FLAHERTY & CRUMRINE TOTAL RETURN FUND INC (FLC) — Institutional Holders, Q2 2026
51 institutional investment managers reported a FLC position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $60.9M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
FLC in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- SIT INVESTMENT ASSOCIATESAdded · +91,436 sh+$1.5M
- Hennion & Walsh Asset ManagementAdded · +42,263 sh+$714.2K
- CEERA INVESTMENTSAdded · +36,260 sh+$612.8K
- Farther Finance AdvisorsAdded · +25,000 sh+$422.5K
- SUSQUEHANNA INTERNATIONAL GROUP, LLPNew · +17,578 sh+$297.1K
Biggest sellers
- PathstoneSold out · -72,097 sh-$1.2M
- Independent Advisor AllianceSold out · -44,242 sh-$747.7K
- ENVESTNET ASSET MANAGEMENTSold out · -30,192 sh-$510.2K
- Cetera Investment AdvisersSold out · -28,839 sh-$487.4K
- BANK OF AMERICATrimmed · -13,222 sh-$223.5K
FLC 13F holders ranked 1–51 of 51
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES#1 · 1,270,656 sh | 1,270,656 | $21.5M | 0.41% | +7.8% |
| 2 | BANK OF AMERICA#2 · 261,186 sh | 261,186 | $4.4M | <0.01% | -4.8% |
| 3 | Hennion & Walsh Asset Management#3 · 241,468 sh | 241,468 | $4.1M | — | +21.2% |
| 4 | Advisors Asset Management#4 · 230,907 sh | 230,907 | $3.9M | 0.06% | -2.7% |
| 5 | Noble Wealth Management PBC#5 · 225,747 sh | 225,747 | $3.8M | — | +3.8% |
| 6 | Sowell Financial Services#6 · 204,611 sh | 204,611 | $3.5M | — | -1.5% |
| 7 | LPL Financial#7 · 157,596 sh | 157,596 | $2.7M | <0.01% | +0.7% |
| 8 | Invesco Ltd.#8 · 129,884 sh | 129,884 | $2.2M | <0.01% | +4.1% |
| 9 | Smith Asset Management#9 · 124,011 sh | 124,011 | $2.1M | — | -1.7% |
| 10 | GUGGENHEIM CAPITAL#10 · 100,671 sh | 100,671 | $1.7M | 0.01% | +4.9% |
| 11 | MORGAN STANLEY#11 · 97,218 sh | 97,218 | $1.6M | <0.01% | +4.5% |
| 12 | CEERA INVESTMENTS#12 · 69,930 sh | 69,930 | $1.2M | 0.50% | +107.7% |
| 13 | Fiera Capital#13 · 69,761 sh | 69,761 | $1.2M | <0.01% | +2.8% |
| 14 | Closed-End Fund Advisors#14 · 46,527 sh | 46,527 | $786.3K | 0.77% | +3.2% |
| 15 | Focus Partners Wealth#15 · 43,334 sh | 43,334 | $732.3K | <0.01% | +0.5% |
| 16 | WELLS FARGO & COMPANY#16 · 42,360 sh | 42,360 | $715.9K | <0.01% | -4.3% |
| 17 | Baird Financial Group#17 · 40,379 sh | 40,379 | $682.4K | <0.01% | -1.5% |
| 18 | Farther Finance Advisors#18 · 25,354 sh | 25,354 | $428.5K | — | +7062.1% |
| 19 | SEAMOUNT FINANCIAL GROUP#19 · 20,790 sh | 20,790 | $351.4K | — | 0.0% |
| 20 | OSAIC#20 · 19,468 sh | 19,468 | $329.0K | <0.01% | +13.6% |
| 21 | Mallini Complete Financial Planning#21 · 18,752 sh | 18,752 | $316.9K | — | +1.0% |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP#22 · 17,578 sh | 17,578 | $297.1K | 0.00% | New |
| 23 | RAYMOND JAMES FINANCIAL#23 · 16,782 sh | 16,782 | $283.6K | <0.01% | +0.1% |
