Elm3 Financial Group, LLC

Portfolio Overview

Elm3 Financial Group, LLC disclosed 117 positions worth $118.4M in its Form 13F-HR for Q1 2026, led by $AMZN (AMAZON COM INC) at 6.5% of the equity portfolio, followed by $NVDA and $AVGO. During the quarter the fund opened 6 new positions and exited 4 and a full exit from $CRWD. The portfolio is most concentrated in Other (47.8% of disclosed assets). All figures are sourced directly from Elm3 Financial Group, LLC’s Form 13F-HR filing with the SEC under CIK 2011201.

• 

  AMAZON COM INC

  $AMZN

  74.6#152

  Quality

  $7.6M36,717 sh
• 

  NVIDIA CORP

  $NVDA

  90.2#1

  Quality

  $7.2M41,339 sh
• 

  Broadcom Inc.

  $AVGO

  86.4#9

  Quality

  $5.1M16,323 sh
• 

  INVESCO QQQ TRUST, SERIES 1

  $QQQ

  —

  Quality

  $4.0M6,945 sh
• 

  ELI LILLY & Co

  $LLY

  89.3

  Quality

  $3.7M4,035 sh
• 

  MICROSOFT CORP

  $MSFT

  83.7

  Quality

  $3.7M9,979 sh

• INVESCO ACTIVELY MANAGED EXC

  —

  Quality

  $3.6M142,991 sh
• 

  Invesco Ltd.

  $IVZ

  —

  Quality

  $3.4M14,293 sh
• 

  Apple Inc.

  $AAPL

  76.1

  Quality

  $3.4M13,238 sh
• 

  Invesco Ltd.

  $IVZ

  —

  Quality

  $3.1M21,419 sh

Company	Quality	Value	Shares
AMAZON COM INC$AMZN	74.6#152	$7.6M	36,717
NVIDIA CORP$NVDA	90.2#1	$7.2M	41,339
Broadcom Inc.$AVGO	86.4#9	$5.1M	16,323
INVESCO QQQ TRUST, SERIES 1$QQQ	—	$4.0M	6,945
ELI LILLY & Co$LLY	89.3	$3.7M	4,035
MICROSOFT CORP$MSFT	83.7	$3.7M	9,979
INVESCO ACTIVELY MANAGED EXC	—	$3.6M	142,991
Invesco Ltd.$IVZ	—	$3.4M	14,293
Apple Inc.$AAPL	76.1	$3.4M	13,238
Invesco Ltd.$IVZ	—	$3.1M	21,419

Showing top 10 of 117 holdings.

Full Holdings — Elm3 Financial Group, LLC (Q1 2026)

All 117 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.

