ROYCE SMALL-CAP TRUST, INC. (RVT) — Institutional Holders, Q2 2026
211 institutional investment managers reported a RVT position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $718.6M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
RVT in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- Saba Capital Management, L.P.New · +1,247,806 sh+$23.0M
- Shaker Financial ServicesAdded · +467,234 sh+$8.6M
- RAYMOND JAMES FINANCIALAdded · +257,053 sh+$4.7M
- BANK OF AMERICAAdded · +218,175 sh+$4.0M
- Logan Stone CapitalNew · +195,674 sh+$3.6M
Biggest sellers
- Cetera Investment AdvisersTrimmed · -228,931 sh-$4.2M
- MORGAN STANLEYTrimmed · -204,987 sh-$3.8M
- MENLO ADVISORSSold out · -180,126 sh-$3.3M
- UBS Group AGTrimmed · -116,863 sh-$2.2M
- Kestra Advisory ServicesTrimmed · -71,519 sh-$1.3M
RVT 13F holders ranked 1–100 of 211
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | BANK OF AMERICA#1 · 6,054,512 sh | 6,054,512 | $111.8M | <0.01% | +3.7% |
| 2 | MORGAN STANLEY#2 · 5,903,526 sh | 5,903,526 | $109.0M | <0.01% | -3.4% |
| 3 | RAYMOND JAMES FINANCIAL#3 · 3,088,819 sh | 3,088,819 | $57.1M | 0.02% | +9.1% |
| 4 | LPL Financial#4 · 2,396,929 sh | 2,396,929 | $44.3M | <0.01% | +5.1% |
| 5 | WELLS FARGO & COMPANY#5 · 1,646,540 sh | 1,646,540 | $30.4M | <0.01% | -2.7% |
| 6 | ROYAL BANK OF CANADA#6 · 1,639,146 sh | 1,639,146 | $30.3M | <0.01% | +0.9% |
| 7 | Penserra Capital Management#7 · 1,384,409 sh | 1,384,409 | $25.6M | 0.20% | +4.0% |
| 8 | Saba Capital Management, L.P.#8 · 1,247,806 sh | 1,247,806 | $23.0M | 0.59% | New |
| 9 | STIFEL FINANCIAL#9 · 848,245 sh | 848,245 | $15.7M | 0.01% | +2.8% |
| 10 | Janney Montgomery Scott#10 · 742,462 sh | 742,462 | $13.7M | 0.03% | +1.9% |
| 11 | BLUE BELL PRIVATE WEALTH MANAGEMENT#11 · 674,729 sh | 674,729 | $12.5M | 1.55% | +3.2% |
| 12 | LAZARD ASSET MANAGEMENT#12 · 612,315 sh | 612,315 | $11.3M | 0.02% | 0.0% |
| 13 | RIVERNORTH CAPITAL MANAGEMENT#13 · 607,243 sh | 607,243 | $11.2M | 0.53% | +0.9% |
| 14 | Shaker Financial Services#14 · 605,745 sh | 605,745 | $11.2M | — | +337.3% |
| 15 | Waterfront Wealth#15 · 495,162 sh | 495,162 | $9.0M | 1.39% | -12.3% |
| 16 | OSAIC#16 · 484,010 sh | 484,010 | $8.9M | 0.01% | +40.4% |
| 17 | Modern Wealth Management#17 · 480,230 sh | 480,230 | $8.9M | 0.11% | -2.4% |
| 18 | UBS Group AG#18 · 465,248 sh | 465,248 | $8.6M | <0.01% | -20.1% |
| 19 | GUGGENHEIM CAPITAL#19 · 423,470 sh | 423,470 | $7.8M | 0.05% | -6.5% |
| 20 | Advisors Asset Management#20 · 336,541 sh | 336,541 | $6.2M | 0.09% | +5.1% |
