ESG Planning DBA Harper Investing
Sector Allocation
- Other57.1%$184.6M
- Technology23.3%$75.4M
- Financials5.5%$17.6M
- Healthcare4.8%$15.5M
- Communication Services3.5%$11.3M
- Consumer Discretionary3.2%$10.2M
- Industrials1.0%$3.1M
- Real Estate0.9%$3.0M
- Consumer Staples0.6%$2.0M
- Energy0.1%$333,187
AUM History
13fpro.ai/research/fund/esg-planning-dba-harper-investing-1931465
Conviction and streaks
Diversifying · top 10 = 45.2%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
NVDA
$25.8M- VANGUARD$23.8M
- ISHARES$14.9M
- VANGUARD$14.8M
AAPL
$14.0M- SPDR$12.0M
- PIMCO$11.4M
NFLX
$11.3M- VANGUARD$9.1M
GOOGL
$8.9MAMZN
$8.8M- VANGUARD$8.6M
- VANGUARD$7.6M
- VANGUARD$6.8M
MSFT
$6.4MCRWD
$6.3M- VANGUARD$6.2M
- ISHARES$5.8M
- VANGUARD$5.8M
- VANGUARD$5.3M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/esg-planning-dba-harper-investing-1931465
ESG Planning DBA Harper Investing 13F holdings — Q3 2026
$323.0M portfolio (+8.9% QoQ) · 86 holdings · Q3 2026 13F · top 10 are 45% of the stock portfolio
$25.8M
8.0% of stocks
+2%This quarter+1.8%Since filed11+ qtrsHeld- 2
VANGUARD BD INDEX FDS - TOTAL BND MRKT
$23.8M
7.4% of stocks
+14%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - NATIONAL MUN ETF
$14.9M
4.6% of stocks
-16%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
VANGUARD WORLD FD - INF TECH ETF
$14.8M
4.6% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— $14.0M
4.3% of stocks
+3%This quarter-1.2%Since filed11+ qtrsHeld- 6
SPDR SERIES TRUST - ST BLOO HIGH ETF
$12.0M
3.7% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
PIMCO ETF TR - INTER MUN BD ACT
$11.4M
3.5% of stocks
+47%This quarter—Since filed—HeldAIQuality—Est. buy— $11.3M
3.5% of stocks
+0.2%This quarter-4.7%Since filed2 qtrsHeld- 9
VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US
$9.1M
2.8% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy— $8.9M
2.8% of stocks
+6%This quarter-2.0%Since filed11+ qtrsHeld
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $25.8M | 8.0% | +2% | +1.8% | 11+ qtrs | 86.0#3 | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | VANGUARD BD INDEX FDS - TOTAL BND MRKT | $23.8M | 7.4% | +14% | — | — | — | — | |
| 3 | ISHARES TR - NATIONAL MUN ETF | $14.9M | 4.6% | -16% | — | — | — | — | |
| 4 | VANGUARD WORLD FD - INF TECH ETF | $14.8M | 4.6% | +4% | — | — | — | — | |
| 5 | $14.0M | 4.3% | +3% | -1.2% | 11+ qtrsAdded 7 qtrs in a row | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 6 | SPDR SERIES TRUST - ST BLOO HIGH ETF | $12.0M | 3.7% | +3% | — | — | — | — | |
| 7 | PIMCO ETF TR - INTER MUN BD ACT | $11.4M | 3.5% | +47% | — | — | — | — | |
| 8 | $11.3M | 3.5% | +0.2% | -4.7% | 2 qtrs | 78.9#44 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US | $9.1M | 2.8% | +9% | — | — | — | — | |
| 10 | $8.9M | 2.8% | +6% | -2.0% | 11+ qtrs | 77.7#61 | Estimated buy price is Pro: unlock with a free trial |
All holdings — ESG Planning DBA Harper Investing (Q3 2026)
