What does SWP FINANCIAL LLC hold?

SWP FINANCIAL LLC's 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/2014200.

What is SWP FINANCIAL LLC's AUM?

SWP FINANCIAL LLC reported approximately $216.4M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $239.4M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source SWP FINANCIAL LLC's holdings?

All SWP FINANCIAL LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 2014200. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is SWP FINANCIAL LLC's 13F data updated on 13F Pro?

SWP FINANCIAL LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

SWP FINANCIAL LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2014200

Institutional-grade research for retail investors

Sector Allocation

Other88.6%$191.7M
Technology8.2%$17.7M
Financials1.0%$2.2M
Industrials0.6%$1.4M
Utilities0.6%$1.2M
Healthcare0.5%$1.1M
Consumer Discretionary0.2%$339,591
Consumer Staples0.1%$264,761
Communication Services0.1%$253,619
Energy0.1%$217,125

AUM History

13fpro.ai/research/fund/swp-financial-llc-2014200

Conviction and streaks

Concentrating · top 10 = 60.3%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold16.6% weight · held 8 quarters

$Conviction hold7.5% weight · held 8 quarters

$Conviction hold7.3% weight · held 8 quarters

$AAPLConviction hold5.5% weight · held 8 quarters

$Accumulating+382% shares · 7 quarters running

$Accumulating+45% shares · 4 quarters running

$Accumulating+19% shares · 4 quarters running

$Accumulating+13% shares · 3 quarters running

$AMZNAccumulating+36% shares · 3 quarters running

$Trimming-22% shares · 8 quarters running

$Trimming-15% shares · 8 quarters running

$Trimming-14% shares · 7 quarters running

$Trimming-21% shares · 4 quarters running

$Trimming-13% shares · 4 quarters running

Largest positions — Q3 2026

ISHARES
$35.9M
VANGUARD
$16.3M
VANGUARD
$16.3M
ISHARES
$15.9M
AAPL
$12.0M
BLACKROCK
$9.5M
ISHARES
$8.5M
BLACKROCK
$5.9M
BLACKROCK
$5.7M
ISHARES
$4.6M
BLACKROCK
$4.4M
VANGUARD
$4.3M
BLACKROCK
$3.6M
ISHARES
$3.4M
VANGUARD
$3.3M
ISHARES
$3.3M
ISHARES
$3.1M
ISHARES
$3.1M
ISHARES
$3.1M
VANGUARD
$3.1M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/swp-financial-llc-2014200

SWP FINANCIAL LLC 13F holdings — Q3 2026

$216.4M portfolio (+0.1% QoQ) · 77 holdings · Q3 2026 13F · top 10 are 60% of the stock portfolio

