What does Mallini Complete Financial Planning LLC hold?

Mallini Complete Financial Planning LLC's 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/2049540.

What is Mallini Complete Financial Planning LLC's AUM?

Mallini Complete Financial Planning LLC reported approximately $142.7M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $176.0M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Mallini Complete Financial Planning LLC's holdings?

All Mallini Complete Financial Planning LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 2049540. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Mallini Complete Financial Planning LLC's 13F data updated on 13F Pro?

Mallini Complete Financial Planning LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Mallini Complete Financial Planning LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2049540

Institutional-grade research for retail investors

Sector Allocation

Other91.4%$130.5M
Energy3.1%$4.4M
Financials2.1%$3.0M
Technology1.5%$2.2M
Consumer Discretionary0.8%$1.1M
Healthcare0.5%$654,494
Real Estate0.3%$400,142
Industrials0.2%$291,709
Utilities0.1%$210,715

AUM History

13fpro.ai/research/fund/mallini-complete-financial-planning-llc-2049540

Conviction and streaks

Diversifying · top 10 = 82.6%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold32.8% weight · held 8 quarters

$Conviction hold11.9% weight · held 8 quarters

$Conviction hold2.8% weight · held 8 quarters

$Conviction hold2.1% weight · held 8 quarters

$USACConviction hold1.6% weight · held 8 quarters

$Accumulating+20% shares · 7 quarters running

$CRFAccumulating+122% shares · 7 quarters running

$ABAccumulating+22% shares · 7 quarters running

$Accumulating+7% shares · 7 quarters running

$EPDAccumulating+27% shares · 7 quarters running

$Trimming-7% shares · 2 quarters running

$Trimming-1% shares · 2 quarters running

$TSLXTrimming-24% shares · 2 quarters running

Largest positions — Q3 2026

VANGUARD
$46.8M
VANGUARD
$28.3M
VANGUARD
$17.0M
VANGUARD
$12.2M
VANGUARD
$3.9M
ISHARES
$3.0M
USAC
$2.3M
CRD-A
$1.6M
VANGUARD
$1.5M
AAPL
$1.3M
VANGUARD
$1.3M
STATE
$1.0M
VANGUARD
$984K
VANGUARD
$912K
XOM.R34088
$857K
AMZN
$787K
JPMORGAN
$768K
ET
$737K
ISHARES
$702K
PIMCO
$701K

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/mallini-complete-financial-planning-llc-2049540

Mallini Complete Financial Planning LLC 13F holdings — Q3 2026

$142.7M portfolio (+1.8% QoQ) · 72 holdings · Q3 2026 13F · top 10 are 83% of the stock portfolio

1
VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF - ETF
$46.8M
32.8% of stocks
-4%This quarter—Since Q-end—Held
AIQuality—Est. buy—
2
VANGUARD CORE BOND ETF - ETF
$28.3M
19.8% of stocks
+4%This quarter—Since Q-end—Held
AIQuality—Est. buy—
3
VANGUARD TOTAL INTERNATIONAL STOCK ETF - ETF
$17.0M
11.9% of stocks
+1%This quarter—Since Q-end—Held
AIQuality—Est. buy—
4
VANGUARD CORE TAX-EXEMPT BOND ETF - ETF
$12.2M
8.6% of stocks
+30%This quarter—Since Q-end—Held
AIQuality—Est. buy—
5
VANGUARD ESG U.S. STOCK ETF - ETF
$3.9M
2.8% of stocks
-0.4%This quarter—Since Q-end—Held
AIQuality—Est. buy—
6
ISHARES ESG AWARE US AGGREGATE BOND ETF - ETF
$3.0M
2.1% of stocks
+3%This quarter—Since Q-end—Held
AIQuality—Est. buy—
7
USA Compression Partners, LP
$USAC
$2.3M
1.6% of stocks
-4%This quarter—Since Q-end—Held
AIQualityAI quality score is Pro: unlock with a free trialEst. buy—
8
CRAWFORD & CO
$CRD-A
$1.6M
1.1% of stocks
NewThis quarter—Since Q-endNew this quarterHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buy—
9
VANGUARD S&P 500 ETF - ETF
$1.5M
1.0% of stocks
+0.0%This quarter—Since Q-end—Held
AIQuality—Est. buy—
10
Apple Inc.
$AAPL
$1.3M
0.9% of stocks
+37%This quarter—Since Q-end—Held
AIQualityAI quality score is Pro: unlock with a free trialEst. buy—