86 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | AMAZON COM INC | Consumer Discretionary | $8.8M | 2.7% | 35K | +6% | 11+ qtrsAdded 5 qtrs in a row | 67.5 | 13F | |
| 12 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKTetf/fund | — | $8.6M | 2.7% | 122K | +14% | — | — | 13F |
| 13 | — | VANGUARD WORLD FD - CONSUM DIS ETFetf/fund | — | $7.6M | 2.4% | 21K | +6% | — | — | 13F |
| 14 | — | VANGUARD ADMIRAL FDS INC - MIDCP 400 GRTHetf/fund | — | $6.8M | 2.1% | 50K | +13% | — | — | 13F |
| 15 | MICROSOFT CORP | Technology | $6.4M | 2.0% | 13K | +4% | 11+ qtrsAdded 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | CrowdStrike Holdings, Inc. | Technology | $6.3M | 1.9% | 24K | +300% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | — | VANGUARD WORLD FD - FINANCIALS ETFetf/fund | — | $6.2M | 1.9% | 48K | +7% | — | — | 13F |
| 18 | — | ISHARES TR - 0-3 MTH TREASURYetf/fund | — | $5.8M | 1.8% | 58K | +59% | — | — | 13F |
| 19 | — | VANGUARD INDEX FDS - MRNGSTR TTL STKetf/fund | — | $5.8M | 1.8% | 16K | +11% | — | — | 13F |
| 20 | — | VANGUARD WORLD FD - INDUSTRIAL ETFetf/fund | — | $5.3M | 1.6% | 17K | +5% | — | — | 13F |
| 21 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund | — | $5.0M | 1.5% | 84K | +17% | — | — | 13F |
| 22 | — | VANGUARD INDEX FDS - MRNGSTR SML CAPetf/fund | — | $4.4M | 1.4% | 16K | +18% | — | — | 13F |
| 23 | — | DIMENSIONAL ETF TRUST - US SMALL CAP ETFetf/fund | — | $4.3M | 1.3% | 56K | +2% | — | — | 13F |
| 24 | — | VANGUARD WORLD FD - COMM SRVC ETFetf/fund | — | $4.2M | 1.3% | 22K | +7% | — | — | 13F |
| 25 | — | VANGUARD WORLD FD - CONSUM STP ETFetf/fund | — | $3.9M | 1.2% | 18K | +5% | — | — | 13F |
| 26 | $GLD | SPDR GOLD TRUST | Financials | $3.9M | 1.2% | 10K | +6% | |||
| 27 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $3.9M | 1.2% | 20K | +5% | |||
| 28 | $META | Meta Platforms, Inc. | Technology | $3.8M | 1.2% | 5,304 | +4% | |||
| 29 | — | VANGUARD WORLD FD - HEALTH CAR ETF | — | $3.8M | 1.2% | 12K | +6% | |||
| 30 | $STT | STATE STREET CORP | Financials | $3.6M | 1.1% | 89K | +6% | |||
| 31 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $3.4M | 1.1% | 5,614 | +9% | |||
| 32 | $V | VISA INC. | Financials | $3.3M | 1.0% | 9,182 | +8% | |||
| 33 | $IBIT | iShares Bitcoin Trust ETF | Financials | $3.2M | 1.0% | 68K | +13% | |||
| 34 | $ORCL | ORACLE CORP | Technology | $3.1M | 1.0% | 23K | +15% | |||
| 35 | $MRK | Merck & Co., Inc. | Healthcare | $3.1M | 1.0% | 21K | -2% | |||
| 36 | $MA | Mastercard Inc | Financials | $3.0M | 0.9% | 5,512 | +7% | |||
| 37 | $EQIX | EQUINIX INC | Real Estate | $3.0M | 0.9% | 2,944 | +0.5% | |||
| 38 | — | ISHARES TR - FUTU AI TECH ETF | — | $2.8M | 0.9% | 36K | +16% | |||
| 39 | $ABBV | AbbVie Inc. | Healthcare | $2.6M | 0.8% | 9,773 | +12% | |||
| 40 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | — | $2.5M | 0.8% | 64K | +7% | |||
| 41 | $TMO | THERMO FISHER SCIENTIFIC INC. | Healthcare | $2.4M | 0.8% | 3,611 | +7% | |||
