GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) — Institutional Holders, Q2 2026
213 institutional investment managers reported a GOF position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $540.7M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
GOF in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- Kera Capital PartnersAdded · +1,749,184 sh+$19.1M
- RIVERNORTH CAPITAL MANAGEMENTAdded · +778,095 sh+$8.5M
- SRS Capital AdvisorsNew · +328,860 sh+$3.6M
- Thomas J. Herzfeld AdvisorsAdded · +321,280 sh+$3.5M
- Cetera Investment AdvisersAdded · +311,506 sh+$3.4M
Biggest sellers
- MORGAN STANLEYTrimmed · -1,291,380 sh-$14.1M
- AMERIPRISE FINANCIALTrimmed · -144,536 sh-$1.6M
- XTX Topco LtdTrimmed · -101,692 sh-$1.1M
- Logan Stone CapitalTrimmed · -94,270 sh-$1.0M
- TRUIST FINANCIALTrimmed · -88,142 sh-$962.5K
GOF 13F holders ranked 1–100 of 213
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY#1 · 6,845,822 sh | 6,845,822 | $74.8M | <0.01% | -15.9% |
| 2 | RIVERNORTH CAPITAL MANAGEMENT#2 · 2,666,430 sh | 2,666,430 | $29.1M | 1.38% | +41.2% |
| 3 | Estate Planners Group#3 · 2,464,791 sh | 2,464,791 | $26.9M | 12.17% | +4.0% |
| 4 | LPL Financial#4 · 2,448,496 sh | 2,448,496 | $26.7M | <0.01% | -2.7% |
| 5 | VERUS CAPITAL PARTNERS#5 · 2,402,001 sh | 2,402,001 | $26.2M | 1.42% | -3.0% |
| 6 | UBS Group AG#6 · 2,071,032 sh | 2,071,032 | $22.6M | <0.01% | +8.0% |
| 7 | Kera Capital Partners#7 · 1,787,381 sh | 1,787,381 | $19.5M | 1.87% | +4579.4% |
| 8 | ENVESTNET ASSET MANAGEMENT#8 · 1,734,753 sh | 1,734,753 | $18.9M | <0.01% | +18.2% |
| 9 | Invesco Ltd.#9 · 1,568,820 sh | 1,568,820 | $17.1M | <0.01% | +7.6% |
| 10 | Cetera Investment Advisers#10 · 1,562,805 sh | 1,562,805 | $17.1M | 0.02% | +24.9% |
| 11 | ROYAL BANK OF CANADA#11 · 1,455,400 sh | 1,455,400 | $15.9M | <0.01% | +27.0% |
| 12 | Thomas J. Herzfeld Advisors#12 · 1,336,680 sh | 1,336,680 | $14.6M | 4.48% | +31.6% |
| 13 | OSAIC#13 · 1,335,061 sh | 1,335,061 | $14.6M | 0.02% | +25.1% |
| 14 | COHEN & STEERS#14 · 1,256,789 sh | 1,256,789 | $13.7M | 0.02% | +2.9% |
| 15 | Logan Stone Capital#15 · 1,204,833 sh | 1,204,833 | $13.2M | 2.78% | -7.3% |
| 16 | RAYMOND JAMES FINANCIAL#16 · 955,315 sh | 955,315 | $10.4M | <0.01% | +22.6% |
| 17 | CreativeOne Wealth#17 · 948,818 sh | 948,818 | $10.4M | 0.22% | +0.2% |
| 18 | MML INVESTORS SERVICES#18 · 936,545 sh | 936,545 | $10.2M | 0.02% | +11.2% |
| 19 | Secure Asset Management#19 · 631,456 sh | 631,456 | $6.9M | — | +1.3% |
| 20 | BANK OF AMERICA#20 · 627,834 sh | 627,834 | $6.9M | <0.01% | +4.1% |
