PROSPECT CAPITAL CORP (PSEC) — Institutional Holders, Q2 2026

206 institutional investment managers reported a PSEC position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $206.6M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.

← PSEC stock profile

PSEC in Q2 2026: what funds did

Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.

New positions

Added to

Trimmed

Sold out

Biggest buyers

PRIVATE MANAGEMENT GROUPAdded · +6,999,513 sh+$16.2M
VAN ECK ASSOCIATESAdded · +2,388,990 sh+$5.5M
UBS Group AGAdded · +1,160,380 sh+$2.7M
SUSQUEHANNA INTERNATIONAL GROUP, LLPAdded · +545,146 sh+$1.3M
CAXTON ASSOCIATES LLPAdded · +459,031 sh+$1.1M

Biggest sellers

TWO SIGMA INVESTMENTSTrimmed · -1,766,788 sh-$4.1M
Private Advisor GroupSold out · -1,711,638 sh-$4.0M
MARSHALL WACE, LLPTrimmed · -1,683,570 sh-$3.9M
INDEPENDENT FINANCIAL GROUPTrimmed · -826,369 sh-$1.9M
TUDOR INVESTMENT ET ALTrimmed · -747,567 sh-$1.7M

PSEC 13F holders ranked 1–100 of 206

Institutional investors reporting a position in PROSPECT CAPITAL CORP on SEC Form 13F-HR for Q2 2026, ranked by reported value.
#	Institution	Shares	Value	% of portfolio	QoQShares vs Q1 2026
1	PRIVATE MANAGEMENT GROUP#1 · 20,534,804 sh	20,534,804	$47.4M	1.25%	+51.7%
2	TWO SIGMA INVESTMENTS#2 · 14,082,619 sh	14,082,619	$32.5M	0.02%	-11.1%
3	VAN ECK ASSOCIATES#3 · 9,685,724 sh	9,685,724	$22.4M	0.01%	+32.7%
4	UBS Group AG#4 · 6,633,748 sh	6,633,748	$15.3M	<0.01%	+21.2%
5	Legal & General Group Plc#5 · 4,032,811 sh	4,032,811	$9.3M	<0.01%	+10.8%
6	GENDELL JEFFREY L#6 · 4,009,902 sh	4,009,902	$9.3M	0.08%	0.0%
7	MARSHALL WACE, LLP#7 · 3,067,650 sh	3,067,650	$7.1M	<0.01%	-35.4%
8	MORGAN STANLEY#8 · 2,686,736 sh	2,686,736	$6.2M	<0.01%	+9.6%
9	INDEPENDENT FINANCIAL GROUP#9 · 2,485,356 sh	2,485,356	$5.7M	—	-25.0%
10	SUSQUEHANNA INTERNATIONAL GROUP, LLP#10 · 2,246,915 sh	2,246,915	$5.2M	<0.01%	+32.0%
11	BlackRock#11 · 1,441,035 sh	1,441,035	$3.3M	0.00%	-8.4%
12	GraniteShares Advisors#12 · 1,094,360 sh	1,094,360	$2.5M	1.63%	+15.1%
13	LPL Financial#13 · 919,558 sh	919,558	$2.1M	<0.01%	-3.4%
14	COMMONWEALTH EQUITY SERVICES#14 · 762,756 sh	762,756	$1.8M	<0.01%	-4.7%
15	TUDOR INVESTMENT ET AL#15 · 709,303 sh	709,303	$1.6M	<0.01%	-51.3%
16	Naviter Wealth#16 · 656,528 sh	656,528	$1.5M	0.14%	+15.0%
17	CAXTON ASSOCIATES LLP#17 · 592,554 sh	592,554	$1.4M	0.03%	+343.8%
18	Tactive Advisors#18 · 585,111 sh	585,111	$1.4M	—	+0.5%
19	180 WEALTH ADVISORS#19 · 580,986 sh	580,986	$1.3M	0.13%	+45.1%
20	RAYMOND JAMES FINANCIAL#20 · 509,901 sh	509,901	$1.2M	<0.01%	+2.0%
21	Kovack Advisors#21 · 491,576 sh	491,576	$1.1M	0.05%	+4.9%
22	GREAT WEST LIFE ASSURANCE#22 · 437,595 sh	437,595	$1.0M	<0.01%	+15.5%
23	GatePass Capital#23 · 434,050 sh	434,050	$1.0M	0.38%	+83.2%