#	Ticker	Company	Value	Weight	QoQ	Quality
1	$AMZN	AMAZON COM INC	$7.6M	6.5%	-0%	74.6
2	$NVDA	NVIDIA CORP	$7.2M	6.1%	-3%	90.2
3	$AVGO	Broadcom Inc.	$5.1M	4.3%	-1%	86.4
4	$QQQ	INVESCO QQQ TRUST, SERIES 1	$4.0M	3.4%	-0%	—
5	$LLY	ELI LILLY & Co	$3.7M	3.1%	-2%	89.3
6	$MSFT	MICROSOFT CORP	$3.7M	3.1%	-1%	83.7
7	—	INVESCO ACTIVELY MANAGED EXC	$3.6M	3.1%	-11%	—
8	$IVZ	Invesco Ltd.	$3.4M	2.9%	-0%	—
9	$AAPL	Apple Inc.	$3.4M	2.8%	-1%	76.1
10	$IVZ	Invesco Ltd.	$3.1M	2.6%	+0%	—
11	—	ISHARES TR	$2.5M	2.1%	-4%	—
12	—	SCHWAB STRATEGIC TR	$2.4M	2.1%	+48%	—
13	—	SPDR SERIES TRUST	$2.4M	2.0%	+49%	—
14	$GOOG	Alphabet Inc.	$2.3M	2.0%	-1%	80.2
15	$PDI	PIMCO Dynamic Income Fund	$2.2M	1.9%	+7%	—
16	$PTY	PIMCO CORPORATE & INCOME OPPORTUNITY FUND	$1.9M	1.6%	-4%	—
17	$HWM	Howmet Aerospace Inc.	$1.8M	1.5%	-3%	79.1
18	$IVZ	Invesco Ltd.	$1.8M	1.5%	+333%	—
19	—	FIDELITY COVINGTON TRUST	$1.5M	1.3%	-1%	—
20	$WRB	BERKLEY W R CORP	$1.5M	1.3%	-4%	71.8
21	—	T ROWE PRICE ETF INC	$1.5M	1.2%	-2%	—
22	$HD	HOME DEPOT, INC.	$1.4M	1.2%	-25%	69.2
23	—	FIDELITY COVINGTON TRUST	$1.4M	1.1%	+1%	—
24	—	ISHARES INC	$1.3M	1.1%	-2%	—
25	$PHK	PIMCO HIGH INCOME FUND	$1.2M	1.0%	+24%	—
26	—	VANGUARD INDEX FDS	$1.2M	1.0%	+39%	—
27	—	CAPITAL GROUP DIVIDEND VALUE	$1.2M	1.0%	+0%	—
28	—	VANGUARD INDEX FDS	$1.1M	1.0%	+6%	—
29	—	PIMCO ETF TR	$1.1M	0.9%	-21%	—
30	$IVZ	Invesco Ltd.	$1.1M	0.9%	-2%	—
31	$STRL	STERLING INFRASTRUCTURE, INC.	$1.1M	0.9%	-3%	73.3
32	—	ETFIS SER TR I	$1.1M	0.9%	+8%	—
33	—	ISHARES TR	$1.0M	0.9%	+5%	—
34	—	VANGUARD INDEX FDS	$915,496	0.8%	+6%	—
35	—	VANGUARD INDEX FDS	$865,009	0.7%	-7%	—
36	—	ISHARES INC	$817,267	0.7%	-2%	—
37	$PGR	PROGRESSIVE CORP/OH/	$811,596	0.7%	-4%	83.6
38	$KLAC	KLA CORP	$795,101	0.7%	-1%	84.4
39	—	FIDELITY COVINGTON TRUST	$780,925	0.7%	+1%	—
40	—	JANUS DETROIT STR TR	$768,042	0.7%	-5%	—
41	—	VANECK ETF TRUST	$759,345	0.6%	+25%	—
42	—	VANGUARD SCOTTSDALE FDS	$741,631	0.6%	+1%	—
43	—	J P MORGAN EXCHANGE TRADED F	$736,272	0.6%	-5%	—
44	—	BLACKROCK ETF TRUST II	$725,328	0.6%	-24%	—
45	$COST	COSTCO WHOLESALE CORP /NEW	$711,794	0.6%	+0%	67
46	$WT	WisdomTree, Inc.	$710,411	0.6%	-4%	62.9
47	$BXSL	Blackstone Secured Lending Fund	$706,801	0.6%	-16%	—
48	—	ISHARES TR	$682,795	0.6%	-1%	—
49	$TDG	TransDigm Group INC	$680,310	0.6%	-1%	75.4
50	$DTM	DT Midstream, Inc.	$642,685	0.5%	+0%	74.5
51	—	ISHARES TR	$641,895	0.5%	-2%	—
52	—	FIDELITY COVINGTON TRUST	$629,113	0.5%	+8%	—
53	$TSM	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	$620,476	0.5%	-1%	—
54	—	INVESCO EXCHANGE TRADED FD T	$587,684	0.5%	+5%	—
55	—	ISHARES TR	$575,003	0.5%	-3%	—
56	$GOOGL	Alphabet Inc.	$569,867	0.5%	-1%	80.2
57	$VRT	Vertiv Holdings Co	$566,823	0.5%	-3%	82.7
58	—	FIDELITY MERRIMACK STR TR	$548,008	0.5%	-0%	—
59	—	VANGUARD STAR FDS	$539,307	0.5%	+0%	—
60	$JPM	JPMORGAN CHASE & CO	$532,768	0.5%	+0%	35.6
61	$META	Meta Platforms, Inc.	$529,267	0.5%	-0%	80.9