#	Company	Value	Weight	This quarter	Since Q-end	Held	AI quality	Est. buy
1	VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF - ETF	$46.8M	32.8%	-4%	—	—	—	—
2	VANGUARD CORE BOND ETF - ETF	$28.3M	19.8%	+4%	—	—	—	—
3	VANGUARD TOTAL INTERNATIONAL STOCK ETF - ETF	$17.0M	11.9%	+1%	—	—	—	—
4	VANGUARD CORE TAX-EXEMPT BOND ETF - ETF	$12.2M	8.6%	+30%	—	—	—	—
5	VANGUARD ESG U.S. STOCK ETF - ETF	$3.9M	2.8%	-0.4%	—	—	—	—
6	ISHARES ESG AWARE US AGGREGATE BOND ETF - ETF	$3.0M	2.1%	+3%	—	—	—	—
7	USA Compression Partners, LP$USAC	$2.3M	1.6%	-4%	—	—	AI quality score is Pro: unlock with a free trial	—
8	CRAWFORD & CO$CRD-A	$1.6M	1.1%	New	—	New this quarter	AI quality score is Pro: unlock with a free trial	—
9	VANGUARD S&P 500 ETF - ETF	$1.5M	1.0%	+0.0%	—	—	—	—
10	Apple Inc.$AAPL	$1.3M	0.9%	+37%	—	—	AI quality score is Pro: unlock with a free trial	—

All holdings — Mallini Complete Financial Planning LLC (Q3 2026)

