Uptown Financial Advisors LLC
Sector Allocation
- Other83.6%$117.1M
- Technology10.9%$15.2M
- Energy3.6%$5.1M
- Financials0.7%$989,936
- Healthcare0.7%$982,640
- Consumer Discretionary0.2%$251,891
- Communication Services0.2%$250,488
- Industrials0.1%$202,698
AUM History
13fpro.ai/research/fund/uptown-financial-advisors-llc-2066147
Conviction and streaks
Diversifying · top 10 = 60.2%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- VANGUARD$17.1M
- VANGUARD$11.2M
- ISHARES$10.9M
- SPDR$10.1M
- SPDR$8.2M
META
$7.6M- SPDR$5.9M
- SCHWAB$5.1M
- VANGUARD$4.3M
- VANGUARD$4.0M
- VANGUARD$3.9M
- VANGUARD$3.7M
- VANGUARD$3.2M
SPY
$3.0MNVDA
$2.5MET
$2.5M- ISHARES$2.4M
EPD
$1.7M- ISHARES$1.7M
- SELECT$1.7M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/uptown-financial-advisors-llc-2066147
Uptown Financial Advisors LLC 13F holdings — Q3 2026
$140.1M portfolio (-7.8% QoQ) · 77 holdings · Q3 2026 13F · top 10 are 60% of the stock portfolio
- 1
VANGUARD INDEX FDS - MRNGSTR GRWT ETF
$17.1M
12.2% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VANGUARD INDEX FDS - MRNGSTR MID CAP
$11.2M
8.0% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - CORE S&P SCP ETF
$10.9M
7.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
SPDR SERIES TRUST - ST STR P500VAL
$10.1M
7.2% of stocks
+1.0%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
SPDR INDEX SHS FDS - ST PORT MARK ETF
$8.2M
5.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— $7.6M
5.4% of stocks
-0.7%This quarter-14.4%Since filed7+ qtrsHeld- 7
SPDR SERIES TRUST - ST STR P500GRW
$5.9M
4.2% of stocks
-0.3%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
SCHWAB STRATEGIC TR - INTL EQTY ETF
$5.1M
3.6% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
VANGUARD WORLD FD - ENERGY ETF
$4.3M
3.1% of stocks
-0.9%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD INDEX FDS - MRNGSTR VAL ETF
$4.0M
2.9% of stocks
-1%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | $17.1M | 12.2% | +2% | — | — | — | — | |
| 2 | VANGUARD INDEX FDS - MRNGSTR MID CAP | $11.2M | 8.0% | +2% | — | — | — | — | |
| 3 | ISHARES TR - CORE S&P SCP ETF | $10.9M | 7.8% | +1% | — | — | — | — | |
| 4 | SPDR SERIES TRUST - ST STR P500VAL | $10.1M | 7.2% | +1.0% | — | — | — | — | |
| 5 | SPDR INDEX SHS FDS - ST PORT MARK ETF | $8.2M | 5.8% | +1% | — | — | — | — | |
| 6 | $7.6M | 5.4% | -0.7% | -14.4% | 7+ qtrs | 78.0#57 | Estimated buy price is Pro: unlock with a free trial | ||
| 7 | SPDR SERIES TRUST - ST STR P500GRW | $5.9M | 4.2% | -0.3% | — | — | — | — | |
| 8 | SCHWAB STRATEGIC TR - INTL EQTY ETF | $5.1M | 3.6% | +2% | — | — | — | — | |
| 9 | VANGUARD WORLD FD - ENERGY ETF | $4.3M | 3.1% | -0.9% | — | — | — | — | |
| 10 | VANGUARD INDEX FDS - MRNGSTR VAL ETF | $4.0M | 2.9% | -1% | — | — | — | — |
All holdings — Uptown Financial Advisors LLC (Q3 2026)
77 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD BD INDEX FDS - INTERMED TERMetf/fund | — | $3.9M | 2.8% | 54K | +2% | — | — | 13F |
| 12 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKTetf/fund | — | $3.7M | 2.7% | 53K | -0.2% | — | — | 13F |
| 13 | — | VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETFetf/fund | — | $3.2M | 2.3% | 20K | -2% | — | — | 13F |
| 14 | SPDR S&P 500 ETF TRUSTetf/fund | — | $3.0M | 2.2% | 3,999 | +10% | 7+ qtrs | — | 13F | |
| 15 | NVIDIA CORP | Technology | $2.5M | 1.8% | 11K | +2% | 7+ qtrs | 86.0 | 13F | |
| 16 | Energy Transfer LP | Energy | $2.5M | 1.8% | 125K | -3% | 7+ qtrs | 64.1 | 13F | |
| 17 | — | ISHARES TR - CORE S&P500 ETFetf/fund | — | $2.4M | 1.7% | 3,069 | +17% | — | — | 13F |
| 18 | ENTERPRISE PRODUCTS PARTNERS L.P. | Energy | $1.7M | 1.2% | 48K | -0.8% | 7+ qtrs | 57.8 | 13F | |