24	Virtus Investment Advisers#24 · 428,612 sh	428,612	$990.1K	0.23%	+26.8%
25	Cambridge Investment Research Advisors#25 · 366,298 sh	366,298	$846.0K	<0.01%	-13.8%
26	Concorde Asset Management#26 · 357,400 sh	357,400	$838.0K	0.48%	-0.7%
27	Brevan Howard Capital Management#27 · 356,327 sh	356,327	$823.1K	<0.01%	+44.8%
28	TCFG Investment Advisors#28 · 330,236 sh	330,236	$762.8K	—	+18.8%
29	Clear Harbor Asset Management#29 · 325,525 sh	325,525	$752.0K	0.05%	+397.0%
30	DnB Asset Management AS#30 · 285,456 sh	285,456	$659.4K	<0.01%	-28.9%
31	Engineers Gate Manager#31 · 282,483 sh	282,483	$652.5K	<0.01%	-7.0%
32	OSAIC#32 · 262,607 sh	262,607	$606.6K	<0.01%	+42.6%
33	LSV ASSET MANAGEMENT#33 · 253,535 sh	253,535	$586.0K	<0.01%	-52.7%
34	Cetera Investment Advisers#34 · 248,996 sh	248,996	$575.2K	<0.01%	-21.4%
35	FAMILY WEALTH PARTNERS#35 · 241,586 sh	241,586	$558.1K	—	+13.5%
36	LeClair Wealth Partners#36 · 239,061 sh	239,061	$552.2K	0.29%	New
37	Focus Partners Advisor Solutions#37 · 229,694 sh	229,694	$530.6K	<0.01%	+11.6%
38	KINGSWOOD WEALTH ADVISORS#38 · 228,091 sh	228,091	$526.9K	—	New
39	GUGGENHEIM CAPITAL#39 · 220,616 sh	220,616	$509.6K	<0.01%	+9.9%
40	BANK OF AMERICA#40 · 201,228 sh	201,228	$464.8K	0.00%	-17.2%
41	ROYAL BANK OF CANADA#41 · 199,998 sh	199,998	$462.0K	<0.01%	+146.9%
42	KESTRA PRIVATE WEALTH SERVICES#42 · 194,761 sh	194,761	$449.9K	<0.01%	-2.8%
43	Claro Advisors#43 · 192,700 sh	192,700	$445.1K	0.05%	-2.4%
44	Squarepoint Ops#44 · 190,138 sh	190,138	$439.2K	<0.01%	-50.8%
45	STIFEL FINANCIAL#45 · 188,788 sh	188,788	$436.1K	<0.01%	+0.5%
46	Kestra Advisory Services#46 · 163,473 sh	163,473	$377.6K	<0.01%	+109.1%
47	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT#47 · 156,345 sh	156,345	$362.7K	0.02%	+25.1%
48	TRUIST FINANCIAL#48 · 153,940 sh	153,940	$355.6K	<0.01%	0.0%
49	Tower Research Capital (TRC)#49 · 122,601 sh	122,601	$283.2K	<0.01%	+233.0%
50	BFSG#50 · 117,381 sh	117,381	$271.2K	0.02%	+61.1%
51	Mariner#51 · 111,237 sh	111,237	$257.0K	<0.01%	+212.7%
52	BALYASNY ASSET MANAGEMENT L.P.#52 · 109,969 sh	109,969	$254.0K	<0.01%	New
53	BI Asset Management Fondsmaeglerselskab A/S#53 · 108,722 sh	108,722	$251.0K	—	-79.1%
54	Universal- Beteiligungs- und Servicegesellschaft mbH#54 · 105,900 sh	105,900	$244.6K	<0.01%	0.0%
55	Spire Wealth Management#55 · 104,196 sh	104,196	$240.7K	<0.01%	+1.5%
56	GROUP ONE TRADING, L.P.#56 · 102,510 sh	102,510	$236.8K	<0.01%	-10.4%
57	Generali Investments CEE, investicni spolecnost, a.s.#57 · 101,234 sh	101,234	$233.9K	—	0.0%
58	WESTWOOD GROUP#58 · 93,246 sh	93,246	$215.4K	<0.01%	0.0%
59	DRW Securities#59 · 90,809 sh	90,809	$209.8K	<0.01%	-2.7%
60	IMC-Chicago#60 · 90,476 sh	90,476	$209.0K	0.00%	-10.6%
