Hercules Capital, Inc. (HCXY) — Institutional Holders, Q2 2026 (page 3)
334 institutional investment managers reported a HCXY position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $830.2M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 201 to 300. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
HCXY 13F holders ranked 201–300 of 334
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 201 | Cascade Financial Partners#201 · 15,293 sh | 15,293 | $241.2K | 0.02% | 0.0% |
| 202 | Freestone Capital#202 · 15,185 sh | 15,185 | $239.5K | <0.01% | New |
| 203 | Advisory Solutions Group#203 · 15,021 sh | 15,021 | $236.9K | — | — |
| 204 | Prime Capital Investment Advisors#204 · 14,972 sh | 14,972 | $236.1K | — | -27.6% |
| 205 | MANUFACTURERS LIFE INSURANCE COMPANY, THE#205 · 14,816 sh | 14,816 | $233.6K | <0.01% | New |
| 206 | SRS Capital Advisors#206 · 14,805 sh | 14,805 | $233.5K | <0.01% | 0.0% |
| 207 | NewEdge Advisors#207 · 14,716 sh | 14,716 | $232.1K | <0.01% | New |
| 208 | Modern Wealth Management#208 · 14,381 sh | 14,381 | $226.8K | <0.01% | -0.4% |
| 209 | KFG WEALTH MANAGEMENT#209 · 14,335 sh | 14,335 | $226.1K | — | +3.0% |
| 210 | Cornerstone Wealth Management#210 · 14,289 sh | 14,289 | $225.3K | <0.01% | -23.3% |
| 211 | Virtu Financial#211 · 14,098 sh | 14,098 | $222.0K | <0.01% | -27.3% |
| 212 | Beaumont Financial Advisors#212 · 14,047 sh | 14,047 | $221.5K | — | +6.1% |
| 213 | Fiduciary Alliance#213 · 14,032 sh | 14,032 | $221.3K | — | New |
| 214 | Sand Hill Global Advisors#214 · 13,832 sh | 13,832 | $218.1K | <0.01% | 0.0% |
| 215 | MERCER GLOBAL ADVISORS#215 · 13,697 sh | 13,697 | $216.0K | <0.01% | New |
| 216 | Vestmark Advisory Solutions#216 · 13,598 sh | 13,598 | $214.4K | <0.01% | New |
| 217 | Parallel Advisors#217 · 13,456 sh | 13,456 | $212.2K | <0.01% | +0.1% |
| 218 | INVESTED ADVISORS#218 · 13,452 sh | 13,452 | $212.1K | — | -2.3% |
| 219 | KESTRA PRIVATE WEALTH SERVICES#219 · 13,133 sh | 13,133 | $207.1K | <0.01% | +0.8% |
| 220 | Chung Wu Investment Group#220 · 12,978 sh | 12,978 | $204.7K | 0.13% | 0.0% |
| 221 | FULTON BANK, N.A.#221 · 12,817 sh | 12,817 | $202.1K | — | 0.0% |
| 222 | WEDBUSH SECURITIES#222 · 12,732 sh | 12,732 | $201.0K | — | -4.2% |
| 223 | Sowell Financial Services#223 · 12,616 sh | 12,616 | $198.9K | — | -33.2% |
| 224 | Register Financial Advisors#224 · 12,419 sh | 12,419 | $195.8K | — | +0.2% |
| 225 | Sequoia Financial Advisors#225 · 12,336 sh | 12,336 | $194.5K | <0.01% | +15.6% |
| 226 | Avail Investment Partners#226 · 12,325 sh | 12,325 | $194.4K | — | +19.4% |
| 227 | Keystone Financial Group#227 · 12,198 sh | 12,198 | $192.4K | 0.01% | 0.0% |
| 228 | Strategic Financial Concepts#228 · 12,150 sh | 12,150 | $191.6K | 0.06% | 0.0% |
| 229 | WealthBridge Capital Management#229 · 12,000 sh | 12,000 | $189.2K | — | 0.0% |