| 21 | Paller Financial Services#21 · 303,412 sh | 303,412 | $5.6M | — | -1.8% |
| 22 | Steward Partners Investment Advisory#22 · 290,748 sh | 290,748 | $5.4M | 0.03% | +5.3% |
| 23 | Allspring Global Investments#23 · 287,283 sh | 287,283 | $5.3M | <0.01% | +51.9% |
| 24 | ROTHSCHILD INVESTMENT#24 · 250,772 sh | 250,772 | $4.6M | 0.17% | +4.4% |
| 25 | CAPTRUST FINANCIAL ADVISORS#25 · 249,028 sh | 249,028 | $4.6M | <0.01% | -3.2% |
| 26 | Cypress Capital Management (WY)#26 · 243,763 sh | 243,763 | $4.5M | 3.76% | +12.4% |
| 27 | Private Advisor Group#27 · 231,258 sh | 231,258 | $4.3M | 0.02% | +26.5% |
| 28 | D.A. DAVIDSON#28 · 230,461 sh | 230,461 | $4.3M | 0.02% | -1.9% |
| 29 | OPPENHEIMER#29 · 222,656 sh | 222,656 | $4.1M | — | +2.6% |
| 30 | HighTower Advisors#30 · 200,824 sh | 200,824 | $3.7M | <0.01% | +12.9% |
| 31 | Logan Stone Capital#31 · 195,674 sh | 195,674 | $3.6M | 0.76% | New |
| 32 | Altium Capital Management#32 · 192,509 sh | 192,509 | $3.6M | 7.49% | 0.0% |
| 33 | Z3 Capital Partners#33 · 186,663 sh | 186,663 | $3.4M | 0.72% | +0.5% |
| 34 | WOLVERINE ASSET MANAGEMENT#34 · 178,790 sh | 178,790 | $3.3M | 0.03% | New |
| 35 | Hennion & Walsh Asset Management#35 · 177,676 sh | 177,676 | $3.3M | — | +45.1% |
| 36 | RB Capital Management#36 · 171,223 sh | 171,223 | $3.2M | 0.62% | +0.2% |
| 37 | WILEY BROS.-AINTREE CAPITAL#37 · 164,931 sh | 164,931 | $3.0M | 0.01% | +2.3% |
| 38 | INTREPID FAMILY OFFICE#38 · 155,643 sh | 155,643 | $2.9M | 2.13% | +1.9% |
| 39 | GENERAL AMERICAN INVESTORS#39 · 150,877 sh | 150,877 | $2.8M | 0.16% | 0.0% |
| 40 | Samalin Investment Counsel#40 · 147,347 sh | 147,347 | $2.7M | — | +30.7% |
| 41 | Cambridge Investment Research Advisors#41 · 132,934 sh | 132,934 | $2.5M | <0.01% | +10.6% |
| 42 | COMMONWEALTH EQUITY SERVICES#42 · 121,634 sh | 121,634 | $2.2M | <0.01% | -7.2% |
| 43 | CITY OF LONDON INVESTMENT MANAGEMENT LTD#43 · 119,199 sh | 119,199 | $2.2M | 0.13% | +59.1% |
| 44 | EVOLVE PRIVATE WEALTH#44 · 108,008 sh | 108,008 | $2.0M | 0.12% | -2.8% |
| 45 | Sanctuary Advisors#45 · 102,167 sh | 102,167 | $1.9M | <0.01% | +1.9% |
| 46 | Union Bankshares#46 · 94,361 sh | 94,361 | $1.7M | 0.03% | -0.6% |
| 47 | Advisory Advocates#47 · 90,631 sh | 90,631 | $1.7M | 1.44% | +4.8% |
| 48 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C.#48 · 88,150 sh | 88,150 | $1.6M | 0.11% | New |
| 49 | FIRST ADVISORS#49 · 86,326 sh | 86,326 | $1.6M | <0.01% | +0.4% |
| 50 | MGO ONE SEVEN#50 · 84,159 sh | 84,159 | $1.6M | 0.03% | +100.9% |
| 51 | NewEdge Advisors#51 · 82,369 sh | 82,369 | $1.5M | <0.01% | New |