| 21 | Integrated Wealth Concepts#21 · 554,462 sh | 554,462 | $6.1M | 0.03% | +102.5% |
| 22 | PETRA FINANCIAL ADVISORS#22 · 476,910 sh | 476,910 | $5.2M | 2.41% | +1.6% |
| 23 | TRUIST FINANCIAL#23 · 476,318 sh | 476,318 | $5.2M | <0.01% | -15.6% |
| 24 | Advisory Solutions Group#24 · 472,129 sh | 472,129 | $5.2M | — | — |
| 25 | Janney Montgomery Scott#25 · 423,639 sh | 423,639 | $4.6M | <0.01% | +0.8% |
| 26 | SRS Capital Advisors#26 · 328,860 sh | 328,860 | $3.6M | 0.02% | New |
| 27 | Retirement Planning Group#27 · 328,435 sh | 328,435 | $3.6M | — | +33.1% |
| 28 | Harpswell Capital Advisors#28 · 304,093 sh | 304,093 | $3.3M | — | -7.2% |
| 29 | INTEGRITY ALLIANCE#29 · 298,689 sh | 298,689 | $3.3M | 0.10% | +11.1% |
| 30 | Baird Financial Group#30 · 269,991 sh | 269,991 | $2.9M | <0.01% | +6.8% |
| 31 | PRINCIPAL SECURITIES#31 · 260,787 sh | 260,787 | $2.8M | 0.03% | +38.0% |
| 32 | Private Advisor Group#32 · 253,258 sh | 253,258 | $2.8M | 0.01% | +5.7% |
| 33 | AE Wealth Management#33 · 252,886 sh | 252,886 | $2.8M | 0.01% | +0.7% |
| 34 | Integrity Advisory Solutions#34 · 252,389 sh | 252,389 | $2.8M | 0.28% | New |
| 35 | Richmond Brothers#35 · 247,151 sh | 247,151 | $2.7M | 1.40% | -4.4% |
| 36 | Gridiron Partners#36 · 226,477 sh | 226,477 | $2.5M | — | New |
| 37 | MOSAIC FAMILY WEALTH PARTNERS#37 · 225,080 sh | 225,080 | $2.5M | 0.16% | +11.8% |
| 38 | Vestmark Advisory Solutions#38 · 224,433 sh | 224,433 | $2.5M | 0.02% | -0.4% |
| 39 | Mount Yale Investment Advisors#39 · 224,433 sh | 224,433 | $2.5M | 0.05% | +2.2% |
| 40 | BlackRock#40 · 221,191 sh | 221,191 | $2.4M | 0.00% | 0.0% |
| 41 | IMC-Chicago#41 · 217,872 sh | 217,872 | $2.4M | <0.01% | New |
| 42 | Cambridge Investment Research Advisors#42 · 196,502 sh | 196,502 | $2.1M | <0.01% | +4.9% |
| 43 | WEDBUSH SECURITIES#43 · 192,139 sh | 192,139 | $2.1M | — | +3.6% |
| 44 | Marks Group Wealth Management#44 · 190,195 sh | 190,195 | $2.1M | 0.18% | 0.0% |
| 45 | CARY STREET PARTNERS FINANCIAL#45 · 182,722 sh | 182,722 | $2.0M | 0.04% | +1.9% |
| 46 | XTX Topco Ltd#46 · 176,409 sh | 176,409 | $1.9M | 0.02% | -36.6% |
| 47 | COMMONWEALTH EQUITY SERVICES#47 · 166,928 sh | 166,928 | $1.8M | <0.01% | +6.1% |
| 48 | Quantinno Capital Management#48 · 166,360 sh | 166,360 | $1.8M | <0.01% | New |
| 49 | PNC FINANCIAL SERVICES GROUP#49 · 164,030 sh | 164,030 | $1.8M | <0.01% | -5.5% |
| 50 | Significant Wealth Partners#50 · 160,924 sh | 160,924 | $1.8M | 1.90% | +1.7% |
| 51 | Tennessee Valley Asset Management Partners#51 · 158,023 sh | 158,023 | $1.7M | 0.19% | -8.0% |