| 230 | Snowden Capital Advisors#230 · 11,936 sh | 11,936 | $188.2K | <0.01% | +4.4% |
| 231 | Baker Avenue Asset Management#231 · 11,896 sh | 11,896 | $187.6K | <0.01% | 0.0% |
| 232 | Colonial River Wealth Management#232 · 11,877 sh | 11,877 | $187.3K | — | -16.5% |
| 233 | Universal- Beteiligungs- und Servicegesellschaft mbH#233 · 11,548 sh | 11,548 | $182.1K | <0.01% | 0.0% |
| 234 | MQS Management#234 · 11,414 sh | 11,414 | $180.0K | 0.22% | -64.9% |
| 235 | Sovereign Financial Group#235 · 10,928 sh | 10,928 | $172.3K | 0.03% | +1.6% |
| 236 | Independent Advisor Alliance#236 · 10,638 sh | 10,638 | $167.8K | <0.01% | -9.5% |
| 237 | SageGuard Financial Group#237 · 10,317 sh | 10,317 | $162.7K | 0.02% | +0.1% |
| 238 | IFP Advisors#238 · 10,182 sh | 10,182 | $160.6K | — | +4.5% |
| 239 | KINGSWOOD WEALTH ADVISORS#239 · 10,032 sh | 10,032 | $158.2K | — | 0.0% |
| 240 | SIGNATUREFD#240 · 9,126 sh | 9,126 | $143.9K | — | +20.7% |
| 241 | CALDWELL SUTTER CAPITAL#241 · 9,009 sh | 9,009 | $142.1K | 0.05% | +44.5% |
| 242 | JONES FINANCIAL COMPANIES LLLP#242 · 8,372 sh | 8,372 | $130.4K | <0.01% | +3.8% |
| 243 | Inspire Investing#243 · 8,233 sh | 8,233 | $129.8K | — | +40.5% |
| 244 | ARMSTRONG ADVISORY GROUP#244 · 7,916 sh | 7,916 | $124.8K | — | -17.6% |
| 245 | State of Alaska, Department of Revenue#245 · 7,821 sh | 7,821 | $123.0K | — | 0.0% |
| 246 | IFG Advisory#246 · 7,495 sh | 7,495 | $118.2K | <0.01% | +274.8% |
| 247 | AMERIFLEX GROUP#247 · 6,549 sh | 6,549 | $103.3K | 0.04% | 0.0% |
| 248 | SIMPLEX TRADING#248 · 6,429 sh | 6,429 | $101.4K | <0.01% | New |
| 249 | SHP Wealth Management#249 · 6,045 sh | 6,045 | $95.3K | <0.01% | New |
| 250 | HUNTINGTON NATIONAL BANK#250 · 5,784 sh | 5,784 | $91.2K | <0.01% | 0.0% |
| 251 | Allworth Financial#251 · 5,691 sh | 5,691 | $89.7K | <0.01% | -7.7% |
| 252 | CHILTON CAPITAL MANAGEMENT#252 · 5,500 sh | 5,500 | $86.7K | <0.01% | 0.0% |
| 253 | HARBOUR INVESTMENTS#253 · 4,858 sh | 4,858 | $76.6K | <0.01% | -1.1% |
| 254 | Key Capital Management#254 · 4,465 sh | 4,465 | $70.4K | 0.04% | -16.9% |
| 255 | Sankala Group#255 · 4,237 sh | 4,237 | $70.4K | 0.05% | +2.5% |
| 256 | Geneos Wealth Management#256 · 4,275 sh | 4,275 | $67.4K | <0.01% | -14.1% |
| 257 | Advocate Investing Services#257 · 4,240 sh | 4,240 | $66.9K | — | 0.0% |
| 258 | Tradewinds Capital Management#258 · 4,100 sh | 4,100 | $64.7K | — | +2.6% |
| 259 | Ronald Blue#259 · 4,000 sh | 4,000 | $63.1K | — | 0.0% |
| 260 | Federation des caisses Desjardins du Quebec#260 · 3,875 sh | 3,875 | $61.1K | <0.01% | -45.2% |
| 261 | BROWN, LISLE/CUMMINGS#261 · 3,811 sh | 3,811 | $60.1K | — | 0.0% |
| 262 | Kozak & Associates#262 · 3,702 sh | 3,702 | $58.9K | 0.01% | +2.5% |
| 263 | DEUTSCHE BANK AG\#263 · 3,625 sh | 3,625 | $57.2K | 0.00% | +3.0% |
| 264 | Security National Bank#264 · 3,508 sh | 3,508 | $55.3K | — | 0.0% |
