CATERPILLAR INC (CAT) — Institutional Holders, Q2 2026

4,083 institutional investment managers reported a CAT position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $350.4B. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.

← CAT stock profile

CAT in Q2 2026: what funds did

Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.

New positions

401

Added to

1,441

Trimmed

1,608

Sold out

101

Biggest buyers

JPMORGAN CHASEAdded · +4,385,152 sh+$4.7B
FMRAdded · +1,957,676 sh+$2.1B
BlackRockAdded · +822,072 sh+$875.4M
PRICE T ROWE ASSOCIATESAdded · +589,610 sh+$627.9M
CANADA PENSION PLAN INVESTMENT BOARDAdded · +409,594 sh+$436.2M

Biggest sellers

DIAMANT ASSET MANAGEMENTTrimmed · -3,136,170 sh-$3.3B
Capital International InvestorsTrimmed · -2,008,509 sh-$2.1B
Capital Research Global InvestorsTrimmed · -1,002,120 sh-$1.1B
BARCLAYS PLCTrimmed · -830,562 sh-$884.5M
Invesco Ltd.Trimmed · -565,507 sh-$602.2M

CAT 13F holders ranked 1–100 of 4,083

Institutional investors reporting a position in CATERPILLAR INC on SEC Form 13F-HR for Q2 2026, ranked by reported value.
#	Institution	Shares	Value	% of portfolio	QoQShares vs Q1 2026
1	BlackRock#1 · 37,991,505 sh	37,991,505	$40.5B	0.60%	+2.2%
2	STATE STREET#2 · 34,392,316 sh	34,392,316	$36.6B	1.08%	-1.4%
3	VANGUARD CAPITAL MANAGEMENT#3 · 30,077,764 sh	30,077,764	$32.0B	0.68%	-0.5%
4	STATE FARM MUTUAL AUTOMOBILE INSURANCE#4 · 14,509,304 sh	14,509,304	$15.5B	10.57%	-0.4%
5	VANGUARD PORTFOLIO MANAGEMENT#5 · 12,026,244 sh	12,026,244	$12.8B	0.58%	+2.7%
6	GEODE CAPITAL MANAGEMENT#6 · 11,175,493 sh	11,175,493	$11.9B	0.64%	+0.4%
7	Fisher Asset Management#7 · 9,942,521 sh	9,942,521	$10.6B	3.15%	+1.7%
8	MORGAN STANLEY#8 · 7,504,426 sh	7,504,426	$8.0B	0.42%	+0.1%
9	JPMORGAN CHASE#9 · 7,325,731 sh	7,325,731	$7.6B	0.42%	+149.1%
10	GATES FOUNDATION#10 · 6,353,614 sh	6,353,614	$6.8B	19.65%	0.0%
11	PRICE T ROWE ASSOCIATES#11 · 6,171,628 sh	6,171,628	$6.6B	0.66%	+10.6%
12	FMR#12 · 5,781,969 sh	5,781,969	$6.2B	0.27%	+51.2%
13	NORTHERN#13 · 5,664,155 sh	5,664,155	$6.0B	0.70%	-0.3%
14	BANK OF AMERICA#14 · 5,463,565 sh	5,463,565	$5.8B	0.37%	-3.8%
15	GOLDMAN SACHS GROUP#15 · 3,570,493 sh	3,570,493	$3.8B	0.33%	+11.2%
16	CHARLES SCHWAB INVESTMENT MANAGEMENT#16 · 3,322,782 sh	3,322,782	$3.5B	0.47%	-0.9%
17	Invesco Ltd.#17 · 3,284,093 sh	3,284,093	$3.5B	0.28%	-14.7%
18	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AME#18 · 3,153,638 sh	3,153,638	$3.4B	0.61%	-3.5%
19	Capital World Investors#19 · 3,060,432 sh	3,060,432	$3.3B	0.38%	-13.6%
20	Bank of New York Mellon#20 · 2,998,131 sh	2,998,131	$3.2B	0.52%	-13.1%
21	DIMENSIONAL FUND ADVISORS#21 · 2,742,185 sh	2,742,185	$2.9B	0.53%	-0.1%
22	VANGUARD FIDUCIARY#22 · 2,645,238 sh	2,645,238	$2.8B	0.62%	+0.7%
23	Legal & General Group Plc#23 · 2,613,814 sh	2,613,814	$2.8B	0.58%	-5.7%
