Hercules Capital, Inc. (HCXY) — Institutional Holders, Q2 2026

334 institutional investment managers reported a HCXY position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $830.2M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.

← HCXY stock profile

HCXY in Q2 2026: what funds did

Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.

New positions

Added to

132

Trimmed

103

Sold out

Biggest buyers

CITADEL ADVISORSAdded · +2,121,737 sh+$33.5M
VAN ECK ASSOCIATESAdded · +713,653 sh+$11.3M
MORGAN STANLEYAdded · +547,868 sh+$8.6M
Janney Montgomery ScottNew · +329,090 sh+$5.2M
Sound Income StrategiesAdded · +285,460 sh+$4.5M

Biggest sellers

Qube Research & Technologies LtdTrimmed · -1,541,409 sh-$24.3M
MILLENNIUM MANAGEMENTTrimmed · -920,971 sh-$14.5M
PANORAMIC INVESTMENT ADVISORSSold out · -799,775 sh-$12.6M
Trexquant InvestmentTrimmed · -377,635 sh-$6.0M
Engineers Gate ManagerTrimmed · -353,559 sh-$5.6M

HCXY 13F holders ranked 1–100 of 334

Institutional investors reporting a position in Hercules Capital, Inc. on SEC Form 13F-HR for Q2 2026, ranked by reported value.
#	Institution	Shares	Value	% of portfolio	QoQShares vs Q1 2026
1	VAN ECK ASSOCIATES#1 · 3,877,634 sh	3,877,634	$61.2M	0.04%	+22.6%
2	Sound Income Strategies#2 · 3,667,518 sh	3,667,518	$57.8M	—	+8.4%
3	CITADEL ADVISORS#3 · 2,937,122 sh	2,937,122	$46.3M	<0.01%	+260.2%
4	UBS Group AG#4 · 2,645,744 sh	2,645,744	$41.7M	<0.01%	+6.1%
5	TWO SIGMA INVESTMENTS#5 · 2,265,824 sh	2,265,824	$35.7M	0.03%	-2.5%
6	LPL Financial#6 · 1,857,272 sh	1,857,272	$29.3M	<0.01%	+3.4%
7	MORGAN STANLEY#7 · 1,812,484 sh	1,812,484	$28.6M	<0.01%	+43.3%
8	Legal & General Group Plc#8 · 1,681,333 sh	1,681,333	$26.5M	<0.01%	+12.2%
9	FRANKLIN RESOURCES#9 · 1,383,905 sh	1,383,905	$21.8M	<0.01%	+21.9%
10	D. E. Shaw#10 · 1,373,460 sh	1,373,460	$21.7M	0.01%	-11.3%
11	Muzinich#11 · 1,357,013 sh	1,357,013	$21.4M	—	+0.5%
12	Union Bancaire Privee, UBP SA#12 · 6,449 sh	6,449	$16.3M	0.18%	0.0%
13	Sumitomo Mitsui#13 · 1,027,434 sh	1,027,434	$16.2M	<0.01%	+0.2%
14	TECTONIC ADVISORS#14 · 1,006,408 sh	1,006,408	$15.9M	—	+12.7%
15	BlackRock#15 · 924,105 sh	924,105	$14.6M	<0.01%	+8.1%
16	Advisors Capital Management#16 · 919,542 sh	919,542	$14.5M	0.15%	+7.4%
17	JPMORGAN CHASE#17 · 837,561 sh	837,561	$13.3M	<0.01%	-4.7%
18	ARES MANAGEMENT#18 · 776,606 sh	776,606	$12.2M	0.53%	0.0%
19	WELLS FARGO & COMPANY#19 · 735,367 sh	735,367	$11.6M	<0.01%	-1.8%
20	Qube Research & Technologies Ltd#20 · 694,341 sh	694,341	$10.9M	0.01%	-68.9%
21	Gilman Hill Asset Management#21 · 646,682 sh	646,682	$10.2M	—	+4.7%
22	HRT FINANCIAL#22 · 613,003 sh	613,003	$9.7M	0.02%	+23.8%