61	Lido Advisors#61 · 89,077 sh	89,077	$208.5K	<0.01%	+41.2%
62	Orion Porfolio Solutions#62 · 89,180 sh	89,180	$206.0K	<0.01%	New
63	SIMPLEX TRADING#63 · 87,612 sh	87,612	$202.4K	<0.01%	New
64	WEALTH ENHANCEMENT ADVISORY SERVICES#64 · 84,292 sh	84,292	$190.5K	—	-3.0%
65	Arkadios Wealth Advisors#65 · 78,425 sh	78,425	$181.2K	<0.01%	+117.0%
66	DENALI ADVISORS#66 · 77,540 sh	77,540	$179.1K	0.02%	-8.3%
67	Summit Global Investments#67 · 75,000 sh	75,000	$173.0K	<0.01%	0.0%
68	Cresset Asset Management#68 · 71,937 sh	71,937	$168.7K	<0.01%	+5.6%
69	J. Safra Sarasin Holding AG#69 · 72,939 sh	72,939	$168.5K	—	New
70	Kathmere Capital Management#70 · 69,462 sh	69,462	$160.5K	—	0.0%
71	M&T BANK#71 · 69,179 sh	69,179	$159.8K	<0.01%	0.0%
72	ProShare Advisors#72 · 69,007 sh	69,007	$159.4K	<0.01%	-0.3%
73	Headlands Technologies#73 · 61,887 sh	61,887	$143.0K	0.02%	-6.4%
74	Prospera Financial Services#74 · 59,090 sh	59,090	$136.5K	<0.01%	+1.9%
75	Garden State Investment Advisory Services#75 · 59,040 sh	59,040	$136.4K	0.02%	+1.1%
76	Strategic Wealth Partners, Ltd.#76 · 55,306 sh	55,306	$127.8K	<0.01%	+37.2%
77	BRIAN LOW FINANCIAL GROUP#77 · 55,306 sh	55,306	$127.8K	0.07%	+37.2%
78	Wealthfront Advisers#78 · 52,683 sh	52,683	$121.7K	<0.01%	+1.8%
79	XML Financial#79 · 52,149 sh	52,149	$120.5K	<0.01%	0.0%
80	BNP PARIBAS FINANCIAL MARKETS#80 · 48,995 sh	48,995	$113.2K	0.00%	-67.8%
81	MAI Capital Management#81 · 47,412 sh	47,412	$109.5K	<0.01%	+190.8%
82	Creative Planning#82 · 46,845 sh	46,845	$108.2K	<0.01%	-74.3%
83	HUNTINGTON NATIONAL BANK#83 · 45,496 sh	45,496	$105.1K	<0.01%	+5.3%
84	HARBOUR INVESTMENTS#84 · 45,279 sh	45,279	$104.6K	<0.01%	-1.3%
85	RMR Wealth Builders#85 · 44,938 sh	44,938	$103.8K	—	New
86	Csenge Advisory Group#86 · 42,460 sh	42,460	$98.1K	<0.01%	0.0%
87	BESSEMER GROUP#87 · 41,549 sh	41,549	$96.0K	<0.01%	+3.9%
88	Strategies Wealth Advisors#88 · 40,632 sh	40,632	$93.9K	<0.01%	+5.7%
89	WELLS FARGO & COMPANY#89 · 40,215 sh	40,215	$92.9K	0.00%	-5.4%
90	Ethos Financial Group#90 · 37,103 sh	37,103	$85.7K	<0.01%	-8.3%
91	Sigma Planning#91 · 36,685 sh	36,685	$84.7K	—	+0.3%
92	AMERIPRISE FINANCIAL#92 · 34,599 sh	34,599	$82.8K	0.00%	-20.4%
93	BARRETT & COMPANY#93 · 34,137 sh	34,137	$78.9K	—	-10.9%
94	Foundations Investment Advisors#94 · 34,070 sh	34,070	$78.7K	<0.01%	+66.1%
95	BLAIR WILLIAM#95 · 33,400 sh	33,400	$77.2K	<0.01%	-27.2%
96	Cherry Creek Investment Advisors#96 · 31,741 sh	31,741	$73.3K	—	+0.1%
97	Retirement Planning Group#97 · 29,817 sh	29,817	$68.9K	—	New
98	TWO SIGMA SECURITIES#98 · 29,198 sh	29,198	$67.4K	<0.01%	-89.1%
99	WMG Financial Advisors#99 · 27,950 sh	27,950	$64.6K	0.02%	0.0%
100	Garner Asset Management#100 · 27,700 sh	27,700	$64.0K	0.02%	-26.1%

