VAUGHAN & Co SECURITIES, INC.
Sector Allocation
- Other87.7%$186.4M
- Financials3.0%$6.4M
- Technology1.9%$4.0M
- Energy1.7%$3.5M
- Healthcare1.6%$3.3M
- Communication Services1.1%$2.4M
- Utilities1.1%$2.3M
- Consumer Staples0.8%$1.8M
- Industrials0.4%$942,929
- Materials0.4%$782,814
AUM History
13fpro.ai/research/fund/vaughan-and-co-securities-inc-805870
Conviction and streaks
Stable · top 10 = 82.9%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- GOLDMAN$27.3M
- ISHARES$27.2M
- ISHARES$25.7M
- ISHARES$24.9M
- ISHARES$21.9M
- ISHARES$16.8M
- ISHARES$15.0M
- ISHARES$11.7M
WT
$2.9M- ISHARES$2.8M
AAPL
$2.8M- VANGUARD$2.2M
SPY
$1.6M- ISHARES$1.6M
- ISHARES$1.4M
- ISHARES$1.3M
- ISHARES$1.1M
VLO
$1.1M- ISHARES$1.0M
VZ
$896K
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/vaughan-and-co-securities-inc-805870
VAUGHAN & Co SECURITIES, INC. 13F holdings — Q3 2026
$212.5M portfolio (-0.9% QoQ) · 61 holdings · Q3 2026 13F · top 10 are 83% of the stock portfolio
- 1
GOLDMAN SACHS ETF TR - ACTIVEBETA US LG
$27.3M
12.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
ISHARES TR - RUS 1000 GRW ETF
$27.2M
12.8% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - CORE HIGH DV ETF
$25.7M
12.1% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
ISHARES TR - RUS 2000 GRW ETF
$24.9M
11.7% of stocks
-0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
ISHARES TR - MRNING SM CP ETF
$21.9M
10.3% of stocks
+0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES INC - CORE MSCI EMKT
$16.8M
7.9% of stocks
+0.3%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
ISHARES TR - CORE MSCI EAFE
$15.0M
7.0% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
ISHARES TR - GLOBAL TECH ETF
$11.7M
5.5% of stocks
-4%This quarter—Since filed—HeldAIQuality—Est. buy— $2.9M
1.4% of stocks
-1%This quarter-1.0%Since filed8+ qtrsHeld- 10
ISHARES TR - MSCI EAFE MIN VL
$2.8M
1.3% of stocks
-0.2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS ETF TR - ACTIVEBETA US LG | $27.3M | 12.8% | +1% | — | — | — | — | |
| 2 | ISHARES TR - RUS 1000 GRW ETF | $27.2M | 12.8% | +2% | — | — | — | — | |
| 3 | ISHARES TR - CORE HIGH DV ETF | $25.7M | 12.1% | +1% | — | — | — | — | |
| 4 | ISHARES TR - RUS 2000 GRW ETF | $24.9M | 11.7% | -0.1% | — | — | — | — | |
| 5 | ISHARES TR - MRNING SM CP ETF | $21.9M | 10.3% | +0.5% | — | — | — | — | |
| 6 | ISHARES INC - CORE MSCI EMKT | $16.8M | 7.9% | +0.3% | — | — | — | — | |
| 7 | ISHARES TR - CORE MSCI EAFE | $15.0M | 7.0% | +2% | — | — | — | — | |
| 8 | ISHARES TR - GLOBAL TECH ETF | $11.7M | 5.5% | -4% | — | — | — | — | |
| 9 | $2.9M | 1.4% | -1% | -1.0% | 8+ qtrs | 61.4#787 | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | ISHARES TR - MSCI EAFE MIN VL | $2.8M | 1.3% | -0.2% | — | — | — | — |
All holdings — VAUGHAN & Co SECURITIES, INC. (Q3 2026)
61 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Apple Inc. | Technology | $2.8M | 1.3% | 8,423 | -0.5% | 8+ qtrs | 75.7 | 13F | |
| 12 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund | — | $2.2M | 1.0% | 36K | -5% | — | — | 13F |
| 13 | SPDR S&P 500 ETF TRUSTetf/fund | — | $1.6M | 0.7% | 2,074 | -3% | 8+ qtrs | — | 13F | |
| 14 | — | ISHARES TR - CORE S&P US GWTetf/fund | — | $1.6M | 0.7% | 8,140 | -0.2% | — | — | 13F |