23	Border to Coast Pensions Partnership Ltd#23 · 600,000 sh	600,000	$9.5M	—	+26.3%
24	Melia Wealth#24 · 553,874 sh	553,874	$8.7M	5.03%	-30.7%
25	RAYMOND JAMES FINANCIAL#25 · 532,094 sh	532,094	$8.4M	<0.01%	+11.7%
26	STIFEL FINANCIAL#26 · 486,419 sh	486,419	$7.7M	<0.01%	-3.1%
27	AMERIPRISE FINANCIAL#27 · 485,156 sh	485,156	$7.7M	<0.01%	+10.7%
28	ROYAL BANK OF CANADA#28 · 460,546 sh	460,546	$7.3M	<0.01%	-7.2%
29	SUSQUEHANNA INTERNATIONAL GROUP, LLP#29 · 338,271 sh	338,271	$5.3M	<0.01%	-23.6%
30	D.A. DAVIDSON#30 · 335,890 sh	335,890	$5.3M	0.03%	+3.9%
31	Janney Montgomery Scott#31 · 329,090 sh	329,090	$5.2M	0.01%	New
32	Neuberger Berman Group#32 · 304,573 sh	304,573	$4.8M	<0.01%	+1.0%
33	Advisors Asset Management#33 · 291,401 sh	291,401	$4.6M	0.07%	-5.1%
34	CONFLUENCE INVESTMENT MANAGEMENT#34 · 276,182 sh	276,182	$4.4M	—	+1.0%
35	GOLDMAN SACHS GROUP#35 · 264,223 sh	264,223	$4.2M	<0.01%	-31.3%
36	STATE STREET#36 · 262,521 sh	262,521	$4.1M	<0.01%	+17.6%
37	BANK OF AMERICA#37 · 259,640 sh	259,640	$4.1M	<0.01%	+14.4%
38	Cetera Investment Advisers#38 · 257,002 sh	257,002	$4.1M	<0.01%	+0.1%
39	FJ Capital Management#39 · 249,039 sh	249,039	$3.9M	0.51%	-10.3%
40	BALYASNY ASSET MANAGEMENT L.P.#40 · 232,700 sh	232,700	$3.7M	<0.01%	+53.2%
41	PNC FINANCIAL SERVICES GROUP#41 · 230,585 sh	230,585	$3.6M	<0.01%	-1.5%
42	Cerity Partners#42 · 217,753 sh	217,753	$3.4M	<0.01%	+10.0%
43	Naviter Wealth#43 · 217,666 sh	217,666	$3.4M	0.31%	+3.4%
44	GREAT WEST LIFE ASSURANCE#44 · 211,479 sh	211,479	$3.3M	<0.01%	+14.6%
45	DENALI ADVISORS#45 · 210,633 sh	210,633	$3.3M	0.33%	-6.1%
46	Mount Yale Investment Advisors#46 · 207,786 sh	207,786	$3.3M	0.06%	+0.7%
47	BNP PARIBAS FINANCIAL MARKETS#47 · 202,990 sh	202,990	$3.2M	<0.01%	+5.0%
48	BLAIR WILLIAM#48 · 191,193 sh	191,193	$3.0M	<0.01%	0.0%
49	FAS Wealth Partners#49 · 190,914 sh	190,914	$3.0M	0.16%	+5.6%
50	Waterloo Capital, L.P.#50 · 190,911 sh	190,911	$3.0M	0.17%	+2.2%
51	OSAIC#51 · 190,536 sh	190,536	$3.0M	<0.01%	+90.1%
52	COMMONWEALTH EQUITY SERVICES#52 · 182,643 sh	182,643	$2.9M	<0.01%	-14.4%
53	BARCLAYS PLC#53 · 162,909 sh	162,909	$2.6M	<0.01%	-32.2%
54	Taylor Frigon Capital Management#54 · 160,722 sh	160,722	$2.5M	—	+1.4%
55	Cambridge Investment Research Advisors#55 · 156,212 sh	156,212	$2.5M	<0.01%	-0.6%
56	Apollon Wealth Management#56 · 152,377 sh	152,377	$2.4M	—	+0.4%
57	LAZARD ASSET MANAGEMENT#57 · 148,753 sh	148,753	$2.3M	<0.01%	+19.6%
58	SHARPEPOINT#58 · 147,847 sh	147,847	$2.3M	1.17%	+3.8%
59	Ilex Capital Partners (UK) LLP#59 · 145,812 sh	145,812	$2.3M	0.05%	New
60	Rockefeller Capital Management L.P.#60 · 142,459 sh	142,459	$2.2M	<0.01%	+0.3%
