PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY) — Institutional Holders, Q2 2026
224 institutional investment managers reported a PTY position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $421.3M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
PTY in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- AXXCESS WEALTH MANAGEMENTNew · +624,690 sh+$7.5M
- WELLS FARGO & COMPANYAdded · +310,720 sh+$3.7M
- ICON ADVISERSNew · +247,825 sh+$3.0M
- WEALTH ENHANCEMENT ADVISORY SERVICESAdded · +194,953 sh+$2.3M
- GUGGENHEIM CAPITALAdded · +179,094 sh+$2.2M
Biggest sellers
- Golden State Equity PartnersSold out · -368,364 sh-$4.4M
- Independent Advisor AllianceTrimmed · -357,679 sh-$4.3M
- Private Advisor GroupTrimmed · -178,636 sh-$2.1M
- JANE STREET GROUPTrimmed · -148,923 sh-$1.8M
- PFG InvestmentsTrimmed · -122,935 sh-$1.5M
PTY 13F holders ranked 1–100 of 224
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT#1 · 2,723,452 sh | 2,723,452 | $32.8M | 0.02% | +0.2% |
| 2 | LPL Financial#2 · 2,646,888 sh | 2,646,888 | $31.8M | <0.01% | -3.5% |
| 3 | MORGAN STANLEY#3 · 2,595,560 sh | 2,595,560 | $31.2M | <0.01% | +0.6% |
| 4 | WELLS FARGO & COMPANY#4 · 2,454,824 sh | 2,454,824 | $29.5M | <0.01% | +14.5% |
| 5 | XML Financial#5 · 1,754,583 sh | 1,754,583 | $21.1M | 1.54% | +10.3% |
| 6 | Merrithew & Thorsten#6 · 1,492,851 sh | 1,492,851 | $18.0M | 15.30% | -2.0% |
| 7 | Invesco Ltd.#7 · 1,485,366 sh | 1,485,366 | $17.9M | <0.01% | +7.9% |
| 8 | Cetera Investment Advisers#8 · 1,302,411 sh | 1,302,411 | $15.7M | 0.01% | +12.9% |
| 9 | ENVESTNET ASSET MANAGEMENT#9 · 949,380 sh | 949,380 | $11.4M | <0.01% | +13.4% |
| 10 | OSAIC#10 · 931,885 sh | 931,885 | $11.2M | 0.01% | +14.0% |
| 11 | GUGGENHEIM CAPITAL#11 · 794,118 sh | 794,118 | $9.6M | 0.06% | +29.1% |
| 12 | Logan Stone Capital#12 · 675,432 sh | 675,432 | $8.1M | 1.72% | -13.9% |
| 13 | ROYAL BANK OF CANADA#13 · 638,181 sh | 638,181 | $7.7M | <0.01% | +6.3% |
| 14 | AXXCESS WEALTH MANAGEMENT#14 · 624,690 sh | 624,690 | $7.5M | — | New |
| 15 | Equitable#15 · 553,112 sh | 553,112 | $6.7M | 0.03% | +0.8% |
| 16 | Cambridge Investment Research Advisors#16 · 531,454 sh | 531,454 | $6.4M | 0.01% | +6.3% |
| 17 | PFG Investments#17 · 504,390 sh | 504,390 | $6.1M | 0.23% | -19.6% |
| 18 | Private Advisor Group#18 · 477,867 sh | 477,867 | $5.7M | 0.03% | -27.2% |
| 19 | Accel Wealth Management#19 · 448,727 sh | 448,727 | $5.4M | — | -11.0% |
| 20 | COMMONWEALTH EQUITY SERVICES#20 · 441,508 sh | 441,508 | $5.3M | <0.01% | -3.8% |
| 21 | Kestra Advisory Services#21 · 413,459 sh | 413,459 | $5.0M | 0.02% | +1.0% |
