VAUGHAN & Co SECURITIES, INC.
Sector Allocation
- Other87.7%$186.4M
- Financials3.0%$6.4M
- Technology1.9%$4.0M
- Energy1.7%$3.5M
- Healthcare1.6%$3.3M
- Communication Services1.1%$2.4M
- Utilities1.1%$2.3M
- Consumer Staples0.8%$1.8M
- Industrials0.4%$942,929
- Materials0.4%$782,814
AUM History
13fpro.ai/research/fund/vaughan-and-co-securities-inc-805870
Conviction and streaks
Stable · top 10 = 82.9%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- GOLDMAN$27.3M
- ISHARES$27.2M
- ISHARES$25.7M
- ISHARES$24.9M
- ISHARES$21.9M
- ISHARES$16.8M
- ISHARES$15.0M
- ISHARES$11.7M
WT
$2.9M- ISHARES$2.8M
AAPL
$2.8M- VANGUARD$2.2M
SPY
$1.6M- ISHARES$1.6M
- ISHARES$1.4M
- ISHARES$1.3M
- ISHARES$1.1M
VLO
$1.1M- ISHARES$1.0M
VZ
$896K
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/vaughan-and-co-securities-inc-805870
VAUGHAN & Co SECURITIES, INC. 13F holdings — Q3 2026
$212.5M portfolio (-0.9% QoQ) · 61 holdings · Q3 2026 13F · top 10 are 83% of the stock portfolio
- 1
GOLDMAN SACHS ETF TR - ACTIVEBETA US LG
$27.3M
12.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
ISHARES TR - RUS 1000 GRW ETF
$27.2M
12.8% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - CORE HIGH DV ETF
$25.7M
12.1% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
ISHARES TR - RUS 2000 GRW ETF
$24.9M
11.7% of stocks
-0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
ISHARES TR - MRNING SM CP ETF
$21.9M
10.3% of stocks
+0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES INC - CORE MSCI EMKT
$16.8M
7.9% of stocks
+0.3%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
ISHARES TR - CORE MSCI EAFE
$15.0M
7.0% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
ISHARES TR - GLOBAL TECH ETF
$11.7M
5.5% of stocks
-4%This quarter—Since filed—HeldAIQuality—Est. buy— $2.9M
1.4% of stocks
-1%This quarter-1.0%Since filed8+ qtrsHeld- 10
ISHARES TR - MSCI EAFE MIN VL
$2.8M
1.3% of stocks
-0.2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS ETF TR - ACTIVEBETA US LG | $27.3M | 12.8% | +1% | — | — | — | — | |
| 2 | ISHARES TR - RUS 1000 GRW ETF | $27.2M | 12.8% | +2% | — | — | — | — | |
| 3 | ISHARES TR - CORE HIGH DV ETF | $25.7M | 12.1% | +1% | — | — | — | — | |
| 4 | ISHARES TR - RUS 2000 GRW ETF | $24.9M | 11.7% | -0.1% | — | — | — | — | |
| 5 | ISHARES TR - MRNING SM CP ETF | $21.9M | 10.3% | +0.5% | — | — | — | — | |
| 6 | ISHARES INC - CORE MSCI EMKT | $16.8M | 7.9% | +0.3% | — | — | — | — | |
| 7 | ISHARES TR - CORE MSCI EAFE | $15.0M | 7.0% | +2% | — | — | — | — | |
| 8 | ISHARES TR - GLOBAL TECH ETF | $11.7M | 5.5% | -4% | — | — | — | — | |
| 9 | $2.9M | 1.4% | -1% | -1.0% | 8+ qtrs | 61.3#798 | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | ISHARES TR - MSCI EAFE MIN VL | $2.8M | 1.3% | -0.2% | — | — | — | — |
All holdings — VAUGHAN & Co SECURITIES, INC. (Q3 2026)
61 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Apple Inc. | Technology | $2.8M | 1.3% | 8,423 | -0.5% | 8+ qtrs | 75.7 | 13F | |
| 12 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund | — | $2.2M | 1.0% | 36K | -5% | — | — | 13F |
| 13 | SPDR S&P 500 ETF TRUSTetf/fund | — | $1.6M | 0.7% | 2,074 | -3% | 8+ qtrs | — | 13F | |