| 42 | $UNH | UNITEDHEALTH GROUP INC | Healthcare | $2.3M | 0.7% | 6,321 | +9% | |||
| 43 | $JNJ | JOHNSON & JOHNSON | Healthcare | $2.3M | 0.7% | 8,541 | +13% | |||
| 44 | — | ISHARES TR - EXPANDED TECH | — | $1.9M | 0.6% | 18K | +9% | |||
| 45 | $UNP | UNION PACIFIC CORP | Industrials | $1.7M | 0.5% | 6,174 | +10% | |||
| 46 | — | ADVISOR MANAGED PORTFOLIOS - RUK STR GRO ETF | — | $1.6M | 0.5% | 58K | +28% | |||
| 47 | — | VANGUARD WORLD FD - MATERIALS ETF | — | $1.5M | 0.5% | 6,973 | +12% | |||
| 48 | — | SPDR INDEX SHS FDS - ST MAR DIVID ETF | — | $1.4M | 0.4% | 35K | +2% | |||
| 49 | $STX | Seagate Technology Holdings plc | Technology | $1.3M | 0.4% | 1,407 | +0.3% | |||
| 50 | $LLY | ELI LILLY & Co | Healthcare | $1.3M | 0.4% | 1,090 | +10% | |||
| 51 | $PANW | Palo Alto Networks Inc | Technology | $1.2M | 0.4% | 3,065 | +0.4% | |||
| 52 | — | ISHARES TR - FALN ANGLS USD | — | $1.2M | 0.4% | 46K | +181% | |||
| 53 | $LOW | LOWES COMPANIES INC | Consumer Discretionary | $1.1M | 0.3% | 6,205 | +5% | |||
| 54 | $GOOG | Alphabet Inc. | Technology | $1.1M | 0.3% | 3,182 | +1% | |||
| 55 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $1.1M | 0.3% | 1,160 | +13% | |||
| 56 | $APP | AppLovin Corp | Technology | $991K | 0.3% | 3,411 | +0.1% | |||
| 57 | $QCOM | QUALCOMM INC/DE | Technology | $986K | 0.3% | 5,357 | +0.4% | |||
| 58 | $WMT | Walmart Inc. | Consumer Staples | $951K | 0.3% | 9,154 | +14% | |||
| 59 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $936K | 0.3% | 5,555 | -2% | |||
| 60 | $HON | HONEYWELL INTERNATIONAL INC | Industrials | $883K | 0.3% | 4,187 | +26% | |||
| 61 | $SPY | SPDR S&P 500 ETF TRUST | — | $875K | 0.3% | 1,147 | +0.3% | |||
| 62 | $BMY | BRISTOL MYERS SQUIBB CO | Healthcare | $856K | 0.3% | 14K | +1% | |||
| 63 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $765K | 0.2% | 1,250 | +0.6% | |||
| 64 | — | BANK OF MONTREAL - CAL LKD 45 | — | $643K | 0.2% | 19K | -15% | |||
| 65 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $500K | 0.1% | 9,182 | +14% | |||
| 66 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $497K | 0.1% | 672 | -2% | |||
| 67 | $DHR | DANAHER CORP /DE/ | Healthcare | $444K | 0.1% | 2,003 | -2% | |||
| 68 | $TXN | TEXAS INSTRUMENTS INC | Technology | $418K | 0.1% | 1,491 | +0.7% | |||
| 69 | — | ISHARES TR - U.S. TECH ETF | — | $396K | 0.1% | 1,496 | +39% | |||
| 70 | — | ISHARES TR - CORE US AGGBD ET | — | $366K | 0.1% | 3,870 | -6% | |||
| 71 | — | ISHARES TR - CORE 60 BALA ETF | — | $359K | 0.1% | 5,242 | +16% | |||
| 72 | — | ISHARES TR - CORE 80 20 ETF | — | $347K | 0.1% | 3,564 | +4% | |||
| 73 | — | ISHARES TR - CALIF MUN BD ETF | — | $346K | 0.1% | 6,402 | +0.3% | |||
| 74 | $CVX | CHEVRON CORP | Energy | $333K | 0.1% | 1,632 | -1% | |||
| 75 | $HONA | Honeywell Aerospace Inc. | Industrials | $303K | 0.1% | 1,955 | -41% | |||
| 76 | — | SELECT SECTOR SPDR TR - ST STR DISCR ETF | — | $273K | 0.1% | 2,505 | New | |||