| 22 | Evergreen Wealth Management#22 · 388,873 sh | 388,873 | $4.7M | 2.19% | +6.4% |
| 23 | Dynamic Advisor Solutions#23 · 382,350 sh | 382,350 | $4.6M | — | +9.3% |
| 24 | BANK OF AMERICA#24 · 336,236 sh | 336,236 | $4.0M | <0.01% | +7.8% |
| 25 | Noble Wealth Management PBC#25 · 333,049 sh | 333,049 | $4.0M | — | +27.3% |
| 26 | TRUIST FINANCIAL#26 · 309,623 sh | 309,623 | $3.7M | <0.01% | +7.4% |
| 27 | Steward Partners Investment Advisory#27 · 278,437 sh | 278,437 | $3.3M | 0.02% | +24.9% |
| 28 | RAYMOND JAMES FINANCIAL#28 · 260,452 sh | 260,452 | $3.1M | <0.01% | +12.7% |
| 29 | WEALTH ENHANCEMENT ADVISORY SERVICES#29 · 257,091 sh | 257,091 | $3.1M | — | +313.7% |
| 30 | Thomas J. Herzfeld Advisors#30 · 252,532 sh | 252,532 | $3.0M | 0.93% | +1.0% |
| 31 | ICON ADVISERS#31 · 247,825 sh | 247,825 | $3.0M | 0.56% | New |
| 32 | RIVERNORTH CAPITAL MANAGEMENT#32 · 242,427 sh | 242,427 | $2.9M | 0.14% | -15.3% |
| 33 | PRINCIPAL SECURITIES#33 · 193,282 sh | 193,282 | $2.3M | 0.03% | +2.4% |
| 34 | Strategic Wealth Partners, Ltd.#34 · 185,861 sh | 185,861 | $2.2M | 0.14% | -6.2% |
| 35 | XTX Topco Ltd#35 · 183,369 sh | 183,369 | $2.2M | 0.03% | +23.2% |
| 36 | STIFEL FINANCIAL#36 · 176,455 sh | 176,455 | $2.1M | <0.01% | +0.7% |
| 37 | Beta Wealth Group#37 · 174,777 sh | 174,777 | $2.1M | 0.79% | -1.1% |
| 38 | Smith Asset Management#38 · 167,505 sh | 167,505 | $2.0M | — | +1.4% |
| 39 | AG Asset Advisory#39 · 164,641 sh | 164,641 | $2.0M | 1.60% | +8.0% |
| 40 | UBS Group AG#40 · 157,100 sh | 157,100 | $1.9M | <0.01% | -15.6% |
| 41 | Foundations Investment Advisors#41 · 143,700 sh | 143,700 | $1.7M | 0.02% | New |
| 42 | Elm3 Financial Group#42 · 140,964 sh | 140,964 | $1.7M | — | -11.9% |
| 43 | Walser Wealth Management Company, A Ltd Liability#43 · 138,820 sh | 138,820 | $1.7M | — | New |
| 44 | Plotkin Financial Advisors#44 · 127,711 sh | 127,711 | $1.5M | 0.64% | -2.8% |
| 45 | HighTower Advisors#45 · 127,516 sh | 127,516 | $1.5M | <0.01% | +84.5% |
| 46 | Ausdal Financial Partners#46 · 125,274 sh | 125,274 | $1.5M | 0.06% | +8.4% |
| 47 | Zullo Investment Group#47 · 119,172 sh | 119,172 | $1.4M | — | -7.6% |
| 48 | Covenant Asset Management#48 · 118,277 sh | 118,277 | $1.4M | — | -6.2% |
| 49 | ABSOLUTE INVESTMENT ADVISERS#49 · 116,063 sh | 116,063 | $1.4M | — | +40.4% |
| 50 | Vision Retirement#50 · 114,087 sh | 114,087 | $1.4M | 0.33% | -1.4% |
| 51 | C2C Wealth Management#51 · 108,385 sh | 108,385 | $1.3M | — | -0.6% |
| 52 | Financial Engines Advisors L.L.C.#52 · 105,324 sh | 105,324 | $1.3M | <0.01% | -0.7% |
| 53 | CITADEL ADVISORS#53 · 102,911 sh | 102,911 | $1.2M | <0.01% | New |
| 54 | First Heartland Consultants#54 · 99,432 sh | 99,432 | $1.2M | — | New |