61	INDEPENDENT FINANCIAL GROUP#61 · 139,458 sh	139,458	$2.2M	—	+67.2%
62	AE Wealth Management#62 · 135,293 sh	135,293	$2.1M	<0.01%	+34.4%
63	Bank of New York Mellon#63 · 131,115 sh	131,115	$2.1M	<0.01%	-9.2%
64	NORTHERN#64 · 127,130 sh	127,130	$2.0M	<0.01%	+47.4%
65	Schonfeld Strategic Advisors#65 · 127,081 sh	127,081	$2.0M	<0.01%	-1.1%
66	Significant Wealth Partners#66 · 126,219 sh	126,219	$2.0M	2.16%	+0.9%
67	IHT Wealth Management#67 · 125,185 sh	125,185	$2.0M	0.04%	+24.1%
68	Triad Investment Management#68 · 125,009 sh	125,009	$2.0M	—	-60.0%
69	RESOLUTE CAPITAL#69 · 123,665 sh	123,665	$2.0M	0.67%	+61.1%
70	Summit Financial#70 · 121,219 sh	121,219	$1.9M	0.02%	+200.9%
71	Elemental Capital Partners#71 · 120,680 sh	120,680	$1.9M	—	New
72	OCCUDO QUANTITATIVE STRATEGIES#72 · 112,020 sh	112,020	$1.8M	0.09%	New
73	PFG Investments#73 · 111,649 sh	111,649	$1.8M	0.07%	-1.8%
74	CIBC Bancorp USA#74 · 111,276 sh	111,276	$1.8M	<0.01%	0.0%
75	WILEY BROS.-AINTREE CAPITAL#75 · 108,620 sh	108,620	$1.7M	<0.01%	+41.3%
76	Legacy Capital Wealth Partners#76 · 108,546 sh	108,546	$1.7M	—	+10.4%
77	CENTAURUS FINANCIAL#77 · 107,436 sh	107,436	$1.7M	0.07%	-0.1%
78	MATHER GROUP#78 · 104,925 sh	104,925	$1.7M	—	-3.8%
79	NATIONS FINANCIAL GROUP , /IA#79 · 98,614 sh	98,614	$1.6M	0.07%	+4.2%
80	NATIXIS#80 · 98,292 sh	98,292	$1.6M	<0.01%	-17.1%
81	PENNINGTON PARTNERS#81 · 96,700 sh	96,700	$1.5M	0.49%	0.0%
82	Trexquant Investment#82 · 92,906 sh	92,906	$1.5M	<0.01%	-80.3%
83	Triumph Capital Management#83 · 92,379 sh	92,379	$1.5M	—	+12.8%
84	Creative Planning#84 · 92,193 sh	92,193	$1.5M	<0.01%	+34.0%
85	RIVERBRIDGE PARTNERS#85 · 90,993 sh	90,993	$1.4M	0.04%	+0.4%
86	Lido Advisors#86 · 88,450 sh	88,450	$1.4M	<0.01%	+14.1%
87	Truvestments Capital#87 · 87,346 sh	87,346	$1.4M	0.20%	-6.8%
88	Whipplewood Advisors#88 · 83,463 sh	83,463	$1.3M	—	+41.4%
89	NAPLES GLOBAL ADVISORS#89 · 82,584 sh	82,584	$1.3M	0.08%	+3.4%
90	S&T BANK#90 · 82,175 sh	82,175	$1.3M	0.39%	-22.7%
91	Quantbot Technologies#91 · 81,135 sh	81,135	$1.3M	0.05%	+26.8%
92	WEALTH ENHANCEMENT ADVISORY SERVICES#92 · 79,383 sh	79,383	$1.3M	—	+11.6%
93	Private Advisor Group#93 · 79,479 sh	79,479	$1.3M	<0.01%	-24.0%
94	ENVESTNET ASSET MANAGEMENT#94 · 79,336 sh	79,336	$1.3M	<0.01%	+78.8%
95	Secure Asset Management#95 · 77,837 sh	77,837	$1.2M	—	+18.8%
96	Toroso Investments#96 · 77,178 sh	77,178	$1.2M	<0.01%	0.0%
97	GEN Financial Management#97 · 76,382 sh	76,382	$1.2M	—	New
98	ROMANO BROTHERS AND COMPANY#98 · 76,036 sh	76,036	$1.2M	—	+0.2%
99	Kestra Advisory Services#99 · 74,477 sh	74,477	$1.2M	<0.01%	+18.5%
100	Invesco Ltd.#100 · 72,945 sh	72,945	$1.2M	<0.01%	-7.2%

