Uptown Financial Advisors LLC
13F Reported Value
ⓘ$151.9M
incl. option notional
Equity Holdings
ⓘ$136.5M
Option Notional
ⓘ$15.4M
$13.3M puts / $2.1M calls
Holdings
88
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Uptown Financial Advisors LLC disclosed 88 positions worth $151.9M in its Form 13F-HR for Q2 2026 — $136.5M in common stock plus $15.4M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 15 new positions and exited 3 — including a new stake in $QQQ and a full exit from $CRWV. The portfolio is most concentrated in Other (84.0% of disclosed assets). All figures are sourced directly from Uptown Financial Advisors LLC’s Form 13F-HR filing with the SEC under CIK 2066147.
AI Fund Analysis
StableSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
VANGUARD INDEX FDS - GROWTH ETF
—Quality
$16.1M186,647 shISHARES TR - CORE S&P SCP ETF
—Quality
$11.8M79,404 shVANGUARD INDEX FDS - MID CAP ETF
—Quality
$11.3M139,720 sh- $10.3M14,000 sh
SPDR SERIES TRUST - ST STR P500VAL
—Quality
$10.0M164,321 shSPDR INDEX SHS FDS - ST PORT MARK ETF
—Quality
$8.1M155,992 sh- 79.6
Quality
$7.8M100,179 sh SPDR SERIES TRUST - ST STR P500GRW
—Quality
$5.7M47,799 shSCHWAB STRATEGIC TR - INTL EQTY ETF
—Quality
$5.0M181,155 shVANGUARD INDEX FDS - VALUE ETF
—Quality
$4.1M18,712 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| VANGUARD INDEX FDS - GROWTH ETF | — | $16.1M | 186,647 |
| ISHARES TR - CORE S&P SCP ETF | — | $11.8M | 79,404 |
| VANGUARD INDEX FDS - MID CAP ETF | — | $11.3M | 139,720 |
 INVESCO QQQ TRUST, SERIES 1$QQQPUT | — | $10.3M | 14,000 |
| SPDR SERIES TRUST - ST STR P500VAL | — | $10.0M | 164,321 |
| SPDR INDEX SHS FDS - ST PORT MARK ETF | — | $8.1M | 155,992 |
 Meta Platforms, Inc.$META | 79.6 | $7.8M | 100,179 |
| SPDR SERIES TRUST - ST STR P500GRW | — | $5.7M | 47,799 |
| SCHWAB STRATEGIC TR - INTL EQTY ETF | — | $5.0M | 181,155 |
| VANGUARD INDEX FDS - VALUE ETF | — | $4.1M | 18,712 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Uptown Financial Advisors LLC's 88 positions.
Showing top 10 of 88 holdings.
Sector Allocation
Other
$114.6M
Technology
$13.7M
Energy
$4.9M
Healthcare
$947,930
Financials
$937,752
Industrials
$895,661
Communication Services
$257,040
Consumer Discretionary
$240,962
Full Holdings — Uptown Financial Advisors LLC (Q2 2026)
All 88 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | — | VANGUARD INDEX FDS - GROWTH ETF | $16.1M | 11.8% | +495% | — |
| 2 | — | ISHARES TR - CORE S&P SCP ETF | $11.8M | 8.6% | -1% | — |
| 3 | — | VANGUARD INDEX FDS - MID CAP ETF | $11.3M | 8.3% | +294% | — |
| 4 | $QQQPUT | INVESCO QQQ TRUST, SERIES 1 | $10.3M | — | +600% | — |
| 5 | — | SPDR SERIES TRUST - ST STR P500VAL | $10.0M | 7.3% | +2% | — |
| 6 | — | SPDR INDEX SHS FDS - ST PORT MARK ETF | $8.1M | 5.9% | -0% | — |
| 7 | $META | Meta Platforms, Inc. | $7.8M | 5.7% | +0% | 79.6 |
| 8 | — | SPDR SERIES TRUST - ST STR P500GRW | $5.7M | 4.2% | -0% | — |
| 9 | — | SCHWAB STRATEGIC TR - INTL EQTY ETF | $5.0M | 3.7% | -2% | — |
| 10 | — | VANGUARD INDEX FDS - VALUE ETF | $4.1M | 3.0% | -2% | — |