| 52 | TrueMark Investments#52 · 79,839 sh | 79,839 | $1.5M | 0.18% | +7.1% |
| 53 | KENNEDY INVESTMENT GROUP#53 · 77,383 sh | 77,383 | $1.4M | — | -5.7% |
| 54 | WJ Financial Advisors#54 · 75,025 sh | 75,025 | $1.4M | 1.02% | -2.6% |
| 55 | FIFTH THIRD BANCORP#55 · 73,504 sh | 73,504 | $1.4M | <0.01% | +3.2% |
| 56 | Focused Wealth Management#56 · 73,461 sh | 73,461 | $1.4M | 0.12% | +2.8% |
| 57 | 1607 Capital Partners#57 · 70,000 sh | 70,000 | $1.3M | 0.11% | New |
| 58 | Comprehensive Money Management Services#58 · 69,950 sh | 69,950 | $1.3M | 0.81% | +6.8% |
| 59 | JANE STREET GROUP#59 · 68,238 sh | 68,238 | $1.3M | <0.01% | +170.7% |
| 60 | Cetera Investment Advisers#60 · 65,753 sh | 65,753 | $1.2M | <0.01% | -77.7% |
| 61 | Accel Wealth Management#61 · 65,508 sh | 65,508 | $1.2M | — | -15.0% |
| 62 | WHITENER CAPITAL MANAGEMENT#62 · 60,929 sh | 60,929 | $1.1M | — | +14.3% |
| 63 | Prospera Financial Services#63 · 60,538 sh | 60,538 | $1.1M | 0.02% | -1.1% |
| 64 | Triumph Capital Management#64 · 60,025 sh | 60,025 | $1.1M | — | +4.8% |
| 65 | Stolper#65 · 56,794 sh | 56,794 | $1.0M | — | +310.3% |
| 66 | Abel Hall#66 · 55,000 sh | 55,000 | $1.0M | — | 0.0% |
| 67 | Concorde Asset Management#67 · 54,600 sh | 54,600 | $1.0M | 0.58% | +4.9% |
| 68 | Quantedge Capital Pte Ltd#68 · 54,300 sh | 54,300 | $1.0M | 0.76% | New |
| 69 | Bay Rivers Group#69 · 53,475 sh | 53,475 | $987.7K | 0.34% | +4.0% |
| 70 | Waverly Advisors#70 · 53,079 sh | 53,079 | $980.4K | <0.01% | +1.6% |
| 71 | NATIONS FINANCIAL GROUP , /IA#71 · 51,281 sh | 51,281 | $947.2K | 0.05% | +2.1% |
| 72 | Mraz, Amerine & Associates#72 · 51,232 sh | 51,232 | $946.3K | 0.14% | 0.0% |
| 73 | ENVESTNET ASSET MANAGEMENT#73 · 50,037 sh | 50,037 | $924.2K | <0.01% | -19.7% |
| 74 | NWF Advisory Services#74 · 47,762 sh | 47,762 | $882.2K | — | -3.4% |
| 75 | Kestra Advisory Services#75 · 46,722 sh | 46,722 | $863.0K | <0.01% | -60.5% |
| 76 | BANK OF MONTREAL#76 · 45,945 sh | 45,945 | $848.6K | <0.01% | +5.5% |
| 77 | Atlanta Consulting Group Advisors#77 · 42,931 sh | 42,931 | $792.9K | 0.13% | 0.0% |
| 78 | GABELLI FUNDS#78 · 42,200 sh | 42,200 | $779.4K | <0.01% | 0.0% |
| 79 | XTX Topco Ltd#79 · 41,667 sh | 41,667 | $769.6K | 0.01% | New |
| 80 | Jaffetilchin Investment Partners#80 · 41,449 sh | 41,449 | $765.6K | 0.04% | New |
| 81 | Delta Wealth Advisors#81 · 40,866 sh | 40,866 | $754.8K | — | 0.0% |
| 82 | Apollon Wealth Management#82 · 39,044 sh | 39,044 | $721.1K | — | -4.0% |
| 83 | BENJAMIN EDWARDS#83 · 38,628 sh | 38,628 | $713.6K | <0.01% | -10.4% |