Funds that sold out of PSEC in Q2 2026 (40)

Held PSEC at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.

Institutions that held PSEC in Q1 2026 and reported no position in Q2 2026.
Institution	Shares sold	Value in Q1 2026
Private Advisor Group1,711,638 sh	1,711,638	$4.5M
JANE STREET GROUP584,196 sh	584,196	$1.5M
SMH CAPITAL ADVISORS1,113 sh	1,113	$1.1M
MILLENNIUM MANAGEMENT221,708 sh	221,708	$578.7K
Ocean Park Asset Management212,817 sh	212,817	$554.3K
Catalyst Capital Advisors200,742 sh	200,742	$523.9K
Tweedy, Browne162,953 sh	162,953	$422.0K
Quantbot Technologies136,738 sh	136,738	$356.9K
Vident Advisory68,333 sh	68,333	$178.3K
Permanens Capital L.P.66,180 sh	66,180	$175.7K
EVERGREEN CAPITAL MANAGEMENT67,139 sh	67,139	$175.2K
AXQ CAPITAL56,756 sh	56,756	$148.1K
Sowell Financial Services38,027 sh	38,027	$99.3K
ExodusPoint Capital Management34,292 sh	34,292	$89.5K
GOLDMAN SACHS GROUP30,578 sh	30,578	$79.8K
Massar Capital Management27,095 sh	27,095	$70.7K
Samalin Investment Counsel19,529 sh	19,529	$51.0K
TCG Advisory Services19,280 sh	19,280	$50.3K
Spartan Wealth Advisory Services19,000 sh	19,000	$49.6K
Sculati Wealth Management16,265 sh	16,265	$42.5K
OPPENHEIMER14,617 sh	14,617	$38.1K
Schonfeld Strategic Advisors14,144 sh	14,144	$36.9K
HighTower Advisors13,959 sh	13,959	$36.4K
Concurrent Investment Advisors13,338 sh	13,338	$34.8K
AIGEN INVESTMENT MANAGEMENT13,255 sh	13,255	$34.6K
MONETA GROUP INVESTMENT ADVISORS12,253 sh	12,253	$32.0K
Ausdal Financial Partners10,781 sh	10,781	$28.4K
Stratos Wealth Partners, LTD.10,845 sh	10,845	$28.3K
Advisory Services Network8,492 sh	8,492	$22.2K
Axiom Investment Management6,400 sh	6,400	$16.7K
Legacy Wealth Managment3,639 sh	3,639	$9.5K
Activest Wealth Management3,300 sh	3,300	$8.6K
Rockefeller Capital Management L.P.939 sh	939	$2.5K
Sound Income Strategies400 sh	400	$1.0K
NBC SECURITIES200 sh	200	$522.00
Russell Investments Group, Ltd.61 sh	61	$159.00
Parvin Asset Management30 sh	30	$78.00
Golden State Equity Partners5 sh	5	$15.00
Annis Gardner Whiting Capital Advisors5 sh	5	$14.00
HANTZ FINANCIAL SERVICES3 sh	3	$0.00

Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.