| 15 | — | ISHARES TR - MRGSTR SM CP GRetf/fund | — | $1.4M | 0.7% | 23K | -1% | — | — | 13F |
| 16 | — | ISHARES TR - SELECT DIVID ETFetf/fund | — | $1.3M | 0.6% | 8,631 | -0.7% | — | — | 13F |
| 17 | — | ISHARES TR - SP SMCP600VL ETFetf/fund | — | $1.1M | 0.5% | 8,581 | — | — | — | 13F |
| 18 | VALERO ENERGY CORP/TX | Energy | $1.1M | 0.5% | 2,718 | -38% | 8+ qtrsTrimmed 4 qtrs in a row | 58.0 | 13F | |
| 19 | — | ISHARES TR - RUS 2000 VAL ETFetf/fund | — | $1.0M | 0.5% | 4,822 | -1.0% | — | — | 13F |
| 20 | VERIZON COMMUNICATIONS INC | Communication Services | $896K | 0.4% | 20K | +28% | 8+ qtrs | 64.8 | 13F | |
| 21 | BRISTOL MYERS SQUIBB CO | Healthcare | $867K | 0.4% | 14K | -6% | 8+ qtrsTrimmed 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | CHEVRON CORP | Energy | $851K | 0.4% | 4,165 | -0.5% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | ISHARES TR - S&P SML 600 GWTetf/fund | — | $792K | 0.4% | 4,940 | — | — | — | 13F |
| 24 | EASTMAN CHEMICAL CO | Materials | $783K | 0.4% | 12K | +20% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | — | ISHARES TR - CORE US AGGBD ETetf/fund | — | $781K | 0.4% | 8,264 | +0.3% | — | — | 13F |
| 26 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $739K | 0.3% | 7,907 | -0.6% | |||
| 27 | $OKE | ONEOK INC /NEW/ | Energy | $712K | 0.3% | 8,345 | — | |||
| 28 | $PM | Philip Morris International Inc. | Consumer Staples | $702K | 0.3% | 3,677 | -17% | |||
| 29 | $ABBV | AbbVie Inc. | Healthcare | $687K | 0.3% | 2,625 | +0.1% | |||
| 30 | $OGE | OGE ENERGY CORP. | Utilities | $666K | 0.3% | 15K | -4% | |||
| 31 | $BMO | BANK OF MONTREAL /CAN/ | Financials | $664K | 0.3% | 3,968 | -20% | |||
| 32 | $GSK | GSK plc | Healthcare | $656K | 0.3% | 14K | -16% | |||
| 33 | $NWE | NorthWestern Energy Group, Inc. | Utilities | $615K | 0.3% | 8,989 | +0.5% | |||
| 34 | $VLY | VALLEY NATIONAL BANCORP | Financials | $614K | 0.3% | 49K | -7% | |||
| 35 | $RCI | ROGERS COMMUNICATIONS INC | Communication Services | $609K | 0.3% | 20K | +36% | |||
| 36 | $BX | Blackstone Inc. | Financials | $609K | 0.3% | 5,429 | +88% | |||
| 37 | $MU | MICRON TECHNOLOGY INC | Technology | $606K | 0.3% | 569 | — | |||
| 38 | $CCZ | COMCAST CORP | Communication Services | $604K | 0.3% | 28K | New | |||
| 39 | $MMM | 3M CO | Healthcare | $587K | 0.3% | 3,577 | -25% | |||
| 40 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $585K | 0.3% | 2,658 | -7% | |||
| 41 | $HRL | HORMEL FOODS CORP /DE/ | Consumer Staples | $541K | 0.3% | 27K | New | |||
| 42 | $CVS | CVS HEALTH Corp | Healthcare | $541K | 0.3% | 6,314 | -21% | |||
| 43 | $CLX | CLOROX CO /DE/ | Consumer Staples | $538K | 0.3% | 6,639 | New | |||
| 44 | $MTB | M&T BANK CORP | Financials | $524K | 0.3% | 2,410 | — | |||
| 45 | $PPL | PPL Corp | Utilities | $522K | 0.3% | 16K | -1% | |||
| 46 | $CNP | CENTERPOINT ENERGY INC | Utilities | $475K | 0.2% | 13K | -2% | |||
| 47 | $CHRD | Chord Energy Corp | Energy | $445K | 0.2% | 3,320 | — | |||
| 48 | $VICI | VICI PROPERTIES INC. | Real Estate | $400K | 0.2% | 17K | -22% | |||
| 49 | $APO | Apollo Global Management, Inc. | Financials | $395K | 0.2% | 3,400 | +10% | |||
| 50 | — | SPDR SERIES TRUST - ST STR NYSE TECH | — | $382K | 0.2% | 1,000 | — | |||
| 51 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $382K | 0.2% | 516 | — | |||