| 84 | Farther Finance Advisors#84 · 36,639 sh | 36,639 | $676.7K | — | -8.2% |
| 85 | Alexander Randolph Advisory#85 · 35,134 sh | 35,134 | $648.9K | 0.53% | +1.7% |
| 86 | Karpus Management#86 · 34,568 sh | 34,568 | $638.5K | 0.02% | +114.9% |
| 87 | EP Wealth Advisors#87 · 33,637 sh | 33,637 | $621.3K | <0.01% | New |
| 88 | PMG Family Office#88 · 33,453 sh | 33,453 | $617.9K | — | +2.9% |
| 89 | LEVEL FOUR ADVISORY SERVICES#89 · 30,365 sh | 30,365 | $560.9K | 0.02% | +45.7% |
| 90 | HBK Sorce Advisory#90 · 29,544 sh | 29,544 | $552.2K | 0.01% | +77.6% |
| 91 | MERCER GLOBAL ADVISORS#91 · 29,810 sh | 29,810 | $550.6K | <0.01% | -14.8% |
| 92 | Baird Financial Group#92 · 29,604 sh | 29,604 | $546.8K | <0.01% | +4.5% |
| 93 | SPIREPOINT PRIVATE CLIENT#93 · 29,243 sh | 29,243 | $540.1K | 0.04% | +0.1% |
| 94 | WEDBUSH SECURITIES#94 · 29,047 sh | 29,047 | $537.0K | — | +12.0% |
| 95 | BROWN ADVISORY#95 · 28,736 sh | 28,736 | $530.8K | <0.01% | +11.5% |
| 96 | David J Yvars Group#96 · 28,164 sh | 28,164 | $518.1K | — | 0.0% |
| 97 | Todd Wealth Management#97 · 27,800 sh | 27,800 | $513.5K | — | 0.0% |
| 98 | KESTRA PRIVATE WEALTH SERVICES#98 · 27,333 sh | 27,333 | $504.8K | <0.01% | -0.2% |
| 99 | 1776 Wealth#99 · 27,231 sh | 27,231 | $503.0K | 0.18% | +1.7% |
| 100 | Allworth Financial#100 · 26,774 sh | 26,774 | $494.5K | <0.01% | +0.9% |
Funds that sold out of RVT in Q2 2026 (21)
Held RVT at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| MENLO ADVISORS180,126 sh | 180,126 | $2.9M |
| MCCARTER PRIVATE WEALTH SERVICES37,020 sh | 37,020 | $614.5K |
| Simplicity Wealth17,757 sh | 17,757 | $294.8K |
| Independent Advisor Alliance15,651 sh | 15,651 | $259.8K |
| Creative Planning13,074 sh | 13,074 | $217.0K |
| ENDEAVOR PRIVATE WEALTH11,280 sh | 11,280 | $187.2K |
| ZACKS INVESTMENT MANAGEMENT10,788 sh | 10,788 | $179.1K |
| Strategic Blueprint10,788 sh | 10,788 | $179.1K |
| Formidable Asset Management10,239 sh | 10,239 | $164.8K |
| Operose Advisors7,000 sh | 7,000 | $116.2K |
| Private Wealth Asset Management5,469 sh | 5,469 | $90.8K |
| Fairway Wealth2,000 sh | 2,000 | $33.2K |
| Western Wealth Management1,657 sh | 1,657 | $27.5K |
| Osbon Capital Management1,490 sh | 1,490 | $24.7K |
| Advisory Services Network1,300 sh | 1,300 | $21.6K |
| Golden State Equity Partners929 sh | 929 | $15.4K |
| Beaird Harris Wealth Management249 sh | 249 | $4.1K |
| Tower Research Capital (TRC)88 sh | 88 | $1.5K |
| FMR38 sh | 38 | $633.00 |
| Nemes Rush Group26 sh | 26 | $432.00 |
| CITIGROUP7 sh | 7 | $116.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.