1
ISHARES TR - CORE S&P500 ETF
$35.9M
16.6% of stocks
-0.6%This quarter—Since filed—Held
AIQuality—Est. buy—
2
VANGUARD INDEX FDS - MRNGSTR GRWT ETF
$16.3M
7.5% of stocks
-0.6%This quarter—Since filed—Held
AIQuality—Est. buy—
3
VANGUARD INDEX FDS - MRNGSTR VAL ETF
$16.3M
7.5% of stocks
-2%This quarter—Since filed—Held
AIQuality—Est. buy—
4
ISHARES TR - CORE UNIVRSL USD
$15.9M
7.3% of stocks
+20%This quarter—Since filed—Held
AIQuality—Est. buy—
5
Apple Inc.
$AAPL
$12.0M
5.5% of stocks
-0.4%This quarter-1.1%Since filed8+ qtrsHeld
AIQuality75.7#88Est. buyEstimated buy price is Pro: unlock with a free trial
6
BLACKROCK ETF TRUST - ISHARES US EQUIT
$9.5M
4.4% of stocks
-3%This quarter—Since filed—Held
AIQuality—Est. buy—
7
ISHARES TR - US TREAS BD ETF
$8.5M
3.9% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
8
BLACKROCK ETF TRUST - ISHA IN CTRY ETF
$5.9M
2.7% of stocks
-0.3%This quarter—Since filed—Held
AIQuality—Est. buy—
9
BLACKROCK ETF TRUST II - ISHA TOTA RE ETF
$5.7M
2.6% of stocks
+3%This quarter—Since filed—Held
AIQuality—Est. buy—
10
ISHARES TR - S&P 500 GRWT ETF
$4.6M
2.1% of stocks
-0.1%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	ISHARES TR - CORE S&P500 ETF	$35.9M	16.6%	-0.6%	—	—	—	—
2	VANGUARD INDEX FDS - MRNGSTR GRWT ETF	$16.3M	7.5%	-0.6%	—	—	—	—
3	VANGUARD INDEX FDS - MRNGSTR VAL ETF	$16.3M	7.5%	-2%	—	—	—	—
4	ISHARES TR - CORE UNIVRSL USD	$15.9M	7.3%	+20%	—	—	—	—
5	Apple Inc.$AAPL	$12.0M	5.5%	-0.4%	-1.1%	8+ qtrs	75.7#88	Estimated buy price is Pro: unlock with a free trial
6	BLACKROCK ETF TRUST - ISHARES US EQUIT	$9.5M	4.4%	-3%	—	—	—	—
7	ISHARES TR - US TREAS BD ETF	$8.5M	3.9%	+2%	—	—	—	—
8	BLACKROCK ETF TRUST - ISHA IN CTRY ETF	$5.9M	2.7%	-0.3%	—	—	—	—
9	BLACKROCK ETF TRUST II - ISHA TOTA RE ETF	$5.7M	2.6%	+3%	—	—	—	—
10	ISHARES TR - S&P 500 GRWT ETF	$4.6M	2.1%	-0.1%	—	—	—	—

All holdings — SWP FINANCIAL LLC (Q3 2026)