| 14 | — | ISHARES TR - CORE S&P US GWTetf/fund | — | $1.6M | 0.7% | 8,140 | -0.2% | — | — | 13F |
| 15 | — | ISHARES TR - MRGSTR SM CP GRetf/fund | — | $1.4M | 0.7% | 23K | -1% | — | — | 13F |
| 16 | — | ISHARES TR - SELECT DIVID ETFetf/fund | — | $1.3M | 0.6% | 8,631 | -0.7% | — | — | 13F |
| 17 | — | ISHARES TR - SP SMCP600VL ETFetf/fund | — | $1.1M | 0.5% | 8,581 | — | — | — | 13F |
| 18 | VALERO ENERGY CORP/TX | Energy | $1.1M | 0.5% | 2,718 | -38% | 8+ qtrsTrimmed 4 qtrs in a row | 58.0 | 13F | |
| 19 | — | ISHARES TR - RUS 2000 VAL ETFetf/fund | — | $1.0M | 0.5% | 4,822 | -1.0% | — | — | 13F |
| 20 | VERIZON COMMUNICATIONS INC | Communication Services | $896K | 0.4% | 20K | +28% | 8+ qtrs | 64.8 | 13F | |
| 21 | BRISTOL MYERS SQUIBB CO | Healthcare | $867K | 0.4% | 14K | -6% | 8+ qtrsTrimmed 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | CHEVRON CORP | Energy | $851K | 0.4% | 4,165 | -0.5% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | ISHARES TR - S&P SML 600 GWTetf/fund | — | $792K | 0.4% | 4,940 | — | — | — | 13F |
| 24 | EASTMAN CHEMICAL CO | Materials | $783K | 0.4% | 12K | +20% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | — | ISHARES TR - CORE US AGGBD ETetf/fund | — | $781K | 0.4% | 8,264 | +0.3% | — | — | 13F |
| 26 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $739K | 0.3% | 7,907 | -0.6% | |||
| 27 | $OKE | ONEOK INC /NEW/ | Energy | $712K | 0.3% | 8,345 | — | |||
| 28 | $PM | Philip Morris International Inc. | Consumer Staples | $702K | 0.3% | 3,677 | -17% | |||
| 29 | $ABBV | AbbVie Inc. | Healthcare | $687K | 0.3% | 2,625 | +0.1% | |||
| 30 | $OGE | OGE ENERGY CORP. | Utilities | $666K | 0.3% | 15K | -4% | |||
| 31 | $BMO | BANK OF MONTREAL /CAN/ | Financials | $664K | 0.3% | 3,968 | -20% | |||
| 32 | $GSK | GSK plc | Healthcare | $656K | 0.3% | 14K | -16% | |||
| 33 | $NWE | NorthWestern Energy Group, Inc. | Utilities | $615K | 0.3% | 8,989 | +0.5% | |||
| 34 | $VLY | VALLEY NATIONAL BANCORP | Financials | $614K | 0.3% | 49K | -7% | |||
| 35 | $RCI | ROGERS COMMUNICATIONS INC | Communication Services | $609K | 0.3% | 20K | +36% | |||
| 36 | $BX | Blackstone Inc. | Financials | $609K | 0.3% | 5,429 | +88% | |||
| 37 | $MU | MICRON TECHNOLOGY INC | Technology | $606K | 0.3% | 569 | — | |||
| 38 | $CCZ | COMCAST CORP | Communication Services | $604K | 0.3% | 28K | New | |||
| 39 | $MMM | 3M CO | Healthcare | $587K | 0.3% | 3,577 | -25% | |||
| 40 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $585K | 0.3% | 2,658 | -7% | |||
| 41 | $HRL | HORMEL FOODS CORP /DE/ | Consumer Staples | $541K | 0.3% | 27K | New | |||
| 42 | $CVS | CVS HEALTH Corp | Healthcare | $541K | 0.3% | 6,314 | -21% | |||
| 43 | $CLX | CLOROX CO /DE/ | Consumer Staples | $538K | 0.3% | 6,639 | New | |||
| 44 | $MTB | M&T BANK CORP | Financials | $524K | 0.3% | 2,410 | — | |||
| 45 | $PPL | PPL Corp | Utilities | $522K | 0.3% | 16K | -1% | |||
| 46 | $CNP | CENTERPOINT ENERGY INC | Utilities | $475K | 0.2% | 13K | -2% | |||
| 47 | $CHRD | Chord Energy Corp | Energy | $445K | 0.2% | 3,320 | — | |||
| 48 | $VICI | VICI PROPERTIES INC. | Real Estate | $400K | 0.2% | 17K | -22% | |||
