | Financials | $579K | 0.3% | 1,612 | +2% | |||
| 53 | — | ISHARES TR - CORE HIGH DV ETF | — | $550K | 0.3% | 20K | +0.5% | |||
| 54 | $AVGO | Broadcom Inc. | Technology | $528K | 0.3% | 1,504 | +4% | |||
| 55 | $LLY | ELI LILLY & Co | Healthcare | $524K | 0.3% | 453 | +14% | |||
| 56 | — | ISHARES TR - RUS 1000 VAL ETF | — | $496K | 0.3% | 2,003 | +0.4% | |||
| 57 | — | ISHARES TR - SELECT DIVID ETF | — | $461K | 0.3% | 3,033 | -7% | |||
| 58 | — | ISHARES TR - RUS 1000 ETF | — | $450K | 0.2% | 1,082 | — | |||
| 59 | $MU | MICRON TECHNOLOGY INC | Technology | $435K | 0.2% | 408 | -32% | |||
| 60 | $WM | WASTE MANAGEMENT INC | Utilities | $421K | 0.2% | 2,066 | +0.5% | |||
| 61 | $GLD | SPDR GOLD TRUST | Financials | $364K | 0.2% | 957 | — | |||
| 62 | — | ISHARES TR - RUS MD CP GR ETF | — | $343K | 0.2% | 2,491 | -0.5% | |||
| 63 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $325K | 0.2% | 2,240 | +0.6% | |||
| 64 | $RTX | RTX Corp | Industrials | $316K | 0.2% | 1,702 | +1% | |||
| 65 | $WMT | Walmart Inc. | Consumer Staples | $312K | 0.2% | 3,006 | -0.9% | |||
| 66 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $300K | 0.2% | 491 | +4% | |||
| 67 | — | ISHARES TR - CORE MSCI EAFE | — | $280K | 0.1% | 2,890 | — | |||
| 68 | — | ISHARES TR - IBONDS DEC 27 | — | $280K | 0.1% | 11K | New | |||
| 69 | — | VANGUARD INDEX FDS - TOTAL STK MKT | — | $269K | 0.1% | 720 | +14% | |||
| 70 | $NOC | NORTHROP GRUMMAN CORP /DE/ | Technology | $263K | 0.1% | 545 | +0.6% | |||
| 71 | — | ISHARES TR - IBONDS DEC 26 | — | $250K | 0.1% | 9,747 | New | |||
| 72 | $TSLA CALL | Tesla, Inc. | Consumer Discretionary | $248K | — | 700 | +17% | |||
| 73 | — | SPDR SERIES TRUST - ST STR P500ETF | — | $247K | 0.1% | 2,756 | +14% | |||
| 74 | $FCX | FREEPORT-MCMORAN INC | Materials | $243K | 0.1% | 3,475 | +2% | |||
| 75 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $241K | 0.1% | 4,435 | +2% | |||
| 76 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $240K | 0.1% | 526 | New | |||
| 77 | $WELL | WELLTOWER INC. | Real Estate | $223K | 0.1% | 969 | +0.6% | |||
| 78 | $ABBV | AbbVie Inc. | Healthcare | $223K | 0.1% | 851 | +2% | |||
| 79 | $MRK | Merck & Co., Inc. | Healthcare | $219K | 0.1% | 1,507 | New | |||
| 80 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $214K | 0.1% | 3,185 | -4% | |||
| 81 | $PKG | PACKAGING CORP OF AMERICA | Materials | $212K | 0.1% | 923 | -2% | |||
| 82 | $NFLX | NETFLIX INC | Communication Services | $208K | 0.1% | 2,984 | -2% | |||
| 83 | — | ISHARES TR - SHRT NAT MUN ETF | — | $200K | 0.1% | 1,915 | New | |||
| 84 | $NVDA CALL | NVIDIA CORP | Technology | $46K | — | 200 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 6 new, 50 added to, 24 trimmed, 8 sold out. Share-count changes; largest moves by dollar size first.
New positions (6)
first bought this quarter
- ISHARES TR - IBONDS DEC 27$280K
first bought this quarter
- ISHARES TR - IBONDS DEC 26$250K
first bought this quarter
$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD$240K
first bought this quarter
$MRKMerck & Co., Inc.$219K
first bought this quarter
- ISHARES TR - SHRT NAT MUN ETF$200K
first bought this quarter
Added to (50)
$CBRSCerebras Systems Inc.+268%
now $893K · held 2 qtrs, 2 adds in a row
- ISHARES TR - CORE S&P500 ETF+3%
now $19.0M
now $14.1M · held 8+ qtrs
now $4.1M · held 8+ qtrs
- SCHWAB STRATEGIC TR - US LCAP VA ETF+3%
now $8.1M
- VANGUARD WORLD FD - MEGA GRWTH IND+2%
now $10.4M
+44 more in the Excel export
Trimmed (24)
$CATCATERPILLAR INC-19%
now $1.6M · held 8+ qtrs, 2 trims in a row
- AGNT INC - COM-17%
now $1.1M
$MUMICRON TECHNOLOGY INC-32%
now $435K · held 4 qtrs, 2 trims in a row
$IBITiShares Bitcoin Trust ETF-5%
now $2.7M · held 8+ qtrs
- ISHARES TR - RUSSELL 3000 ETF-13%
now $829K
- VANGUARD INDEX FDS - GROWTH ETF-9%
now $1.1M
+18 more in the Excel export
Holdings by quarter
Every 13F Baring Financial LLC has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow Baring Financial?
Q3 2026 13F filed with the SEC on Oct 7, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Baring Financial's top 20 holdings: 73/100 (our AI quality score, weighted by position size; 14 of the 20 are scored)
Top 10 since filing
-4.4%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 19% over the last 4
Top 10 weight
47%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
96%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Baring Financial LLC disclosed 84 positions worth $187.2M in its Form 13F-HR for Q3 2026 — $185.4M in common stock plus $1.8M of put/call option positions (reported at underlying notional value, not premium at risk), followed by $IVZ. During the quarter the fund opened 6 new positions and exited 8 — including a new stake in $QQQ and a full exit from $MSFT. The portfolio is most concentrated in Other (65.8% of disclosed assets). All figures are sourced directly from Baring Financial LLC’s Form 13F-HR filing with the SEC under CIK 2052588.
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AI-Powered Hedge Fund Analysis: Baring Financial LLC
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Every holding in Baring Financial LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.