| 24 | READYSTATE ASSET MANAGEMENT#24 · 15,420 sh | 15,420 | $260.6K | <0.01% | New |
| 25 | HighTower Advisors#25 · 14,650 sh | 14,650 | $247.6K | <0.01% | 0.0% |
| 26 | Logan Stone Capital#26 · 14,218 sh | 14,218 | $240.3K | 0.05% | New |
| 27 | Traub Capital Management#27 · 12,886 sh | 12,886 | $217.8K | 0.19% | New |
| 28 | Koshinski Asset Management#28 · 12,560 sh | 12,560 | $212.3K | 0.01% | 0.0% |
| 29 | WEDBUSH SECURITIES#29 · 12,530 sh | 12,530 | $212.0K | — | 0.0% |
| 30 | Capital Investment Advisors#30 · 11,196 sh | 11,196 | $189.2K | — | New |
| 31 | ROYAL BANK OF CANADA#31 · 7,672 sh | 7,672 | $130.0K | 0.00% | +2.0% |
| 32 | UBS Group AG#32 · 6,635 sh | 6,635 | $112.1K | 0.00% | -0.2% |
| 33 | WOLVERINE ASSET MANAGEMENT#33 · 5,078 sh | 5,078 | $85.8K | <0.01% | +464.8% |
| 34 | Global Retirement Partners#34 · 3,382 sh | 3,382 | $57.1K | <0.01% | — |
| 35 | Rockefeller Capital Management L.P.#35 · 2,868 sh | 2,868 | $48.5K | <0.01% | 0.0% |
| 36 | HARBOUR INVESTMENTS#36 · 1,710 sh | 1,710 | $28.9K | <0.01% | +0.1% |
| 37 | IFG Advisory#37 · 1,680 sh | 1,680 | $28.4K | <0.01% | +63.1% |
| 38 | Geneos Wealth Management#38 · 1,015 sh | 1,015 | $17.2K | <0.01% | -19.8% |
| 39 | SRH ADVISORS#39 · 1,000 sh | 1,000 | $16.9K | — | 0.0% |
| 40 | BLUE BELL PRIVATE WEALTH MANAGEMENT#40 · 732 sh | 732 | $12.4K | <0.01% | 0.0% |
| 41 | GHP Investment Advisors#41 · 561 sh | 561 | $9.5K | — | 0.0% |
| 42 | Nalls Sherbakoff Group#42 · 495 sh | 495 | $8.4K | <0.01% | 0.0% |
| 43 | Luminist Capital#43 · 414 sh | 414 | $7.0K | <0.01% | New |
| 44 | Chung Wu Investment Group#44 · 400 sh | 400 | $6.8K | <0.01% | 0.0% |
| 45 | NewEdge Advisors#45 · 345 sh | 345 | $5.8K | 0.00% | New |
| 46 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT#46 · 309 sh | 309 | $5.2K | 0.00% | 0.0% |
| 47 | Integrated Wealth Concepts#47 · 272 sh | 272 | $4.6K | 0.00% | New |
| 48 | SRS Capital Advisors#48 · 176 sh | 176 | $3.0K | 0.00% | New |
| 49 | HIGHLINE WEALTH PARTNERS#49 · 170 sh | 170 | $2.9K | — | 0.0% |
| 50 | FIRST HORIZON NATIONAL#50 · 100 sh | 100 | $1.7K | — | New |
| 51 | Strategic Advocates#51 · 98 sh | 98 | $1.7K | <0.01% | 0.0% |
Funds that sold out of FLC in Q2 2026 (8)
Held FLC at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Pathstone72,097 sh | 72,097 | $1.2M |
| Independent Advisor Alliance44,242 sh | 44,242 | $734.4K |
| ENVESTNET ASSET MANAGEMENT30,192 sh | 30,192 | $501.2K |
| Cetera Investment Advisers28,839 sh | 28,839 | $478.7K |
| Kovack Advisors12,946 sh | 12,946 | $217.2K |
| POM Investment Strategies319 sh | 319 | $5.3K |
| Sound Income Strategies253 sh | 253 | $4.2K |
| JONES FINANCIAL COMPANIES LLLP68 sh | 68 | $1.1K |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.