24	Nuveen#24 · 2,600,359 sh	2,600,359	$2.8B	0.66%	+12.6%
25	ROYAL BANK OF CANADA#25 · 2,252,264 sh	2,252,264	$2.4B	0.36%	+0.1%
26	Capital Research Global Investors#26 · 2,198,729 sh	2,198,729	$2.3B	0.33%	-31.3%
27	WELLS FARGO & COMPANY#27 · 2,118,690 sh	2,118,690	$2.3B	0.37%	+3.4%
28	Amundi#28 · 2,062,345 sh	2,062,345	$2.2B	0.53%	-7.0%
29	MASSACHUSETTS FINANCIAL SERVICES#29 · 1,748,257 sh	1,748,257	$1.9B	0.60%	+10.4%
30	UBS Group AG#30 · 1,700,215 sh	1,700,215	$1.8B	0.23%	+21.0%
31	Capital International Investors#31 · 1,450,769 sh	1,450,769	$1.5B	0.32%	-58.1%
32	Mitsubishi UFJ Asset Management , Ltd.#32 · 1,377,957 sh	1,377,957	$1.5B	0.81%	+2.0%
33	VOYA INVESTMENT MANAGEMENT#33 · 1,377,043 sh	1,377,043	$1.5B	1.27%	-3.0%
34	DEUTSCHE BANK AG\#34 · 1,364,014 sh	1,364,014	$1.5B	0.42%	+0.2%
35	Swiss National Bank#35 · 1,312,380 sh	1,312,380	$1.4B	0.73%	-4.4%
36	Sumitomo Mitsui#36 · 1,307,930 sh	1,307,930	$1.4B	0.80%	-0.5%
37	CITIGROUP#37 · 1,205,934 sh	1,205,934	$1.3B	0.42%	+1.1%
38	Capital Wealth Planning#38 · 1,197,856 sh	1,197,856	$1.3B	6.37%	+1.0%
39	LPL Financial#39 · 1,182,150 sh	1,182,150	$1.3B	0.28%	+7.5%
40	WELLINGTON MANAGEMENT GROUP LLP#40 · 1,144,800 sh	1,144,800	$1.2B	0.21%	+2.3%
41	RAYMOND JAMES FINANCIAL#41 · 1,055,701 sh	1,055,701	$1.1B	0.30%	+2.9%
42	National Pension Service#42 · 1,010,122 sh	1,010,122	$1.1B	0.69%	+2.2%
43	Vanguard Global Advisers#43 · 993,341 sh	993,341	$1.1B	0.49%	-2.3%
44	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM#44 · 965,570 sh	965,570	$1.0B	0.58%	+9.7%
45	HSBC PLC#45 · 940,436 sh	940,436	$1.0B	0.42%	+3.5%
46	AMERIPRISE FINANCIAL#46 · 934,284 sh	934,284	$995.0M	0.20%	-4.2%
47	BARCLAYS PLC#47 · 917,019 sh	917,019	$976.5M	0.19%	-47.5%
48	CANADA PENSION PLAN INVESTMENT BOARD#48 · 907,030 sh	907,030	$965.9M	0.53%	+82.3%
49	PRIMECAP MANAGEMENT#49 · 871,700 sh	871,700	$928.3M	0.55%	-0.1%
50	FRANKLIN RESOURCES#50 · 843,713 sh	843,713	$898.5M	0.19%	-13.3%
51	VANGUARD ASSET MANAGEMENT, Ltd#51 · 834,999 sh	834,999	$889.2M	0.60%	+12.0%
52	RHUMBLINE ADVISERS#52 · 814,357 sh	814,357	$867.2M	0.65%	+2.1%
53	Neuberger Berman Group#53 · 810,361 sh	810,361	$862.3M	0.57%	-6.4%
54	BANK OF MONTREAL#54 · 714,120 sh	714,120	$760.5M	0.25%	-0.5%
55	BNP PARIBAS FINANCIAL MARKETS#55 · 685,740 sh	685,740	$730.2M	0.25%	+0.7%
56	PRINCIPAL FINANCIAL GROUP#56 · 662,735 sh	662,735	$705.7M	0.35%	-0.5%
57	Bank Julius Baer & Ltd, Zurich#57 · 610,219 sh	610,219	$646.5M	1.68%	-7.6%
58	FIFTH THIRD BANCORP#58 · 595,946 sh	595,946	$634.6M	1.03%	+0.8%
59	STIFEL FINANCIAL#59 · 591,099 sh	591,099	$629.5M	0.52%	+2.4%
60	ALLIANCEBERNSTEIN L.P.#60 · 876,982 sh	876,982	$621.3M	0.21%	+5.1%
61	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt#61 · 577,808 sh	577,808	$615.3M	0.47%	-37.1%