Sort

72 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	VANGUARD ESG INTERNATIONAL STOCK ETF - ETFetf/fund	—	$1.3M	0.9%	15K	+0.3%	—	—	13F
12	—	STATE STREET SPDR PORTFOLIO S&P 500 ETF - ETFetf/fund	—	$1.0M	0.7%	11K	New	—	—	13F
13	—	VANGUARD HIGH DIVIDEND YIELD INDEX ETF - ETFetf/fund	—	$984K	0.7%	6,340	+99%	—	—	13F
14	—	VANGUARD DIVIDEND APPRECIATION ETF - ETFetf/fund	—	$912K	0.6%	3,908	+138%	—	—	13F
15	$XOM.R34088	EXXON MOBIL CORP	Energy	$857K	0.6%	5,266	+161%	—	AI quality score is Pro: unlock with a free trial	13F
16	$AMZN	AMAZON COM INC	Consumer Discretionary	$787K	0.6%	3,159	+4%	—	AI quality score is Pro: unlock with a free trial	13F
17	—	JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF - ETFetf/fund	—	$768K	0.5%	15K	+0.6%	—	—	13F
18	$ET	Energy Transfer LP	Energy	$737K	0.5%	37K	+2%	—	AI quality score is Pro: unlock with a free trial	13F
19	—	ISHARES MSCI USA MOMENTUM FACTOR ETF - ETFetf/fund	—	$702K	0.5%	2,212	+0.0%	—	—	13F
20	—	PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND - ETFnote	—	$701K	0.5%	14K	—	—	—	13F
21	—	ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF - ETFetf/fund	—	$691K	0.5%	4,157	—	—	—	13F
22	$ARCC	ARES CAPITAL CORP	Other	$690K	0.5%	36K	-10%	—	AI quality score is Pro: unlock with a free trial	13F
23	—	ISHARES CORE S&P 500 ETF - ETFetf/fund	—	$613K	0.4%	800	—	—	—	13F
24	$CRF	CORNERSTONE TOTAL RETURN FUND INC	Other	$540K	0.4%	88K	+2%	—	—	13F
25	$MSFT	MICROSOFT CORP	Technology	$533K	0.4%	1,039	New	—	AI quality score is Pro: unlock with a free trial	13F
26	—	ISHARES ESG OPTIMIZED MSCI USA ETF - ETF	—	$531K	0.4%	3,412	—
27	—	JPMORGAN MUNICIPAL ETF - ETF	—	$504K	0.3%	11K	—
28	$GOF	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Other	$470K	0.3%	55K	-0.5%
29	$RY	ROYAL BANK OF CANADA	Financials	$436K	0.3%	2,220	—
30	—	VANGUARD TOTAL INTERNATIONAL BOND ETF - ETF	—	$423K	0.3%	9,025	-4%
31	—	VANGUARD MORNINGSTAR VALUE ETF - ETF	—	$401K	0.3%	1,858	New
32	—	STATE STREET SPDR US LARGE CAP LOW VOLATILITY INDEX ETF - ETF	—	$400K	0.3%	2,292	+0.0%
33	$NVDA	NVIDIA CORP	Technology	$391K	0.3%	1,713	+28%
34	$AB	ALLIANCEBERNSTEIN HOLDING L.P.	Financials	$383K	0.3%	11K	+6%
35	—	FRANKLIN DYNAMIC MUNICIPAL BOND ETF - ETF	—	$367K	0.3%	16K	+1%
36	—	AVANTIS INTERNATIONAL EQUITY ETF - ETF	—	$363K	0.3%	4,033	—
37	$PFN	PIMCO Income Strategy Fund II	Other	$351K	0.3%	56K	-0.0%
38	$IVZ	Invesco Ltd.	Financials	$331K	0.2%	6,078	+0.1%
39	—	VANGUARD MORNINGSTAR LARGE-CAP ETF - ETF	—	$325K	0.2%	925	—
40	—	ISHARES S&P 500 GROWTH ETF - ETF	—	$308K	0.2%	2,164	—
41	$TSLA	Tesla, Inc.	Consumer Discretionary	$307K	0.2%	865	+18%
42	—	SCHWAB US DIVIDEND EQUITY ETF - ETF	—	$299K	0.2%	9,186	New
43	—	ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF - ETF	—	$298K	0.2%	6,000	—
44	$DOV	DOVER Corp	Industrials	$292K	0.2%	1,848	+14%
45	$EPD	ENTERPRISE PRODUCTS PARTNERS L.P.	Energy	$291K	0.2%	8,177	+0.4%
46	$EVV	Eaton Vance Ltd Duration Income Fund	Other	$285K	0.2%	34K	-3%
47	$FLC	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	Other	$264K	0.2%	17K	-10%
48	$JNJ	JOHNSON & JOHNSON	Healthcare	$258K	0.2%	974	+6%
49	—	PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND - ETF	—	$256K	0.2%	6,000	—
50	—	VANGUARD EXTENDED MARKET ETF - ETF	—	$248K	0.2%	1,070	+0.1%
51	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$245K	0.2%	331	—
52	$ABBV	AbbVie Inc.	Healthcare	$239K	0.2%	912	+0.2%
53	$GCV	GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC	Other	$227K	0.2%	55K	-8%
54	$VLT	Invesco High Income Trust II	—	$226K	0.2%	25K	-0.0%
55	$PDI	PIMCO Dynamic Income Fund	Other	$222K	0.2%	16K	-29%
56	$TSLX	Sixth Street Specialty Lending, Inc.	Other	$221K	0.2%	12K	-15%
57	—	STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF - ETF	—	$217K	0.1%	1,109	New
58	$WT	WisdomTree, Inc.	Financials	$211K	0.1%	3,915	—
59	$SO	SOUTHERN CO	Utilities	$211K	0.1%	2,542	-23%
60	$HPI	JOHN HANCOCK PREFERRED INCOME FUND	Other	$211K	0.1%	15K	-14%
61	$ENB	ENBRIDGE INC	Energy	$208K	0.1%	4,479	—
62	$ISD	PGIM High Yield Bond Fund, Inc.	Other	$205K	0.1%	17K	-25%
63	$RA	Brookfield Real Assets Income Fund Inc.	Other	$202K	0.1%	17K	-9%
64	—	ISHARES CORE S&P MID-CAP ETF - ETF	—	$202K	0.1%	2,804	+0.1%
65	—	ISHARES ESG AWARE MSCI EAFE ETF - ETF	—	$201K	0.1%	1,950	—
66	$DBL	DoubleLine Opportunistic Credit Fund	Other	$181K	0.1%	13K	+1%
67	$STTK	Shattuck Labs, Inc.	Healthcare	$158K	0.1%	23K	+2%
68	$PMT	PennyMac Mortgage Investment Trust	Real Estate	$145K	0.1%	18K	-3%
69	$EFC	Ellington Financial Inc.	Real Estate	$137K	0.1%	12K	+1%
70	$RITM	Rithm Capital Corp.	Real Estate	$118K	0.1%	13K	+0.2%
71	$GSBD	Goldman Sachs BDC, Inc.	Other	$104K	0.1%	11K	+5%
72	$TCPC	BlackRock TCP Capital Corp.	Other	$104K	0.1%	26K	+2%