| 52 | $CM | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | Financials | $324K | 0.1% | 2,943 | -26% | |||
| 53 | $TU | TELUS CORP | Communication Services | $317K | 0.1% | 38K | +84% | |||
| 54 | $WT | WisdomTree, Inc. | Financials | $309K | 0.1% | 2,763 | — | |||
| 55 | $AMZN | AMAZON COM INC | Consumer Discretionary | $280K | 0.1% | 1,123 | +0.7% | |||
| 56 | $BIPC | Brookfield Infrastructure Corp | Energy | $276K | 0.1% | 7,763 | -1% | |||
| 57 | — | ISHARES TR - ESG AWARE MSCI | — | $274K | 0.1% | 5,262 | -2% | |||
| 58 | — | ISHARES TR - FUTU EXPO TE ETF | — | $243K | 0.1% | 2,918 | — | |||
| 59 | — | ISHARES TR - RUS 1000 VAL ETF | — | $222K | 0.1% | 895 | -0.2% | |||
| 60 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $209K | 0.1% | 1,285 | New | |||
| 61 | $UNP | UNION PACIFIC CORP | Industrials | $204K | 0.1% | 750 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 16 added to, 30 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
$CCZCOMCAST CORP$604K
first bought this quarter
$HRLHORMEL FOODS CORP /DE/$541K
first bought this quarter
$CLXCLOROX CO /DE/$538K
first bought this quarter
$XOM.R34088EXXON MOBIL CORP$209K
first bought this quarter
Added to (16)
- ISHARES TR - RUS 1000 GRW ETF+2%
now $27.2M
- GOLDMAN SACHS ETF TR - ACTIVEBETA US LG+1%
now $27.3M
- ISHARES TR - CORE MSCI EAFE+2%
now $15.0M
$BXBlackstone Inc.+88%
now $609K · held 8+ qtrs
- ISHARES TR - CORE HIGH DV ETF+1%
now $25.7M
now $896K · held 8+ qtrs
+10 more in the Excel export
Trimmed (30)
now $1.1M · held 8+ qtrs, 4 trims in a row
- ISHARES TR - GLOBAL TECH ETF-4%
now $11.7M
$MMM3M CO-25%
now $587K · held 8+ qtrs, 4 trims in a row
$BMOBANK OF MONTREAL /CAN/-20%
now $664K · held 8+ qtrs, 5 trims in a row
$PMPhilip Morris International Inc.-17%
now $702K · held 8+ qtrs, 5 trims in a row
$CVSCVS HEALTH Corp-21%
now $541K · held 7 qtrs, 5 trims in a row
+24 more in the Excel export
Holdings by quarter
Every 13F VAUGHAN & Co SECURITIES, INC. has filed, 27 earlier quarters. Pick one to see what it held then.
Is it too late to follow VAUGHAN & SECURITIES?
Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of VAUGHAN & SECURITIES's top 20 holdings: 67/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
-0.4%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 5% over the last 4
Top 10 weight
83%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
90%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
VAUGHAN & Co SECURITIES, INC. disclosed 61 positions worth $212.5M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 4 new positions and exited 4 — including a new stake in $CCZ and a full exit from $PFE. The portfolio is most concentrated in Other (87.7% of disclosed assets). All figures are sourced directly from VAUGHAN & Co SECURITIES, INC.’s Form 13F-HR filing with the SEC under CIK 805870.
Funds like this
managers whose biggest positions overlap VAUGHAN & SECURITIES'sBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
AI-Powered Hedge Fund Analysis: VAUGHAN & Co SECURITIES, INC.
13F Pro is an AI hedge fund tracker and stock research platform. For VAUGHAN & Co SECURITIES, INC. (SEC CIK: 805870), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in VAUGHAN & Co SECURITIES, INC.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.