| 52 | FLYNN ZITO CAPITAL MANAGEMENT#52 · 145,296 sh | 145,296 | $1.6M | 0.43% | +5.3% |
| 53 | Keating Financial Advisory Services#53 · 140,503 sh | 140,503 | $1.5M | 0.20% | +16.0% |
| 54 | Kestra Advisory Services#54 · 140,260 sh | 140,260 | $1.5M | <0.01% | +4.4% |
| 55 | Smith Asset Management#55 · 140,005 sh | 140,005 | $1.5M | — | +0.7% |
| 56 | NewEdge Advisors#56 · 130,868 sh | 130,868 | $1.4M | <0.01% | New |
| 57 | Ausdal Financial Partners#57 · 126,215 sh | 126,215 | $1.4M | 0.05% | +50.1% |
| 58 | Steward Partners Investment Advisory#58 · 118,698 sh | 118,698 | $1.3M | <0.01% | +7.1% |
| 59 | Founders Financial Alliance#59 · 117,396 sh | 117,396 | $1.3M | 0.17% | -2.1% |
| 60 | PMG Family Office#60 · 112,594 sh | 112,594 | $1.2M | — | +26.6% |
| 61 | Mutual Advisors#61 · 108,650 sh | 108,650 | $1.2M | 0.02% | +0.8% |
| 62 | Dynamic Advisor Solutions#62 · 108,583 sh | 108,583 | $1.2M | — | +10.0% |
| 63 | Z3 Capital Partners#63 · 101,711 sh | 101,711 | $1.1M | 0.23% | -6.4% |
| 64 | Equitable#64 · 94,306 sh | 94,306 | $1.0M | <0.01% | +102.7% |
| 65 | CHOREO#65 · 87,805 sh | 87,805 | $958.8K | 0.01% | +33.7% |
| 66 | Kovack Advisors#66 · 81,351 sh | 81,351 | $888.5K | 0.04% | +12.2% |
| 67 | IFG Advisory#67 · 76,653 sh | 76,653 | $837.1K | 0.03% | New |
| 68 | Virtu Financial#68 · 75,659 sh | 75,659 | $826.0K | 0.03% | New |
| 69 | J.W. COLE ADVISORS#69 · 72,180 sh | 72,180 | $788.2K | 0.01% | New |
| 70 | Focus Financial Network#70 · 70,645 sh | 70,645 | $771.4K | — | +1.9% |
| 71 | UMB Bank, n.a.#71 · 70,038 sh | 70,038 | $764.8K | <0.01% | 0.0% |
| 72 | Sigma Planning#72 · 69,622 sh | 69,622 | $760.3K | — | +16.0% |
| 73 | MERCER GLOBAL ADVISORS#73 · 69,404 sh | 69,404 | $757.9K | <0.01% | +1.8% |
| 74 | Prime Capital Investment Advisors#74 · 66,842 sh | 66,842 | $729.9K | — | -3.1% |
| 75 | THRIVENT FINANCIAL FOR LUTHERANS#75 · 64,030 sh | 64,030 | $699.0K | <0.01% | -27.8% |
| 76 | PFG Investments#76 · 63,255 sh | 63,255 | $690.7K | 0.03% | -21.6% |
| 77 | AMERIPRISE FINANCIAL#77 · 60,971 sh | 60,971 | $665.8K | <0.01% | -70.3% |
| 78 | Almanack Investment Partners#78 · 57,683 sh | 57,683 | $629.9K | 0.08% | +16.6% |
| 79 | Geneos Wealth Management#79 · 57,582 sh | 57,582 | $628.8K | 0.01% | -1.9% |
| 80 | Mallini Complete Financial Planning#80 · 55,467 sh | 55,467 | $605.7K | — | +10.0% |
| 81 | Western Wealth Management#81 · 55,122 sh | 55,122 | $601.9K | 0.02% | -6.4% |
| 82 | StoneX Group#82 · 54,497 sh | 54,497 | $595.3K | 0.02% | New |
| 83 | HRT FINANCIAL#83 · 53,082 sh | 53,082 | $579.0K | <0.01% | +173.0% |
| 84 | CAPTRUST FINANCIAL ADVISORS#84 · 51,819 sh | 51,819 | $565.9K | <0.01% | +20.9% |