| 11 | — | VANGUARD BD INDEX FDS - INTERMED TERM | $4.0M | 3.0% | -2% | — |
| 12 | — | VANGUARD WORLD FD - ENERGY ETF | $3.8M | 2.8% | -1% | — |
| 13 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $3.8M | 2.8% | -2% | — |
| 14 | — | VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF | $3.2M | 2.4% | +1% | — |
| 15 |  $SPY | SPDR S&P 500 ETF TRUST | $2.7M | 2.0% | -0% | — |
| 16 |  $ET | Energy Transfer LP | $2.5M | 1.8% | +0% | 64.4 |
| 17 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | $2.4M | 1.8% | +19% | — |
| 18 |  $NVDA | NVIDIA CORP | $2.1M | 1.6% | +0% | 85.9 |
| 19 | — | ISHARES TR - CORE S&P500 ETF | $2.0M | 1.4% | -1% | — |
| 20 | — | ISHARES TR - IBOXX INV CP ETF | $1.8M | 1.3% | -1% | — |
| 21 |  $EPD | ENTERPRISE PRODUCTS PARTNERS L.P. | $1.8M | 1.3% | +0% | 61.4 |
| 22 | $QQQCALL | INVESCO QQQ TRUST, SERIES 1 | $1.5M | — | NEW | — |
| 23 | — | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF | $1.4M | 1.1% | -1% | — |
| 24 | — | ISHARES TR - RUSSELL 2000 ETF | $1.1M | 0.8% | -0% | — |
| 25 | — | ISHARES TR - CORE S&P MCP ETF | $1.1M | 0.8% | -0% | — |
| 26 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | $1.0M | 0.8% | +0% | — |
| 27 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | $1.0M | 0.7% | -0% | — |
| 28 | $NVDAPUT | NVIDIA CORP | $1.0M | — | NEW | 85.9 |
| 29 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | $916,072 | 0.7% | +1% | — |
| 30 | — | JANUS DETROIT STR TR - HENDRSON AAA CL | $876,557 | 0.6% | -10% | — |
| 31 | — | ISHARES INC - MSCI EMRG CHN | $860,257 | 0.6% | -12% | — |
| 32 | — | SPDR SERIES TRUST - ST BLOO HIGH ETF | $753,999 | 0.6% | +2% | — |
| 33 |  $AVGO | Broadcom Inc. | $719,614 | 0.5% | +0% | 84.5 |
| 34 | $META | Meta Platforms, Inc. | $717,068 | 0.5% | +1% | 79.6 |
| 35 |  $MSFT | MICROSOFT CORP | $716,944 | 0.5% | +2% | 79.8 |
| 36 | — | SCHWAB STRATEGIC TR - US LCAP VA ETF | $708,453 | 0.5% | +0% | — |
| 37 | $MSFTPUT | MICROSOFT CORP | $634,134 | — | NEW | 79.8 |
| 38 | — | ISHARES TR - SP SMCP600VL ETF | $597,428 | 0.4% | +0% | — |
| 39 | — | ISHARES TR - NATIONAL MUN ETF | $593,847 | 0.4% | +0% | — |
| 40 | — | ISHARES TR - CORE US AGGBD ET | $585,368 | 0.4% | +0% | — |
| 41 |  $CSCO | CISCO SYSTEMS, INC. | $515,297 | 0.4% | +0% | 70.3 |
| 42 |  $SPCXPUT | SPACE EXPLORATION TECHNOLOGIES CORP | $512,580 | — | NEW | — |
| 43 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | $504,119 | 0.4% | +0% | — |
| 44 | — | PIMCO ETF TR - ENHAN SHRT MA AC | $499,664 | 0.4% | NEW | — |
| 45 | — | VANGUARD WORLD FD - INF TECH ETF | $489,673 | 0.4% | +699% | — |
| 46 |  $ABBV | AbbVie Inc. | $481,387 | 0.3% | +0% | 72.6 |
| 47 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $475,371 | 0.3% | -1% | — |
| 48 |  $JNJ | JOHNSON & JOHNSON | $466,543 | 0.3% | +0% | 69 |
| 49 | — | ISHARES TR - CORE MSCI EAFE | $456,146 | 0.3% | +1% | — |
| 50 |  $AAPL | Apple Inc. | $452,269 | 0.3% | +0% | 76.4 |
| 51 | — | VANGUARD INDEX FDS - SM CP VAL ETF | $434,466 | 0.3% | +0% | — |
| 52 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | $404,303 | 0.3% | +0% | — |