What changed in Q3 2026

Against the previous quarter's 13F: 6 new, 33 added to, 18 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.

New positions (6)

$CRD-ACRAWFORD & CO$1.6M
first bought this quarter
STATE STREET SPDR PORTFOLIO S&P 500 ETF - ETF$1.0M
first bought this quarter
$MSFTMICROSOFT CORP$533K
first bought this quarter
VANGUARD MORNINGSTAR VALUE ETF - ETF$401K
first bought this quarter
SCHWAB US DIVIDEND EQUITY ETF - ETF$299K
first bought this quarter
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF - ETF$217K
first bought this quarter

Added to (33)

VANGUARD CORE TAX-EXEMPT BOND ETF - ETF+30%
now $12.2M
VANGUARD CORE BOND ETF - ETF+4%
now $28.3M
$XOM.R34088EXXON MOBIL CORP+161%
now $857K
VANGUARD DIVIDEND APPRECIATION ETF - ETF+138%
now $912K
VANGUARD HIGH DIVIDEND YIELD INDEX ETF - ETF+99%
now $984K
$AAPLApple Inc.+37%
now $1.3M

+27 more in the Excel export

Trimmed (18)

VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF - ETF-4%
now $46.8M
$PDIPIMCO Dynamic Income Fund-29%
now $222K
$USACUSA Compression Partners, LP-4%
now $2.3M
$ARCCARES CAPITAL CORP-10%
now $690K
$ISDPGIM High Yield Bond Fund, Inc.-25%
now $205K
$SOSOUTHERN CO-23%
now $211K

+12 more in the Excel export

Sold out (4)

VANGUARD TAX-EXEMPT BOND ETF - ETFwas $2.4M
VANGUARD TOTAL BOND MARKET ETF - ETFwas $310K
STATE STREET SPDR S&P AEROSPACE & DEFENSE ETF - ETFwas $221K
$DUKDuke Energy CORPwas $213K
held 2 qtrs

Firm AUM (Form ADV): $176.0M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Mallini Complete Financial Planning LLC has filed, 7 earlier quarters. Pick one to see what it held then.

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Portfolio Overview

Mallini Complete Financial Planning LLC disclosed 72 positions worth $142.7M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 6 new positions and exited 4 — including a new stake in $CRD-A. The portfolio is most concentrated in Other (91.4% of disclosed assets). All figures are sourced directly from Mallini Complete Financial Planning LLC’s Form 13F-HR filing with the SEC under CIK 2049540.

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AI-Powered Hedge Fund Analysis: Mallini Complete Financial Planning LLC

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Every holding in Mallini Complete Financial Planning LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.