| 55 | UMB Bank, n.a.#55 · 99,000 sh | 99,000 | $1.2M | 0.02% | 0.0% |
| 56 | NBT BANK N A#56 · 98,400 sh | 98,400 | $1.2M | — | 0.0% |
| 57 | Signature Equity Partners#57 · 92,345 sh | 92,345 | $1.1M | 0.51% | +0.2% |
| 58 | CARY STREET PARTNERS FINANCIAL#58 · 92,266 sh | 92,266 | $1.1M | 0.02% | +1.7% |
| 59 | COHEN & STEERS#59 · 90,000 sh | 90,000 | $1.1M | <0.01% | New |
| 60 | SRS Capital Advisors#60 · 88,110 sh | 88,110 | $1.1M | <0.01% | +413.3% |
| 61 | NewEdge Advisors#61 · 82,561 sh | 82,561 | $993.2K | <0.01% | New |
| 62 | Mariner#62 · 77,652 sh | 77,652 | $934.2K | <0.01% | -40.5% |
| 63 | Sanctuary Advisors#63 · 69,379 sh | 69,379 | $834.6K | <0.01% | +5.3% |
| 64 | Wealthspire Advisors#64 · 68,902 sh | 68,902 | $828.9K | <0.01% | -10.1% |
| 65 | Cornerstone Wealth Management#65 · 68,068 sh | 68,068 | $818.9K | 0.04% | -0.1% |
| 66 | Janney Montgomery Scott#66 · 67,660 sh | 67,660 | $814.0K | <0.01% | -4.9% |
| 67 | INDEPENDENT FINANCIAL GROUP#67 · 67,303 sh | 67,303 | $809.7K | — | -5.8% |
| 68 | Main Street Group, LTD#68 · 67,100 sh | 67,100 | $807.2K | 0.19% | +3.8% |
| 69 | MML INVESTORS SERVICES#69 · 66,206 sh | 66,206 | $796.5K | <0.01% | +11.2% |
| 70 | Savant Capital#70 · 67,006 sh | 67,006 | $790.6K | <0.01% | New |
| 71 | ORLEANS CAPITAL MANAGEMENT#71 · 64,830 sh | 64,830 | $779.9K | 0.40% | 0.0% |
| 72 | Triumph Capital Management#72 · 61,606 sh | 61,606 | $741.1K | — | -8.3% |
| 73 | JANE STREET GROUP#73 · 60,520 sh | 60,520 | $728.1K | <0.01% | -71.1% |
| 74 | Samalin Investment Counsel#74 · 57,643 sh | 57,643 | $693.4K | — | -31.3% |
| 75 | FELL CAPITAL MANAGEMENT#75 · 55,950 sh | 55,950 | $673.1K | — | 0.0% |
| 76 | Advisory Advocates#76 · 55,446 sh | 55,446 | $667.0K | 0.57% | +2.8% |
| 77 | Sigma Planning#77 · 55,341 sh | 55,341 | $665.8K | — | +29.3% |
| 78 | Boreal Capital Management#78 · 0 sh | 0 | $661.3K | 0.49% | -100.0% |
| 79 | Sovran Advisors#79 · 55,763 sh | 55,763 | $654.1K | 0.05% | +1.9% |
| 80 | OneDigital Investment Advisors#80 · 53,495 sh | 53,495 | $643.5K | <0.01% | -9.1% |
| 81 | Rockefeller Capital Management L.P.#81 · 52,532 sh | 52,532 | $632.0K | <0.01% | +27.1% |
| 82 | J.W. COLE ADVISORS#82 · 52,178 sh | 52,178 | $627.7K | 0.01% | New |
| 83 | OPPENHEIMER#83 · 52,136 sh | 52,136 | $627.2K | — | -39.9% |
| 84 | MINDSET WEALTH MANAGEMENT#84 · 51,785 sh | 51,785 | $623.0K | — | 0.0% |
| 85 | SUSQUEHANNA INTERNATIONAL GROUP, LLP#85 · 51,645 sh | 51,645 | $621.3K | 0.00% | -15.7% |
| 86 | GHE#86 · 51,450 sh | 51,450 | $618.9K | 0.23% | -12.1% |
| 87 | Mission Hills Financial Advisory#87 · 51,272 sh | 51,272 | $616.8K | 0.27% | New |