62	HighTower Advisors#62 · 564,930 sh	564,930	$601.6M	0.58%	-4.6%
63	abrdn plc#63 · 546,048 sh	546,048	$581.5M	0.82%	+5.6%
64	BESSEMER GROUP#64 · 538,696 sh	538,696	$573.7M	0.79%	-0.4%
65	NEW YORK STATE COMMON RETIREMENT FUND#65 · 527,804 sh	527,804	$562.1M	0.71%	+0.4%
66	PRUDENTIAL FINANCIAL#66 · 526,085 sh	526,085	$560.2M	0.61%	+1.6%
67	AMERICAN CENTURY COMPANIES#67 · 512,935 sh	512,935	$546.2M	0.24%	-21.7%
68	CIBC Bancorp USA#68 · 511,515 sh	511,515	$544.9M	0.66%	+5.9%
69	Corient Private Wealth#69 · 505,859 sh	505,859	$538.7M	0.75%	-6.8%
70	TD ASSET MANAGEMENT#70 · 501,053 sh	501,053	$533.6M	0.46%	-14.4%
71	AQR CAPITAL MANAGEMENT#71 · 505,020 sh	505,020	$533.2M	0.19%	+89.2%
72	VICTORY CAPITAL MANAGEMENT#72 · 481,112 sh	481,112	$512.3M	0.29%	-5.8%
73	US BANCORP \DE\#73 · 473,894 sh	473,894	$504.7M	0.55%	-1.2%
74	SCHRODER INVESTMENT MANAGEMENT GROUP#74 · 454,925 sh	454,925	$484.4M	0.34%	-8.1%
75	AVIVA PLC#75 · 425,977 sh	425,977	$453.6M	0.67%	+2.1%
76	NATIXIS ADVISORS#76 · 415,152 sh	415,152	$442.1M	0.50%	+21.7%
77	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM#77 · 390,457 sh	390,457	$415.8M	0.69%	-4.3%
78	Creative Planning#78 · 379,703 sh	379,703	$404.3M	0.24%	+3.8%
79	Eurizon Capital SGR S.p.A.#79 · 382,287 sh	382,287	$404.2M	1.08%	+10.2%
80	ENVESTNET ASSET MANAGEMENT#80 · 370,141 sh	370,141	$394.2M	0.09%	-12.6%
81	ProShare Advisors#81 · 369,208 sh	369,208	$393.2M	0.57%	-16.0%
82	ADAGE CAPITAL PARTNERS GP, L.L.C.#82 · 367,704 sh	367,704	$391.6M	0.55%	-4.9%
83	MACKENZIE FINANCIAL#83 · 363,903 sh	363,903	$387.5M	0.38%	-14.8%
84	NOMURA ASSET MANAGEMENT LTD#84 · 361,458 sh	361,458	$384.9M	0.82%	-0.4%
85	Quantinno Capital Management#85 · 358,789 sh	358,789	$382.1M	0.46%	+16.3%
86	CITADEL ADVISORS#86 · 355,861 sh	355,861	$379.0M	0.04%	+15.0%
87	NEW YORK STATE TEACHERS RETIREMENT SYSTEM#87 · 355,409 sh	355,409	$378.5M	—	-4.1%
88	Winslow Capital Management#88 · 350,774 sh	350,774	$373.5M	1.29%	New
89	Pictet Asset Management Holding SA#89 · 344,659 sh	344,659	$367.0M	0.35%	-8.0%
90	Korea Investment#90 · 337,463 sh	337,463	$359.4M	0.68%	-9.9%
91	PNC FINANCIAL SERVICES GROUP#91 · 336,898 sh	336,898	$358.8M	0.18%	-1.9%
92	MARKEL GROUP#92 · 328,650 sh	328,650	$350.0M	2.67%	0.0%
93	GREAT WEST LIFE ASSURANCE#93 · 324,751 sh	324,751	$345.3M	0.55%	+2.5%
94	Asset Management One , Ltd.#94 · 320,025 sh	320,025	$340.8M	—	+0.2%
95	Sumitomo Mitsui DS Asset Management Company, Ltd#95 · 313,099 sh	313,099	$333.4M	—	-1.0%
96	OSAIC#96 · 310,135 sh	310,135	$330.6M	0.39%	+5.1%
97	COMMONWEALTH EQUITY SERVICES#97 · 309,841 sh	309,841	$330.0M	0.41%	-6.1%
98	Mariner#98 · 308,771 sh	308,771	$328.8M	0.35%	-3.7%
99	THRIVENT FINANCIAL FOR LUTHERANS#99 · 308,430 sh	308,430	$328.4M	0.55%	-39.8%
100	MANUFACTURERS LIFE INSURANCE COMPANY, THE#100 · 306,110 sh	306,110	$326.0M	0.25%	-2.9%

