CATERPILLAR INC (CAT) — Institutional Holders, Q2 2026 (page 4)
4,083 institutional investment managers reported a CAT position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $350.4B. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 301 to 400. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
CAT 13F holders ranked 301–400 of 4,083
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 301 | CSM Advisors#301 · 60,087 sh | 60,087 | $64.0M | 1.37% | -14.9% |
| 302 | Ethic#302 · 59,981 sh | 59,981 | $63.9M | 0.80% | +6.8% |
| 303 | BLACKHILL CAPITAL#303 · 59,500 sh | 59,500 | $63.4M | 2.63% | 0.0% |
| 304 | Aptus Capital Advisors#304 · 58,020 sh | 58,020 | $61.8M | 0.42% | -26.4% |
| 305 | FIDUCIARY#305 · 57,923 sh | 57,923 | $61.7M | 0.67% | -5.5% |
| 306 | Pinnacle Financial Partners#306 · 57,226 sh | 57,226 | $60.9M | 0.42% | -0.9% |
| 307 | STEPHENS#307 · 56,857 sh | 56,857 | $60.5M | 0.68% | +1.0% |
| 308 | TCW GROUP#308 · 56,805 sh | 56,805 | $60.5M | 0.41% | +23.3% |
| 309 | OREGON PUBLIC EMPLOYEES RETIREMENT FUND#309 · 56,630 sh | 56,630 | $60.3M | 0.65% | +6.2% |
| 310 | NICHOLS & PRATT ADVISERS LLP#310 · 56,535 sh | 56,535 | $60.2M | — | -2.1% |
| 311 | USS Investment Management Ltd#311 · 56,034 sh | 56,034 | $59.6M | 0.21% | -4.0% |
| 312 | ARK Investment Management#312 · 56,008 sh | 56,008 | $59.6M | 0.39% | -4.4% |
| 313 | HM PAYSON#313 · 56,006 sh | 56,006 | $59.6M | 0.79% | -48.7% |
| 314 | Westchester Capital Management#314 · 55,808 sh | 55,808 | $59.4M | — | -5.2% |
| 315 | FEDERATED HERMES#315 · 55,734 sh | 55,734 | $59.4M | 0.09% | +1699.0% |
| 316 | AE Wealth Management#316 · 55,707 sh | 55,707 | $59.3M | 0.28% | +118.0% |
| 317 | MIZUHO SECURITIES USA#317 · 64,188 sh | 64,188 | $58.3M | 0.57% | +128.2% |
| 318 | Willis Investment Counsel#318 · 54,570 sh | 54,570 | $58.1M | — | +9.8% |
| 319 | Nippon Life Global Investors Americas#319 · 54,360 sh | 54,360 | $57.9M | 2.30% | -4.0% |
| 320 | Investment Management of Ontario#320 · 54,182 sh | 54,182 | $57.7M | 0.73% | -1.5% |
| 321 | MUTUAL OF AMERICA CAPITAL MANAGEMENT#321 · 53,985 sh | 53,985 | $57.5M | — | -1.4% |
| 322 | DELTA ASSET MANAGEMENT#322 · 53,594 sh | 53,594 | $57.1M | 4.94% | -1.6% |
| 323 | OP Asset Management Ltd#323 · 52,380 sh | 52,380 | $55.8M | 0.59% | -36.1% |
| 324 | MARSHALL WACE, LLP#324 · 51,689 sh | 51,689 | $55.0M | 0.04% | +81.4% |
| 325 | NorthCrest Asset Manangement#325 · 57,682 sh | 57,682 | $54.1M | — | +4.2% |
| 326 | BEACON INVESTMENT ADVISORY SERVICES#326 · 50,514 sh | 50,514 | $53.8M | — | -3.5% |
| 327 | Vident Advisory#327 · 50,496 sh | 50,496 | $53.8M | 0.39% | 0.0% |
| 328 | UniSuper Management Pty Ltd#328 · 50,234 sh | 50,234 | $53.5M | — | +50.2% |
| 329 | VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V.#329 · 50,195 sh | 50,195 | $53.5M | 0.41% | -2.4% |
| 330 | Generali Asset Management SPA SGR#330 · 49,801 sh | 49,801 | $53.0M | — | +8.4% |