| 53 |  $TXN | TEXAS INSTRUMENTS INC | $399,414 | 0.3% | +0% | 73.4 |
| 54 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | $389,924 | — | NEW | — |
| 55 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | $388,348 | 0.3% | +0% | — |
| 56 |  $AXP | AMERICAN EXPRESS CO | $381,208 | 0.3% | +0% | 69.4 |
| 57 | — | ISHARES INC - CORE MSCI EMKT | $380,401 | 0.3% | -1% | — |
| 58 | $CSCOPUT | CISCO SYSTEMS, INC. | $375,872 | — | +0% | 70.3 |
| 59 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | $358,186 | — | NEW | — |
| 60 | — | ISHARES TR - MSCI EAFE ETF | $337,922 | 0.3% | +0% | — |
| 61 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | $327,482 | 0.2% | +0% | — |
| 62 |  $JPM | JPMORGAN CHASE & CO | $313,582 | 0.2% | +0% | 70.7 |
| 63 | — | VANGUARD INTL EQUITY INDEX F - GLB EX US ETF | $309,734 | 0.2% | -15% | — |
| 64 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | $297,607 | 0.2% | +0% | — |
| 65 | — | SCHWAB STRATEGIC TR - INTL SCEQT ETF | $286,843 | 0.2% | -0% | — |
| 66 |  $GOOG | Alphabet Inc. | $278,034 | 0.2% | +0% | 78.2 |
| 67 |  $CAT | CATERPILLAR INC | $266,225 | 0.2% | NEW | 66.5 |
| 68 |  $NAD | Nuveen Quality Municipal Income Fund | $265,792 | 0.2% | -28% | — |
| 69 |  $NFLX | NETFLIX INC | $257,040 | 0.2% | +0% | 78.8 |
| 70 |  $WFC | WELLS FARGO & COMPANY/MN | $242,962 | 0.2% | +0% | 61.8 |
| 71 |  $AMZN | AMAZON COM INC | $240,962 | 0.2% | -5% | 68.7 |
| 72 | — | SPDR SERIES TRUST - ST STR P400MID | $237,338 | 0.2% | +0% | — |
| 73 |  $BSL | Blackstone Senior Floating Rate 2027 Term Fund | $224,294 | 0.2% | +0% | — |
| 74 |  $CVX | CHEVRON CORP | $222,947 | 0.2% | +0% | 62.8 |
| 75 |  $KMI | KINDER MORGAN, INC. | $222,255 | 0.2% | +0% | 71.3 |
| 76 |  $TSLA | Tesla, Inc. | $214,085 | 0.2% | NEW | 53.9 |
| 77 | — | SPDR SERIES TRUST - ST SHOR CORP ETF | $213,521 | 0.2% | +0% | — |
| 78 |  $XOM.R34088 | EXXON MOBIL CORP | $209,455 | 0.1% | +0% | 57.9 |
| 79 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $208,939 | 0.1% | NEW | 70 |
| 80 |  $MIDD | MIDDLEBY Corp | $206,412 | 0.1% | NEW | 40.6 |
| 81 | — | ISHARES TR - SHRT NAT MUN ETF | $206,019 | 0.1% | +0% | — |
| 82 | — | JANUS DETROIT STR TR - B-BBB CLO ETF | $201,948 | 0.1% | NEW | — |
| 83 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | $170,845 | 0.1% | +0% | — |
| 84 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | $159,330 | — | NEW | — |
| 85 | — | NUVEEN AMT FREE QLTY MUN INC - COM | $134,998 | 0.1% | +0% | — |
| 86 | $MSFTCALL | MICROSOFT CORP | $111,906 | — | NEW | 79.8 |
| 87 | $AVGOPUT | Broadcom Inc. | $75,550 | — | +0% | 84.5 |
| 88 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | $5,468 | 0.0% | NEW | — |
New Positions (15)
$QQQCALL INVESCO QQQ TRUST, SERIES 1$1.5M$NVDAPUT NVIDIA CORP$1.0M$MSFTPUT MICROSOFT CORP$634,134$SPCXPUT SPACE EXPLORATION TECHNOLOGIES CORP$512,580$CAT CATERPILLAR INC$266,225$TSLA Tesla, Inc.$214,085$IBM INTERNATIONAL BUSINESS MACHINES CORP$208,939$MIDD MIDDLEBY Corp$206,412$MSFTCALL MICROSOFT CORP$111,906$SPCX SPACE EXPLORATION TECHNOLOGIES CORP$5,468
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