Sort

77 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	BLACKROCK ETF TRUST - ISHA LA CORE ETFetf/fund	—	$4.4M	2.0%	89K	+35%	—	—	13F
12	—	VANGUARD INDEX FDS - MRNGSTR LRG CAPetf/fund	—	$4.3M	2.0%	12K	-0.2%	—	—	13F
13	—	BLACKROCK ETF TRUST - ISHA I IN TE ETFetf/fund	—	$3.6M	1.7%	77K	-13%	—	—	13F
14	—	ISHARES TR - CORE MSCI EAFEetf/fund	—	$3.4M	1.6%	35K	-2%	—	—	13F
15	—	VANGUARD CHARLOTTE FDS - TOTAL INT BD ETFetf/fund	—	$3.3M	1.5%	70K	+22%	—	—	13F
16	—	ISHARES TR - EAFE GRWTH ETFetf/fund	—	$3.3M	1.5%	27K	+280%	—	—	13F
17	—	ISHARES TR - 10-20 YR TRS ETFetf/fund	—	$3.1M	1.4%	34K	+5%	—	—	13F
18	—	ISHARES TR - CORE S&P MCP ETFetf/fund	—	$3.1M	1.4%	43K	-0.2%	—	—	13F
19	—	ISHARES TR - S&P 500 VAL ETFetf/fund	—	$3.1M	1.4%	14K	—	—	—	13F
20	—	VANGUARD INDEX FDS - MRNGSTR MID CAPetf/fund	—	$3.1M	1.4%	39K	-0.8%	—	—	13F
21	—	VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund	—	$3.0M	1.4%	50K	+8%	—	—	13F
22	—	VANGUARD INTL EQUITY INDEX F - ALLWRLD EX USetf/fund	—	$2.9M	1.3%	34K	-0.5%	—	—	13F
23	—	VANGUARD SCOTTSDALE FDS - MTG-BKD SECS ETFetf/fund	—	$2.8M	1.3%	63K	-50%	—	—	13F
24	—	BLACKROCK ETF TRUST - ISHA SYST AL ETFetf/fund	—	$2.8M	1.3%	94K	-7%	—	—	13F
25	—	VANGUARD INDEX FDS - MRNGSTR SML CAPetf/fund	—	$2.6M	1.2%	9,174	-1%	—	—	13F
26	—	BLACKROCK ETF TRUST - ISHA US THEM ETF	—	$2.6M	1.2%	59K	-2%
27	—	BLACKROCK ETF TRUST II - ISHA FLEX IN ETF	—	$2.5M	1.2%	50K	+1%
28	—	GLOBAL X FDS - DEFENSE TECH ETF	—	$2.4M	1.1%	41K	-26%
29	—	ISHARES TR - EAFE VALUE ETF	—	$2.3M	1.1%	30K	+201%
30	—	ISHARES TR - SYSTEMATIC BD ET	—	$2.3M	1.1%	28K	+2%
31	—	ISHARES TR - CORE S&P SCP ETF	—	$2.3M	1.1%	17K	-1%
32	—	ISHARES TR - 0-5 YR TIPS ETF	—	$1.3M	0.6%	13K	+1%
33	$SRE	SEMPRA	Utilities	$1.2M	0.6%	15K	+0.2%
34	$META	Meta Platforms, Inc.	Technology	$1.1M	0.5%	1,561	+2%
35	$DOV	DOVER Corp	Industrials	$1.1M	0.5%	6,971	-0.3%
36	—	ISHARES TR - MSCI USA QLT FCT	—	$1.1M	0.5%	4,891	-4%
37	—	ISHARES TR - ISHS 1-5YR INVS	—	$1.0M	0.5%	20K	+2%
38	—	ISHARES TR - CONV BD ETF	—	$878K	0.4%	7,773	+3%
39	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$877K	0.4%	1,762	-0.1%
40	$QCOM	QUALCOMM INC/DE	Technology	$813K	0.4%	4,419	-0.9%
41	$IAU	ISHARES GOLD TRUST	Financials	$782K	0.4%	10K	+5%
42	—	ISHARES TR - ISHS 5-10YR INVT	—	$760K	0.3%	15K	-3%
43	—	ISHARES TR - CORE US AGGBD ET	—	$593K	0.3%	6,276	+7%
44	$NVDA	NVIDIA CORP	Technology	$586K	0.3%	2,567	+6%
45	$MSFT	MICROSOFT CORP	Technology	$576K	0.3%	1,123	+9%
46	$GOOGL	Alphabet Inc.	Technology	$512K	0.2%	1,487	+9%
47	$TRMB	TRIMBLE INC.	Technology	$510K	0.2%	8,931	+0.2%
48	$HPE	Hewlett Packard Enterprise Co	Technology	$457K	0.2%	7,155	+0.4%
49	$TTEK	TETRA TECH INC	Technology	$456K	0.2%	14K	—
50	—	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	—	$456K	0.2%	6,458	—
51	$HALO	HALOZYME THERAPEUTICS, INC.	Healthcare	$423K	0.2%	3,831	-50%
52	—	ISHARES TR - ESG OPTIMIZED	—	$404K	0.2%	2,592	-3%
53	$UNH	UNITEDHEALTH GROUP INC	Healthcare	$395K	0.2%	1,077	+0.8%
54	—	ISHARES TR - CORE 80 20 ETF	—	$394K	0.2%	4,051	—
55	$GOOG	Alphabet Inc.	Technology	$361K	0.2%	1,058	+6%
56	$JPM	JPMORGAN CHASE & CO	Financials	$355K	0.2%	1,074	-2%
57	$AMZN	AMAZON COM INC	Consumer Discretionary	$340K	0.2%	1,363	+20%
58	—	ISHARES TR - IBOXX HI YD ETF	—	$336K	0.2%	4,353	+7%
59	—	VANGUARD WORLD FD - INF TECH ETF	—	$329K	0.1%	2,616	-7%
60	$ISRG	INTUITIVE SURGICAL INC	Healthcare	$315K	0.1%	774	+1%
61	—	VANGUARD INDEX FDS - MRNGSTR TTL STK	—	$281K	0.1%	750	-3%
62	—	VANGUARD BD INDEX FDS - TOTAL BND MRKT	—	$274K	0.1%	3,912	—
63	—	VANGUARD BD INDEX FDS - INTERMED TERM	—	$269K	0.1%	3,687	-2%
64	$GD	GENERAL DYNAMICS CORP	Industrials	$266K	0.1%	801	—
65	$COST	COSTCO WHOLESALE CORP /NEW	Consumer Staples	$265K	0.1%	291	-4%
66	$NFLX	NETFLIX INC	Communication Services	$254K	0.1%	3,645	-5%
67	—	ISHARES TR - 1 3 YR TREAS BD	—	$238K	0.1%	2,936	-0.9%
68	—	ISHARES TR - S&P MC 400VL ETF	—	$238K	0.1%	1,728	—
69	$ORCL	ORACLE CORP	Technology	$236K	0.1%	1,720	+2%
70	—	ISHARES TR - MSCI ACWI EX US	—	$234K	0.1%	3,096	-0.0%
71	$WFC	WELLS FARGO & COMPANY/MN	Financials	$227K	0.1%	2,833	+1%
72	$VLO	VALERO ENERGY CORP/TX	Energy	$217K	0.1%	560	New
73	—	VANGUARD INDEX FDS - MRNGSTR MD CP GR	—	$214K	0.1%	734	—
74	—	ISHARES TR - ESG AWR US AGRGT	—	$214K	0.1%	4,737	-2%
75	—	VANGUARD INDEX FDS - S&P 500 ETF SHS	—	$214K	0.1%	305	-2%
76	—	ISHARES TR - RUSSELL 2000 ETF	—	$202K	0.1%	728	-7%
77	$QS	QuantumScape Corp	Technology	$47K	0.0%	10K	+1%