| 331 | KCM INVESTMENT ADVISORS#331 · 49,787 sh | 49,787 | $53.0M | 1.57% | +1.0% |
| 332 | Savant Capital#332 · 49,781 sh | 49,781 | $52.8M | 0.15% | +1.7% |
| 333 | Richard C. Young & , LTD.#333 · 49,495 sh | 49,495 | $52.7M | 3.88% | -2.0% |
| 334 | ALLSTATE#334 · 49,013 sh | 49,013 | $52.2M | 0.52% | +1.6% |
| 335 | Merit Financial Group#335 · 48,985 sh | 48,985 | $52.2M | 0.32% | +5.9% |
| 336 | SALEM INVESTMENT COUNSELORS#336 · 48,741 sh | 48,741 | $51.9M | — | -0.4% |
| 337 | TEMA ETFS#337 · 48,566 sh | 48,566 | $51.7M | — | +17.1% |
| 338 | Baker Avenue Asset Management#338 · 48,161 sh | 48,161 | $51.3M | 0.97% | +16.2% |
| 339 | NATIXIS#339 · 47,798 sh | 47,798 | $50.9M | 0.20% | +340.0% |
| 340 | CTC#340 · 47,638 sh | 47,638 | $50.7M | 0.02% | New |
| 341 | Arete Wealth Advisors#341 · 47,501 sh | 47,501 | $50.6M | 1.66% | New |
| 342 | GUGGENHEIM CAPITAL#342 · 47,405 sh | 47,405 | $50.5M | 0.32% | -2.1% |
| 343 | AEGON ASSET MANAGEMENT UK PLC#343 · 47,152 sh | 47,152 | $50.2M | 0.54% | New |
| 344 | Dakota Wealth Management#344 · 47,042 sh | 47,042 | $50.1M | 0.96% | -17.0% |
| 345 | Americana Partners#345 · 46,206 sh | 46,206 | $49.2M | 1.11% | +1.9% |
| 346 | Concurrent Investment Advisors#346 · 46,157 sh | 46,157 | $49.2M | — | +13.3% |
| 347 | Freestone Grove Partners#347 · 46,029 sh | 46,029 | $49.0M | 0.31% | -49.5% |
| 348 | BAR HARBOR WEALTH MANAGEMENT#348 · 45,699 sh | 45,699 | $48.7M | — | -0.9% |
| 349 | HB Wealth Management#349 · 45,445 sh | 45,445 | $48.4M | — | -3.1% |
| 350 | Glenview#350 · 67,913 sh | 67,913 | $48.1M | 0.76% | 0.0% |
| 351 | Rafferty Asset Management#351 · 45,132 sh | 45,132 | $48.1M | 0.11% | +49.0% |
| 352 | State of Alaska, Department of Revenue#352 · 45,130 sh | 45,130 | $48.1M | — | -3.4% |
| 353 | American Assets Investment Management#353 · 45,000 sh | 45,000 | $47.9M | 2.90% | 0.0% |
| 354 | Orion Porfolio Solutions#354 · 44,911 sh | 44,911 | $47.8M | 0.37% | +11.5% |
| 355 | Hamilton Capital Partners#355 · 44,737 sh | 44,737 | $47.6M | 1.38% | -8.2% |
| 356 | Vise Technologies#356 · 44,237 sh | 44,237 | $47.1M | 0.53% | +86.0% |
| 357 | UNITED CAPITAL FINANCIAL ADVISORS#357 · 44,175 sh | 44,175 | $47.0M | 0.26% | -0.4% |
| 358 | Henshaw Capital#358 · 43,975 sh | 43,975 | $46.8M | 1.52% | -0.8% |
| 359 | CCM INVESTMENT ADVISERS#359 · 43,761 sh | 43,761 | $46.6M | 3.61% | -10.4% |
| 360 | DAVENPORT#360 · 43,321 sh | 43,321 | $46.1M | — | -2.7% |
| 361 | SRS Capital Advisors#361 · 42,605 sh | 42,605 | $45.3M | 0.30% | +1027.7% |
| 362 | MassMutual Private Wealth & , FSB#362 · 42,523 sh | 42,523 | $45.3M | — | -11.8% |
| 363 | LBP AM SA#363 · 42,175 sh | 42,175 | $44.9M | 0.45% | +117.0% |
| 364 | Connor, Clark & Lunn Investment Management Ltd.#364 · 42,119 sh | 42,119 | $44.9M | 0.09% | -65.3% |
| 365 | GLENMEDE NA#365 · 41,962 sh | 41,962 | $44.7M | 0.20% | +1.1% |