| 19 | — | ISHARES TR - IBOXX INV CP ETFetf/fund | — | $1.7M | 1.2% | 16K | +1.0% | — | — | 13F |
| 20 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETFetf/fund | — | $1.7M | 1.2% | 42K | -22% | — | — | 13F |
| 21 | MICROSOFT CORP | Technology | $1.6M | 1.2% | 3,191 | +66% | 7+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETFetf/fund | — | $1.4M | 1.0% | 29K | -3% | — | — | 13F |
| 23 | — | VANGUARD INDEX FDS - S&P 500 ETF SHSetf/fund | — | $1.3M | 0.9% | 1,882 | +156% | — | — | 13F |
| 24 | — | ISHARES TR - RUSSELL 2000 ETFetf/fund | — | $1.0M | 0.7% | 3,734 | -0.5% | — | — | 13F |
| 25 | — | ISHARES TR - CORE S&P MCP ETFetf/fund | — | $1.0M | 0.7% | 14K | — | — | — | 13F |
| 26 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $1.0M | 0.7% | 6,538 | +0.7% | |||
| 27 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | — | $995K | 0.7% | 20K | -1% | |||
| 28 | $META | Meta Platforms, Inc. | Technology | $948K | 0.7% | 1,307 | +3% | |||
| 29 | — | JANUS DETROIT STR TR - HENDRSON AAA CL | — | $876K | 0.6% | 17K | — | |||
| 30 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | — | $856K | 0.6% | 9,551 | +0.5% | |||
| 31 | — | ISHARES INC - MSCI EMRG CHN | — | $833K | 0.6% | 8,409 | — | |||
| 32 | — | SPDR SERIES TRUST - ST BLOO HIGH ETF | — | $701K | 0.5% | 7,557 | -3% | |||
| 33 | $AVGO | Broadcom Inc. | Technology | $684K | 0.5% | 1,947 | +2% | |||
| 34 | — | SCHWAB STRATEGIC TR - US LCAP VA ETF | — | $683K | 0.5% | 20K | +0.7% | |||
| 35 | — | PIMCO ETF TR - ENHAN SHRT MA AC | — | $635K | 0.5% | 6,311 | +27% | |||
| 36 | $CSCO | CISCO SYSTEMS, INC. | Technology | $617K | 0.4% | 5,728 | +31% | |||
| 37 | — | ISHARES TR - CORE US AGGBD ET | — | $579K | 0.4% | 6,121 | +4% | |||
| 38 | — | ISHARES TR - SP SMCP600VL ETF | — | $560K | 0.4% | 4,371 | — | |||
| 39 | — | ISHARES TR - NATIONAL MUN ETF | — | $535K | 0.4% | 5,289 | -4% | |||
| 40 | — | ISHARES TR - CORE MSCI EAFE | — | $530K | 0.4% | 5,471 | +16% | |||
| 41 | $AAPL | Apple Inc. | Technology | $521K | 0.4% | 1,562 | — | |||
| 42 | — | VANGUARD WORLD FD - INF TECH ETF | — | $515K | 0.4% | 4,097 | — | |||
| 43 | — | VANGUARD WORLD FD - UTILITIES ETF | — | $513K | 0.4% | 3,000 | New | |||
| 44 | $ABBV | AbbVie Inc. | Healthcare | $512K | 0.4% | 1,957 | +2% | |||
| 45 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $490K | 0.3% | 15K | +18% | |||
| 46 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $478K | 0.3% | 8,054 | +1% | |||
| 47 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $474K | 0.3% | 2,032 | +47% | |||
| 48 | $JNJ | JOHNSON & JOHNSON | Healthcare | $471K | 0.3% | 1,778 | -3% | |||
| 49 | $TXN | TEXAS INSTRUMENTS INC | Technology | $454K | 0.3% | 1,621 | +21% | |||
| 50 | — | VANGUARD INDEX FDS - MRNGSTR SML CP V | — | $434K | 0.3% | 1,878 | +5% | |||
| 51 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | — | $412K | 0.3% | 11K | — | |||
| 52 | $AXP | AMERICAN EXPRESS CO | Financials | $379K | 0.3% | 1,246 | +11% | |||
| 53 | — | ISHARES INC - CORE MSCI EMKT | — | $373K | 0.3% | 4,592 | — | |||
| 54 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | — | $370K | 0.3% | 4,725 | New | |||
| 55 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $343K | 0.2% | 5,575 | -0.5% | |||
| 56 | — | ISHARES TR - MSCI EAFE ETF | — | $338K | 0.2% | 3,253 | — | |||
| 57 | $JPM | JPMORGAN CHASE & CO | Financials | $327K | 0.2% | 987 | +3% | |||
| 58 | — | VANGUARD INTL EQUITY INDEX F - GLB EX US ETF | — | $310K | 0.2% | 7,287 | +6% | |||
| 59 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $284K | 0.2% | 3,554 | +21% | |||
| 60 | $CVX | CHEVRON CORP | Energy | $283K | 0.2% | 1,386 | +3% | |||