Funds that sold out of HCXY in Q2 2026 (48)

Held HCXY at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.

Institutions that held HCXY in Q1 2026 and reported no position in Q2 2026.
Institution	Shares sold	Value in Q1 2026
PANORAMIC INVESTMENT ADVISORS799,775 sh	799,775	$11.8M
Rare Wolf Capital130,771 sh	130,771	$1.9M
Lansforsakringar Fondforvaltning AB (publ)106,912 sh	106,912	$1.6M
DnB Asset Management AS59,801 sh	59,801	$883.3K
Campbell & Investment Adviser51,378 sh	51,378	$758.9K
Autumn Glory Partners45,000 sh	45,000	$664.6K
Fieldview Capital Management40,418 sh	40,418	$597.0K
Aquatic Capital Management39,470 sh	39,470	$583.0K
Magnetar Financial28,919 sh	28,919	$427.1K
Entropy Technologies27,414 sh	27,414	$404.9K
CAXTON ASSOCIATES LLP27,400 sh	27,400	$404.7K
ExodusPoint Capital Management24,686 sh	24,686	$364.6K
Orion Porfolio Solutions21,567 sh	21,567	$318.5K
FIRST NATIONAL19,634 sh	19,634	$290.0K
CALTON & ASSOCIATES16,929 sh	16,929	$250.0K
GREAT VALLEY ADVISOR GROUP15,592 sh	15,592	$230.6K
Allie Family Office15,000 sh	15,000	$221.6K
UNITED CAPITAL FINANCIAL ADVISORS14,513 sh	14,513	$214.4K
Annex Advisory Services14,019 sh	14,019	$207.1K
Advisory Services Network13,367 sh	13,367	$197.4K
Nelson, Van Denburg & Campbell Wealth Management Group12,774 sh	12,774	$188.7K
Wealthfront Advisers12,374 sh	12,374	$182.8K
AIGEN INVESTMENT MANAGEMENT12,089 sh	12,089	$178.6K
CHOREO11,994 sh	11,994	$177.2K
Global Endowment Management12,000 sh	12,000	$177.0K
Caprock Group11,515 sh	11,515	$170.1K
ARGA Investment Management11,223 sh	11,223	$165.8K
Golden State Equity Partners11,133 sh	11,133	$164.4K
Bridgefront Capital10,706 sh	10,706	$158.1K
PRINCIPAL SECURITIES10,547 sh	10,547	$155.8K
Dynamic Technology Lab Private Ltd10,528 sh	10,528	$155.5K
Brookstone Capital Management10,370 sh	10,370	$153.2K
American Capital Advisory10,000 sh	10,000	$147.7K
Hillsdale Investment Management8,620 sh	8,620	$127.3K
Annis Gardner Whiting Capital Advisors7,090 sh	7,090	$104.7K
MAI Capital Management4,436 sh	4,436	$65.5K
Bayforest Capital Ltd4,417 sh	4,417	$65.2K
WFA of San Diego3,000 sh	3,000	$44.3K
Wilmington Savings Fund Society, FSB3,000 sh	3,000	$44.3K
Optiver Holding B.V.2,020 sh	2,020	$29.8K
NOMURA ASSET MANAGEMENT LTD796 sh	796	$11.8K
SJS Investment Consulting500 sh	500	$7.4K
MCGUIRE CAPITAL ADVISORS348 sh	348	$5.1K
ROTHSCHILD INVESTMENT100 sh	100	$1.5K
Bank Julius Baer & Ltd, Zurich44 sh	44	$648.00
CoreCap Advisors33 sh	33	$498.00
Western Wealth Management8 sh	8	$118.00
PMV Capital Advisers6 sh	6	$94.00

Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.