| 366 | CONNING#366 · 41,798 sh | 41,798 | $44.5M | 1.33% | -21.2% |
| 367 | Integrated Advisors Network#367 · 41,670 sh | 41,670 | $44.4M | — | -2.3% |
| 368 | CONGRESS ASSET MANAGEMENT#368 · 41,651 sh | 41,651 | $44.4M | — | -3.6% |
| 369 | ING GROEP NV#369 · 41,292 sh | 41,292 | $44.0M | 0.21% | -70.9% |
| 370 | WHITTIER#370 · 45,019 sh | 45,019 | $43.7M | 0.43% | -1.5% |
| 371 | Integrated Wealth Concepts#371 · 40,838 sh | 40,838 | $43.5M | 0.21% | +67.9% |
| 372 | Segment Wealth Management#372 · 40,795 sh | 40,795 | $43.4M | — | -1.2% |
| 373 | Advisory Services Network#373 · 40,635 sh | 40,635 | $43.3M | 0.49% | -0.5% |
| 374 | Summit Trail Advisors#374 · 40,488 sh | 40,488 | $43.1M | 0.54% | -1.8% |
| 375 | Stillwater Capital Advisors#375 · 40,469 sh | 40,469 | $43.1M | 4.39% | -1.0% |
| 376 | OMERS ADMINISTRATION#376 · 40,416 sh | 40,416 | $43.0M | 0.26% | +2.3% |
| 377 | LaFleur & Godfrey#377 · 40,343 sh | 40,343 | $43.0M | 5.10% | -12.5% |
| 378 | Wharton Business Group#378 · 40,314 sh | 40,314 | $42.9M | 1.44% | -14.4% |
| 379 | NOESIS CAPITAL MANGEMENT#379 · 40,173 sh | 40,173 | $42.8M | — | -1.6% |
| 380 | BRAUN STACEY ASSOCIATES#380 · 40,049 sh | 40,049 | $42.6M | — | +3.1% |
| 381 | Rheos Capital Works#381 · 40,000 sh | 40,000 | $42.6M | 2.43% | -42.9% |
| 382 | BENJAMIN EDWARDS#382 · 39,839 sh | 39,839 | $42.4M | 0.39% | -3.0% |
| 383 | Callahan Advisors#383 · 39,578 sh | 39,578 | $42.1M | 3.18% | -10.9% |
| 384 | Minneapolis Portfolio Management Group#384 · 39,506 sh | 39,506 | $42.1M | 3.99% | -20.6% |
| 385 | DODGE & COX#385 · 39,404 sh | 39,404 | $42.0M | 0.02% | -1.5% |
| 386 | Sanibel Captiva Company#386 · 39,383 sh | 39,383 | $41.9M | 1.04% | +0.5% |
| 387 | Moran Wealth Management#387 · 39,277 sh | 39,277 | $41.8M | — | -17.0% |
| 388 | SILVERCREST ASSET MANAGEMENT GROUP#388 · 39,240 sh | 39,240 | $41.8M | 0.27% | -13.5% |
| 389 | INTECH INVESTMENT MANAGEMENT#389 · 39,037 sh | 39,037 | $41.6M | 0.38% | -27.5% |
| 390 | ASSOCIATED BANC#390 · 38,746 sh | 38,746 | $41.3M | 0.98% | -3.1% |
| 391 | Fideuram Asset Management (Ireland) dac#391 · 44,899 sh | 44,899 | $41.1M | 0.78% | +409.1% |
| 392 | BIRMINGHAM CAPITAL MANAGEMENT#392 · 38,575 sh | 38,575 | $41.1M | 15.62% | -1.4% |
| 393 | Candriam S.C.A.#393 · 38,579 sh | 38,579 | $41.0M | 0.18% | -1.0% |
| 394 | PARK NATIONAL#394 · 38,487 sh | 38,487 | $41.0M | — | -7.7% |
| 395 | NBT BANK N A#395 · 38,438 sh | 38,438 | $40.9M | — | -4.1% |
| 396 | Raiffeisen Bank International AG#396 · 39,500 sh | 39,500 | $40.8M | 0.48% | +227.6% |
| 397 | Brookstone Capital Management#397 · 38,296 sh | 38,296 | $40.8M | — | -36.8% |
| 398 | Farther Finance Advisors#398 · 38,184 sh | 38,184 | $40.6M | — | +12.6% |
| 399 | Welch Group#399 · 38,163 sh | 38,163 | $40.6M | 1.39% | -2.4% |
| 400 | PARSONS CAPITAL MANAGEMENT#400 · 38,140 sh | 38,140 | $40.6M | 1.84% | +1.3% |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.