Funds that sold out of CAT in Q2 2026 (101)

Held CAT at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.

Institutions that held CAT in Q1 2026 and reported no position in Q2 2026.
Institution	Shares sold	Value in Q1 2026
Holocene Advisors292,937 sh	292,937	$207.5M
Nearwater Capital Markets, Ltd152,000 sh	152,000	$107.7M
Qube Research & Technologies Ltd87,621 sh	87,621	$62.1M
Oribel Capital Management30,000 sh	30,000	$21.3M
FORA Capital27,673 sh	27,673	$19.6M
RENAISSANCE TECHNOLOGIES21,507 sh	21,507	$15.2M
Y-Intercept (Hong Kong) Ltd19,363 sh	19,363	$13.7M
Zimmer Partners16,750 sh	16,750	$11.9M
ExodusPoint Capital Management16,154 sh	16,154	$11.4M
Albar Capital Partners LLP15,054 sh	15,054	$10.7M
SMA Capital13,375 sh	13,375	$9.5M
Quantitative Investment Management12,072 sh	12,072	$8.6M
Tribune Investment Group11,530 sh	11,530	$8.2M
DUPONT CAPITAL MANAGEMENT9,052 sh	9,052	$6.4M
LGT Group Foundation8,455 sh	8,455	$6.0M
Westerkirk Capital7,877 sh	7,877	$5.6M
Tenere Capital7,429 sh	7,429	$5.3M
LGT Fund Management Ltd.6,720 sh	6,720	$4.8M
Quadrature Capital Ltd6,616 sh	6,616	$4.7M
TUDOR INVESTMENT ET AL5,794 sh	5,794	$4.1M
PINKERTON WEALTH6,635 sh	6,635	$3.8M
Caption Management4,400 sh	4,400	$3.1M
MIRABELLA FINANCIAL SERVICES LLP4,353 sh	4,353	$3.1M
EVOKE WEALTH4,100 sh	4,100	$2.9M
SIR Capital Management, L.P.4,100 sh	4,100	$2.9M
Martel Wealth Advisors4,000 sh	4,000	$2.8M
Flaharty Asset Management3,867 sh	3,867	$2.7M
Timothy G. Youngquist 2020 Irrevocable3,843 sh	3,843	$2.7M
MARINER INVESTMENT GROUP3,800 sh	3,800	$2.7M
INCEPTIONR2,672 sh	2,672	$1.9M
SummitTX Capital, L.P.2,664 sh	2,664	$1.9M
Quadrant Private Wealth Management2,649 sh	2,649	$1.9M
Gladius Capital Management2,538 sh	2,538	$1.8M
Qsemble Capital Management2,397 sh	2,397	$1.7M
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.2,080 sh	2,080	$1.5M
Baer Investment Advisory2,043 sh	2,043	$1.4M
Limestone Investment Advisors2,040 sh	2,040	$1.4M
Waratah Capital Advisors Ltd.1,928 sh	1,928	$1.4M
AFT, FORSYTH & COMPANY1,815 sh	1,815	$1.3M
Aster Capital Management (DIFC) Ltd3,849 sh	3,849	$1.3M
Larry Mathis Financial Planning1,762 sh	1,762	$1.2M
Gerber Kawasaki Wealth & Investment Management1,733 sh	1,733	$1.2M
Hartford Funds Management1,569 sh	1,569	$1.1M
CenterStar Asset Management1,572 sh	1,572	$1.1M
Strategic Equity Management1,542 sh	1,542	$1.1M
Jump Financial1,470 sh	1,470	$1.0M