| 85 | Parisi Gray Wealth Management#85 · 51,004 sh | 51,004 | $557.0K | — | 0.0% |
| 86 | PRIVATE NA#86 · 50,563 sh | 50,563 | $552.2K | — | +3.3% |
| 87 | Turner Financial Group#87 · 50,317 sh | 50,317 | $549.5K | 0.55% | — |
| 88 | Strategic Financial Concepts#88 · 49,936 sh | 49,936 | $545.3K | 0.16% | -0.5% |
| 89 | Stonebridge Financial Group#89 · 47,687 sh | 47,687 | $520.0K | 0.07% | — |
| 90 | Fiduciary Alliance#90 · 46,097 sh | 46,097 | $503.4K | — | +1.9% |
| 91 | Sovran Advisors#91 · 44,923 sh | 44,923 | $469.4K | 0.04% | -2.6% |
| 92 | Capital CS Group#92 · 42,445 sh | 42,445 | $463.5K | 0.37% | +10.5% |
| 93 | New England Private Wealth Advisors#93 · 43,327 sh | 43,327 | $454.5K | — | 0.0% |
| 94 | Discipline Wealth Solutions#94 · 41,322 sh | 41,322 | $451.2K | — | +35.8% |
| 95 | OPPENHEIMER#95 · 38,268 sh | 38,268 | $417.9K | — | -19.3% |
| 96 | Capital Analysts#96 · 37,376 sh | 37,376 | $408.0K | <0.01% | 0.0% |
| 97 | Jacobi Capital Management#97 · 36,697 sh | 36,697 | $400.7K | 0.02% | -3.7% |
| 98 | Clear Creek Financial Management#98 · 36,457 sh | 36,457 | $398.1K | 0.03% | New |
| 99 | Apollon Wealth Management#99 · 34,375 sh | 34,375 | $375.4K | — | +4.8% |
| 100 | Mariner#100 · 32,294 sh | 32,294 | $352.7K | <0.01% | -2.0% |
Funds that sold out of GOF in Q2 2026 (21)
Held GOF at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| JANE STREET GROUP60,200 sh | 60,200 | $663.4K |
| Corient Private Wealth26,041 sh | 26,041 | $287.0K |
| Arkadios Wealth Advisors20,968 sh | 20,968 | $231.1K |
| Stratos Wealth Partners, LTD.16,088 sh | 16,088 | $177.3K |
| Garden State Investment Advisory Services15,428 sh | 15,428 | $170.0K |
| Fisher Asset Management15,126 sh | 15,126 | $166.7K |
| Empirical Financial Services, d.b.a. Empirical Wealth Ma14,539 sh | 14,539 | $160.2K |
| Annex Advisory Services14,370 sh | 14,370 | $158.4K |
| LVZ12,682 sh | 12,682 | $139.8K |
| Gladstone Institutional Advisory11,558 sh | 11,558 | $127.4K |
| Core Wealth Partners10,979 sh | 10,979 | $121.0K |
| EverSource Wealth Advisors481 sh | 481 | $81.2K |
| Advisory Services Network5,569 sh | 5,569 | $61.4K |
| CENTRAL2,500 sh | 2,500 | $27.6K |
| Kentucky1,500 sh | 1,500 | $16.5K |
| PIN OAK INVESTMENT ADVISORS903 sh | 903 | $10.0K |
| GHP Investment Advisors515 sh | 515 | $5.7K |
| Beaird Harris Wealth Management412 sh | 412 | $4.5K |
| MAI Capital Management246 sh | 246 | $2.7K |
| Osbon Capital Management242 sh | 242 | $2.7K |
| DANSKE BANK A/S3 sh | 3 | $33.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.