What changed in Q3 2026

Against the previous quarter's 13F: 1 new, 31 added to, 37 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.

New positions (1)

$VLOVALERO ENERGY CORP/TX$217K
first bought this quarter

Added to (31)

ISHARES TR - CORE UNIVRSL USD+20%
now $15.9M
ISHARES TR - EAFE GRWTH ETF+280%
now $3.3M
ISHARES TR - EAFE VALUE ETF+201%
now $2.3M
BLACKROCK ETF TRUST - ISHA LA CORE ETF+35%
now $4.4M
VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF+22%
now $3.3M
VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF+8%
now $3.0M

+25 more in the Excel export

Trimmed (37)

VANGUARD SCOTTSDALE FDS - MTG-BKD SECS ETF-50%
now $2.8M
GLOBAL X FDS - DEFENSE TECH ETF-26%
now $2.4M
BLACKROCK ETF TRUST - ISHA I IN TE ETF-13%
now $3.6M
$HALOHALOZYME THERAPEUTICS, INC.-50%
now $423K · held 8+ qtrs
VANGUARD INDEX FDS - MRNGSTR VAL ETF-2%
now $16.3M
BLACKROCK ETF TRUST - ISHARES US EQUIT-3%
now $9.5M

+31 more in the Excel export

Sold out (2)

ISHARES TR - MSCI USA MMENTMwas $3.5M
$GLWCORNING INC /NYwas $296K
held 1 qtr

Firm AUM (Form ADV): $239.4M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F SWP FINANCIAL LLC has filed, 11 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow SWP FINANCIAL?

Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of SWP FINANCIAL's top 20 holdings: 72/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)

Top 10 since filing

-0.5%

Value-weighted move of the 10 largest stock positions

Turnover

Last quarter; 34% over the last 4

Top 10 weight

60%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

96%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

SWP FINANCIAL LLC disclosed 77 positions worth $216.4M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 1 new position and exited 2 — including a new stake in $VLO. The portfolio is most concentrated in Other (88.6% of disclosed assets). All figures are sourced directly from SWP FINANCIAL LLC’s Form 13F-HR filing with the SEC under CIK 2014200.

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AI-Powered Hedge Fund Analysis: SWP FINANCIAL LLC

13F Pro is an AI hedge fund tracker and stock research platform. For SWP FINANCIAL LLC (SEC CIK: 2014200), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in SWP FINANCIAL LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.