Momentum Wealth Planning1,429 sh	1,429	$1.0M
Polymer Capital Management (HK) LTD1,368 sh	1,368	$969.2K
AXQ CAPITAL1,302 sh	1,302	$922.4K
New England Research & Management1,250 sh	1,250	$885.6K
Oasis Advisors1,157 sh	1,157	$822.8K
Alvarez & Marsal Private Wealth Partners1,025 sh	1,025	$726.2K
INFRASTRUCTURE CAPITAL ADVISORS1,013 sh	1,013	$717.7K
MOZAYYX MANAGEMENT982 sh	982	$695.7K
SANDLER CAPITAL MANAGEMENT965 sh	965	$683.7K
Skandinaviska Enskilda Banken AB (publ)924 sh	924	$654.6K
WEDGE CAPITAL MANAGEMENT L L P905 sh	905	$641.2K
a16z Perennial Management, L.P.858 sh	858	$607.9K
GSA CAPITAL PARTNERS LLP820 sh	820	$581.0K
Alpha Wealth Funds800 sh	800	$566.8K
CHIRON CAPITAL MANAGEMENT769 sh	769	$544.8K
Cinctive Capital Management764 sh	764	$541.3K
Northwest Financial Advisors660 sh	660	$467.6K
MOODY ALDRICH PARTNERS607 sh	607	$430.0K
Newport Capital Group590 sh	590	$418.1K
Board of the Pension Protection Fund560 sh	560	$396.7K
Axis Wealth Partners554 sh	554	$392.6K
GARDNER LEWIS ASSET MANAGEMENT L P530 sh	530	$375.5K
Abundance Wealth Counselors499 sh	499	$353.5K
BREAKTHRU ADVISORY SERVICES497 sh	497	$352.1K
Financial Concepts Unlimited456 sh	456	$323.1K
Castleview Partners454 sh	454	$321.6K
Engineers Gate Manager435 sh	435	$308.2K
HAMILTON CAPITAL PARTNERS432 sh	432	$306.1K
111 Capital429 sh	429	$303.9K
Barnes Wealth Management Group398 sh	398	$282.0K
TERRIL BROTHERS398 sh	398	$282.0K
Tandem Investment Advisors375 sh	375	$265.7K
OXFORD ASSET MANAGEMENT LLP373 sh	373	$264.3K
Suncoast Equity Management339 sh	339	$240.5K
Evolution Wealth Advisors337 sh	337	$238.8K
KNIGHTSBRIDGE ASSET MANAGEMENT308 sh	308	$218.2K
Quantum Financial Planning Services308 sh	308	$218.2K
NIA IMPACT ADVISORS296 sh	296	$209.7K
Flavin Financial Services294 sh	294	$208.6K
DLK Investment Management291 sh	291	$206.2K
True Link Financial Advisors174 sh	174	$123.3K
Lloyd Advisory Services137 sh	137	$96.7K
PROTECTIVE LIFE125 sh	125	$88.6K
SUMITOMO MITSUI FINANCIAL GROUP100 sh	100	$70.8K
Intentional Wealth Strategies87 sh	87	$61.6K
Merkkuri Wealth Advisors79 sh	79	$55.9K
SIMPLEX TRADING75 sh	75	$53.1K
CREDIT INDUSTRIEL ET COMMERCIAL67 sh	67	$47.5K
TopTier Wealth Management60 sh	60	$42.2K
NCP28 sh	28	$19.8K
Wealth Preservation Advisors13 sh	13	$9.2K
Investors Research10 sh	10	$7.1K
Berbice Capital Management10 sh	10	$7.1K
DAGCO8 sh	8	$5.7K

And 1 smaller position.

Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.