| 77 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $258K | 0.1% | 908 | New | |||
| 78 | $CSX | CSX CORP | Industrials | $253K | 0.1% | 5,450 | -0.9% | |||
| 79 | — | SELECT SECTOR SPDR TR - ST STR SVC ETF | — | $252K | 0.1% | 2,273 | New | |||
| 80 | — | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | — | $251K | 0.1% | 5,648 | +0.2% | |||
| 81 | $EXEL | EXELIXIS, INC. | Healthcare | $239K | 0.1% | 4,092 | — | |||
| 82 | — | ISHARES TR - U.S. BAS MTL ETF | — | $231K | 0.1% | 1,297 | +5% | |||
| 83 | — | ISHARES TR - CORE S&P500 ETF | — | $223K | 0.1% | 291 | -14% | |||
| 84 | — | SPDR SERIES TRUST - ST STR SP600GRWO | — | $220K | 0.1% | 2,057 | +0.2% | |||
| 85 | $CRM | Salesforce, Inc. | Technology | $211K | 0.1% | 920 | New | |||
| 86 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | — | $206K | 0.1% | 406 | +0.5% |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 70 added to, 11 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
Added to (70)
now $6.3M · held 11+ qtrs
- PIMCO ETF TR - INTER MUN BD ACT+47%
now $11.4M
- VANGUARD BD INDEX FDS - TOTAL BND MRKT+14%
now $23.8M
- ISHARES TR - 0-3 MTH TREASURY+59%
now $5.8M
- VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT+14%
now $8.6M
- VANGUARD ADMIRAL FDS INC - MIDCP 400 GRTH+13%
now $6.8M
+64 more in the Excel export
Trimmed (11)
- ISHARES TR - NATIONAL MUN ETF-16%
now $14.9M
$HONAHoneywell Aerospace Inc.-41%
now $303K · held 2 qtrs
- BANK OF MONTREAL - CAL LKD 45-15%
now $643K
$MRKMerck & Co., Inc.-2%
now $3.1M · held 11+ qtrs
- ISHARES TR - CORE S&P500 ETF-14%
now $223K
- ISHARES TR - CORE US AGGBD ET-6%
now $366K
+5 more in the Excel export
Sold out (2)
$IBMINTERNATIONAL BUSINESS MACHINES CORPwas $230K
held 5 qtrs
- PROSHARES TR - ULTRPRO S&P500was $216K
Holdings by quarter
Every 13F ESG Planning DBA Harper Investing has filed, 18 earlier quarters. Pick one to see what it held then.
Is it too late to follow ESG Planning DBA Harper Investing?
Q3 2026 13F filed with the SEC on Oct 22, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of ESG Planning DBA Harper Investing's top 20 holdings: 76/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
+0.2%
Value-weighted move of the 10 largest stock positions
Turnover
1%
Last quarter; 17% over the last 4
Top 10 weight
45%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
83%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
ESG Planning DBA Harper Investing disclosed 86 positions worth $323.0M in its Form 13F-HR for Q3 2026, led by $NVDA (NVIDIA CORP) at 8.0% of the equity portfolio. During the quarter the fund opened 4 new positions and exited 2 and a full exit from $IBM. The portfolio is most concentrated in Other (57.1% of disclosed assets). All figures are sourced directly from ESG Planning DBA Harper Investing’s Form 13F-HR filing with the SEC under CIK 1931465.
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Every holding in ESG Planning DBA Harper Investing's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.