| 49 | $APO | Apollo Global Management, Inc. | Financials | $395K | 0.2% | 3,400 | +10% | |||
| 50 | — | SPDR SERIES TRUST - ST STR NYSE TECH | — | $382K | 0.2% | 1,000 | — | |||
| 51 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $382K | 0.2% | 516 | — | |||
| 52 | $CM | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | Financials | $324K | 0.1% | 2,943 | -26% | |||
| 53 | $TU | TELUS CORP | Communication Services | $317K | 0.1% | 38K | +84% | |||
| 54 | $WT | WisdomTree, Inc. | Financials | $309K | 0.1% | 2,763 | — | |||
| 55 | $AMZN | AMAZON COM INC | Consumer Discretionary | $280K | 0.1% | 1,123 | +0.7% | |||
| 56 | $BIPC | Brookfield Infrastructure Corp | Energy | $276K | 0.1% | 7,763 | -1% | |||
| 57 | — | ISHARES TR - ESG AWARE MSCI | — | $274K | 0.1% | 5,262 | -2% | |||
| 58 | — | ISHARES TR - FUTU EXPO TE ETF | — | $243K | 0.1% | 2,918 | — | |||
| 59 | — | ISHARES TR - RUS 1000 VAL ETF | — | $222K | 0.1% | 895 | -0.2% | |||
| 60 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $209K | 0.1% | 1,285 | New | |||
| 61 | $UNP | UNION PACIFIC CORP | Industrials | $204K | 0.1% | 750 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 16 added to, 30 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
$CCZCOMCAST CORP$604K
first bought this quarter
$HRLHORMEL FOODS CORP /DE/$541K
first bought this quarter
$CLXCLOROX CO /DE/$538K
first bought this quarter
$XOM.R34088EXXON MOBIL CORP$209K
first bought this quarter
Added to (16)
- ISHARES TR - RUS 1000 GRW ETF+2%
now $27.2M
- GOLDMAN SACHS ETF TR - ACTIVEBETA US LG+1%
now $27.3M
- ISHARES TR - CORE MSCI EAFE+2%
now $15.0M
$BXBlackstone Inc.+88%
now $609K · held 8+ qtrs
- ISHARES TR - CORE HIGH DV ETF+1%
now $25.7M
now $896K · held 8+ qtrs
+10 more in the Excel export
Trimmed (30)
now $1.1M · held 8+ qtrs, 4 trims in a row
- ISHARES TR - GLOBAL TECH ETF-4%
now $11.7M
$MMM3M CO-25%
now $587K · held 8+ qtrs, 4 trims in a row
$BMOBANK OF MONTREAL /CAN/-20%
now $664K · held 8+ qtrs, 5 trims in a row
$PMPhilip Morris International Inc.-17%
now $702K · held 8+ qtrs, 5 trims in a row
$CVSCVS HEALTH Corp-21%
now $541K · held 7 qtrs, 5 trims in a row
+24 more in the Excel export
Holdings by quarter
Every 13F VAUGHAN & Co SECURITIES, INC. has filed, 27 earlier quarters. Pick one to see what it held then.
Is it too late to follow VAUGHAN & SECURITIES?
Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of VAUGHAN & SECURITIES's top 20 holdings: 67/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
-0.4%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 5% over the last 4
Top 10 weight
83%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
90%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
VAUGHAN & Co SECURITIES, INC. disclosed 61 positions worth $212.5M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 4 new positions and exited 4 — including a new stake in $CCZ and a full exit from $PFE. The portfolio is most concentrated in Other (87.7% of disclosed assets). All figures are sourced directly from VAUGHAN & Co SECURITIES, INC.’s Form 13F-HR filing with the SEC under CIK 805870.
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