| 88 | NWAM#88 · 48,393 sh | 48,393 | $582.2K | 0.03% | +10.4% |
| 89 | Quarry#89 · 48,284 sh | 48,284 | $580.9K | 0.05% | +40.3% |
| 90 | Arkadios Wealth Advisors#90 · 46,585 sh | 46,585 | $560.4K | <0.01% | +1.3% |
| 91 | WEALTH EFFECTS#91 · 46,313 sh | 46,313 | $557.1K | — | -0.1% |
| 92 | HARBOUR INVESTMENTS#92 · 46,293 sh | 46,293 | $556.9K | <0.01% | -15.0% |
| 93 | HOLLENCREST SECURITIES#93 · 42,414 sh | 42,414 | $510.2K | 0.03% | -8.8% |
| 94 | Diversify Advisory Services#94 · 43,237 sh | 43,237 | $504.6K | — | New |
| 95 | DIVERSIFY WEALTH MANAGEMENT#95 · 43,237 sh | 43,237 | $504.6K | — | -4.0% |
| 96 | NWF Advisory Services#96 · 41,334 sh | 41,334 | $497.2K | — | +4.9% |
| 97 | Stratos Wealth Partners, LTD.#97 · 41,241 sh | 41,241 | $496.1K | <0.01% | +32.4% |
| 98 | Accelerate Investment Advisors#98 · 41,131 sh | 41,131 | $494.8K | 0.28% | -7.5% |
| 99 | CAPTRUST FINANCIAL ADVISORS#99 · 40,144 sh | 40,144 | $482.9K | <0.01% | -62.4% |
| 100 | CHOREO#100 · 38,696 sh | 38,696 | $468.3K | <0.01% | -2.2% |
Funds that sold out of PTY in Q2 2026 (28)
Held PTY at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Golden State Equity Partners368,364 sh | 368,364 | $4.4M |
| Shay Capital74,470 sh | 74,470 | $898.1K |
| READYSTATE ASSET MANAGEMENT70,430 sh | 70,430 | $849.4K |
| Boreal Capital Management1 sh | 1 | $670.2K |
| Virtu Financial38,745 sh | 38,745 | $467.0K |
| RMG Wealth Management36,308 sh | 36,308 | $436.6K |
| World Investment Advisors31,792 sh | 31,792 | $383.4K |
| Lido Advisors30,952 sh | 30,952 | $373.5K |
| Belpointe Asset Management25,000 sh | 25,000 | $301.5K |
| NORTHERN24,357 sh | 24,357 | $293.7K |
| Wealth Care23,062 sh | 23,062 | $278.1K |
| Institute for Wealth Management16,736 sh | 16,736 | $201.8K |
| LEVEL FOUR ADVISORY SERVICES11,134 sh | 11,134 | $134.3K |
| Integrity Advisory Solutions10,615 sh | 10,615 | $128.0K |
| TABLEAUX10,319 sh | 10,319 | $124.4K |
| Osbon Capital Management8,987 sh | 8,987 | $108.4K |
| Hamrick Investment Counsel3,000 sh | 3,000 | $36.5K |
| MAI Capital Management3,000 sh | 3,000 | $36.2K |
| JONES FINANCIAL COMPANIES LLLP2,000 sh | 2,000 | $23.4K |
| MARK SHEPTOFF FINANCIAL PLANNING1,228 sh | 1,228 | $15.0K |
| Fortitude Family Office700 sh | 700 | $8.4K |
| Beaird Harris Wealth Management475 sh | 475 | $5.7K |
| Lloyd Advisory Services449 sh | 449 | $5.4K |
| Advisory Services Network303 sh | 303 | $3.7K |
| Geneos Wealth Management250 sh | 250 | $3.0K |
| Sound Income Strategies226 sh | 226 | $2.8K |
| SIGNATUREFD200 sh | 200 | $2.4K |
| HANTZ FINANCIAL SERVICES8 sh | 8 | $0.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.