| 61 | — | SCHWAB STRATEGIC TR - INTL SCEQT ETF | — | $283K | 0.2% | 5,690 | -5% | |||
| 62 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $277K | 0.2% | 1,416 | New | |||
| 63 | $GOOGL | Alphabet Inc. | Technology | $268K | 0.2% | 778 | — | |||
| 64 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $253K | 0.2% | 1,557 | +2% | |||
| 65 | $AMZN | AMAZON COM INC | Consumer Discretionary | $252K | 0.2% | 1,011 | — | |||
| 66 | $NFLX | NETFLIX INC | Communication Services | $250K | 0.2% | 3,600 | — | |||
| 67 | $BSL | Blackstone Senior Floating Rate 2027 Term Fund | Other | $224K | 0.2% | 17K | — | |||
| 68 | $NAD | Nuveen Quality Municipal Income Fund | Other | $222K | 0.2% | 22K | — | |||
| 69 | — | SPDR SERIES TRUST - ST STR P400MID | — | $221K | 0.2% | 3,513 | — | |||
| 70 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | — | $218K | 0.2% | 3,788 | New | |||
| 71 | $KMI | KINDER MORGAN, INC. | Energy | $212K | 0.1% | 7,047 | +1% | |||
| 72 | — | SPDR SERIES TRUST - ST SHOR CORP ETF | — | $211K | 0.1% | 7,115 | — | |||
| 73 | $PSX | Phillips 66 | Energy | $204K | 0.1% | 800 | New | |||
| 74 | $CAT | CATERPILLAR INC | Industrials | $203K | 0.1% | 250 | — | |||
| 75 | — | ISHARES TR - SHRT NAT MUN ETF | — | $202K | 0.1% | 1,935 | — | |||
| 76 | — | JANUS DETROIT STR TR - B-BBB CLO ETF | — | $201K | 0.1% | 4,265 | — | |||
| 77 | — | NUVEEN AMT FREE QLTY MUN INC - COM | — | $114K | 0.1% | 11K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 5 new, 35 added to, 17 trimmed, 16 sold out. Share-count changes; largest moves by dollar size first.
New positions (5)
- VANGUARD WORLD FD - UTILITIES ETF$513K
first bought this quarter
- VANGUARD SCOTTSDALE FDS - INT-TERM CORP$370K
first bought this quarter
- SELECT SECTOR SPDR TR - ST STR TECHN ETF$277K
first bought this quarter
- VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS$218K
first bought this quarter
$PSXPhillips 66$204K
first bought this quarter
Added to (35)
- VANGUARD INDEX FDS - S&P 500 ETF SHS+156%
now $1.3M
$MSFTMICROSOFT CORP+66%
now $1.6M · held 7+ qtrs, 2 adds in a row
- ISHARES TR - CORE S&P500 ETF+17%
now $2.4M
- VANGUARD INDEX FDS - MRNGSTR GRWT ETF+2%
now $17.1M
now $3.0M · held 7+ qtrs
- VANGUARD INDEX FDS - MRNGSTR MID CAP+2%
now $11.2M
+29 more in the Excel export
Trimmed (17)
- SELECT SECTOR SPDR TR - ST STR UTIL ETF-22%
now $1.7M
now $2.5M · held 7+ qtrs
- VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF-2%
now $3.2M
now $7.6M · held 7+ qtrs
- VANGUARD INDEX FDS - MRNGSTR VAL ETF-1%
now $4.0M
- VANGUARD WORLD FD - ENERGY ETF-0.9%
now $4.3M
+11 more in the Excel export
Holdings by quarter
Every 13F Uptown Financial Advisors LLC has filed, 7 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 15, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Uptown Financial Advisors's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)
Top 10 since filing
-5.2%
Value-weighted move of the 10 largest stock positions
Turnover
1%
Last quarter; 6% over the last 4
Top 10 weight
60%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
97%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Uptown Financial Advisors LLC disclosed 77 positions worth $140.1M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 5 new positions and exited 16 and a full exit from $QQQ. The portfolio is most concentrated in Other (83.6% of disclosed assets). All figures are sourced directly from Uptown Financial Advisors LLC’s Form 13F-HR filing with the SEC under CIK 2066147.
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Every holding in Uptown Financial Advisors LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.