| 265 | Bogart Wealth#265 · 3,500 sh | 3,500 | $55.2K | <0.01% | New |
| 266 | Innovative Asset Advisors Group#266 · 3,500 sh | 3,500 | $55.2K | 0.02% | 0.0% |
| 267 | EverSource Wealth Advisors#267 · 3,322 sh | 3,322 | $52.4K | <0.01% | +1148.9% |
| 268 | WHITTIER OF NEVADA#268 · 2,995 sh | 2,995 | $47.9K | <0.01% | +2.5% |
| 269 | MTM Investment Management#269 · 2,900 sh | 2,900 | $45.7K | 0.01% | 0.0% |
| 270 | PRIVATE NA#270 · 2,881 sh | 2,881 | $45.4K | — | 0.0% |
| 271 | Caitlin John#271 · 2,643 sh | 2,643 | $41.7K | 0.02% | +65.0% |
| 272 | Nova Wealth Management#272 · 2,523 sh | 2,523 | $39.8K | 0.02% | 0.0% |
| 273 | HOLLENCREST SECURITIES#273 · 2,522 sh | 2,522 | $39.8K | <0.01% | 0.0% |
| 274 | Estabrook Capital Management#274 · 2,506 sh | 2,506 | $39.5K | <0.01% | +2.2% |
| 275 | FIFTH THIRD BANCORP#275 · 2,357 sh | 2,357 | $37.2K | <0.01% | 0.0% |
| 276 | DELTA ASSET MANAGEMENT#276 · 2,170 sh | 2,170 | $34.2K | <0.01% | -2.3% |
| 277 | Archer Investment#277 · 2,047 sh | 2,047 | $32.3K | <0.01% | +0.2% |
| 278 | FINANCIAL CONSULATE#278 · 1,845 sh | 1,845 | $29.1K | — | -9.8% |
| 279 | Institute for Wealth Management#279 · 1,761 sh | 1,761 | $27.8K | <0.01% | New |
| 280 | Burk#280 · 1,750 sh | 1,750 | $27.6K | 0.01% | 0.0% |
| 281 | CX Institutional#281 · 1,675 sh | 1,675 | $26.0K | — | -22.1% |
| 282 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AME#282 · 1,605 sh | 1,605 | $25.3K | 0.00% | 0.0% |
| 283 | HHM Wealth Advisors#283 · 1,500 sh | 1,500 | $23.7K | <0.01% | 0.0% |
| 284 | Union Bankshares#284 · 1,500 sh | 1,500 | $23.7K | <0.01% | 0.0% |
| 285 | SALEM INVESTMENT COUNSELORS#285 · 1,500 sh | 1,500 | $23.7K | — | -2.3% |
| 286 | ZRC WEALTH MANAGEMENT#286 · 1,361 sh | 1,361 | $21.5K | — | -58.3% |
| 287 | Abound Wealth Management#287 · 1,300 sh | 1,300 | $20.5K | — | New |
| 288 | Ancora Advisors#288 · 1,250 sh | 1,250 | $19.7K | <0.01% | -2.0% |
| 289 | CHESAPEAKE ASSET MANAGEMENT#289 · 1,227 sh | 1,227 | $19.4K | 0.01% | -5.9% |
| 290 | Clearstead Advisors#290 · 1,200 sh | 1,200 | $18.9K | <0.01% | 0.0% |
| 291 | Hilton Head Capital Partners#291 · 1,095 sh | 1,095 | $17.3K | — | 0.0% |
| 292 | ASSETMARK#292 · 1,078 sh | 1,078 | $17.0K | — | -16.2% |
| 293 | Rossby Financial, LCC#293 · 997 sh | 997 | $15.7K | <0.01% | +92.5% |
| 294 | Russell Investments Group, Ltd.#294 · 985 sh | 985 | $15.5K | 0.00% | +107.4% |
| 295 | NBC SECURITIES#295 · 976 sh | 976 | $15.4K | — | -15.4% |
| 296 | Financial Gravity Companies, (FGCO)#296 · 900 sh | 900 | $14.2K | <0.01% | — |
| 297 | ACTION POINT FINANCIAL PLANNING#297 · 831 sh | 831 | $13.1K | <0.01% | New |
| 298 | Asset Dedication#298 · 756 sh | 756 | $11.9K | <0.01% | 0.0% |
| 299 | GILPIN WEALTH MANAGEMENT#299 · 723 sh | 723 | $11.4K | — | 0.0% |
| 300 | VISION FINANCIAL MARKETS#300 · 695 sh | 695 | $11.1K | — | -30.2% |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.