62	—	FIDELITY COVINGTON TRUST	$525,240	0.4%	-1%	—
63	—	GLOBAL X FDS	$518,860	0.4%	+11%	—
64	—	FIDELITY COVINGTON TRUST	$511,675	0.4%	-1%	—
65	$MOD	MODINE MANUFACTURING CO	$481,638	0.4%	-5%	48.8
66	—	FIDELITY COVINGTON TRUST	$465,740	0.4%	+0%	—
67	$DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	$465,707	0.4%	-2%	—
68	$ACGL	ARCH CAPITAL GROUP LTD.	$456,391	0.4%	-6%	—
69	$ATO	ATMOS ENERGY CORP	$447,946	0.4%	+7%	72
70	$PANW	Palo Alto Networks Inc	$444,086	0.4%	-10%	66.5
71	—	VICTORY PORTFOLIOS II	$444,029	0.4%	NEW	—
72	—	FIDELITY COVINGTON TRUST	$434,529	0.4%	-0%	—
73	$NDAQ	NASDAQ, INC.	$431,450	0.4%	-2%	78.5
74	—	FIDELITY COVINGTON TRUST	$430,533	0.4%	+5%	—
75	—	J P MORGAN EXCHANGE TRADED F	$414,681	0.3%	+1%	—
76	$PCN	PIMCO CORPORATE & INCOME STRATEGY FUND	$412,537	0.3%	+3%	—
77	—	FRANKLIN TEMPLETON ETF TR	$410,423	0.3%	-28%	—
78	$CEG	Constellation Energy Corp	$409,101	0.3%	+4%	62.5
79	—	FIDELITY COVINGTON TRUST	$408,030	0.3%	-2%	—
80	—	ISHARES TR	$405,796	0.3%	-4%	—
81	—	INVESCO EXCH TRADED FD TR II	$358,118	0.3%	+1%	—
82	—	SPDR SERIES TRUST	$353,812	0.3%	+7%	—
83	—	FIDELITY COVINGTON TRUST	$351,419	0.3%	+3%	—
84	$SPY	SPDR S&P 500 ETF TRUST	$339,809	0.3%	-7%	—
85	$ANET	Arista Networks, Inc.	$329,050	0.3%	-3%	86
86	—	J P MORGAN EXCHANGE TRADED F	$325,303	0.3%	+60%	—
87	$PH	Parker-Hannifin Corp	$320,496	0.3%	+19%	73.8
88	—	VANGUARD WELLINGTON FD	$310,959	0.3%	-0%	—
89	—	LEGG MASON ETF INVT	$309,485	0.3%	+10%	—
90	$SPGI	S&P Global Inc.	$306,298	0.3%	-1%	79.4
91	$LMT	LOCKHEED MARTIN CORP	$302,195	0.3%	-1%	65
92	$EME	EMCOR Group, Inc.	$293,847	0.3%	NEW	71.7
93	$LNG	Cheniere Energy, Inc.	$292,507	0.3%	+0%	48.4
94	$WT	WisdomTree, Inc.	$287,669	0.2%	+1%	62.9
95	—	BLACKROCK ETF TRUST II	$287,632	0.2%	-6%	—
96	$MCK	MCKESSON CORP	$282,324	0.2%	-5%	63.7
97	$MPC	Marathon Petroleum Corp	$273,669	0.2%	NEW	50.7
98	$PFN	PIMCO Income Strategy Fund II	$259,725	0.2%	-1%	—
99	—	VANECK ETF TRUST	$255,285	0.2%	+0%	—
100	$AZO	AUTOZONE INC	$249,956	0.2%	-3%	66.5
101	—	PROSHARES TR	$249,670	0.2%	+2%	—
102	—	VANGUARD INTL EQUITY INDEX F	$239,809	0.2%	NEW	—
103	$IVZ	Invesco Ltd.	$239,612	0.2%	+0%	—
104	—	ISHARES INC	$235,979	0.2%	-70%	—
105	$TTMI	TTM TECHNOLOGIES INC	$232,542	0.2%	NEW	59
106	—	VANGUARD SPECIALIZED FUNDS	$224,415	0.2%	+0%	—
107	$WT	WisdomTree, Inc.	$224,406	0.2%	-12%	62.9
108	$BIT	BlackRock Multi-Sector Income Trust	$220,051	0.2%	-21%	—
109	—	ISHARES INC	$210,146	0.2%	-12%	—
110	—	BNY MELLON ETF TRUST	$208,686	0.2%	+3%	—
111	—	PROSHARES TR	$207,725	0.2%	-37%	—
112	—	VANECK ETF TRUST	$207,353	0.2%	+0%	—
113	$PFL	PIMCO INCOME STRATEGY FUND	$207,080	0.2%	-6%	—
114	$IVZ	Invesco Ltd.	$202,592	0.2%	-32%	—
115	—	BONDBLOXX ETF TRUST	$202,580	0.2%	NEW	—
116	—	VANGUARD INDEX FDS	$200,733	0.2%	+5%	—
117	$BTZ	BLACKROCK CREDIT ALLOCATION INCOME TRUST	$115,140	0.1%	+0%	—