Koenig Investment Advisory, LLC
Sector Allocation
- Other79.9%$109.1M
- Technology10.4%$14.2M
- Financials3.3%$4.5M
- Healthcare2.3%$3.2M
- Consumer Staples1.4%$2.0M
- Communication Services1.1%$1.4M
- Energy0.7%$964,787
- Industrials0.3%$482,272
- Materials0.3%$405,120
- Consumer Discretionary0.3%$361,766
AUM History
13fpro.ai/research/fund/koenig-investment-advisory-llc-2114481
Conviction and streaks
Stable · top 10 = 81.1%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- AMERICAN$20.9M
- ISHARES$14.4M
- VANGUARD$12.8M
- PIMCO$11.3M
- ISHARES$11.3M
- ISHARES$10.7M
MSFT
$9.9M- STATE$8.4M
- VANGUARD$7.5M
MET
$3.4MABBV
$3.2MIBM
$2.2M- DIMENSIONAL$2.1M
- AMERICAN$2.1M
QQQ
$1.8M- VANGUARD$1.5M
AAPL
$1.5M- DIMENSIONAL$1.2M
VZ
$1.1MCOST
$1.0M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/koenig-investment-advisory-llc-2114481
Koenig Investment Advisory, LLC 13F holdings — Q3 2026
$136.6M portfolio (+6.1% QoQ) · 38 holdings · Q3 2026 13F · top 10 are 81% of the stock portfolio
- 1
AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF - ETF
$20.9M
15.3% of stocks
+10%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
ISHARES MSCI USA MIN VOL FACTOR ETF - ETF
$14.4M
10.6% of stocks
-1%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
VANGUARD MORNINGSTAR MID-CAP ETF - ETF
$12.8M
9.4% of stocks
-0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
PIMCO ENHANCED SHORT MATURITY ACTIVE ETF - ETF
$11.3M
8.3% of stocks
+18%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
ISHARES MSCI INTL QUALITY FACTOR ETF - ETF
$11.3M
8.3% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES CORE U.S. AGGREGATE BOND ETF - ETF
$10.7M
7.8% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— $9.9M
7.3% of stocks
-4%This quarter-0.5%Since filed4+ qtrsHeld- 8
STATE STREET SPDR S&P DIVIDEND ETF - ETF
$8.4M
6.2% of stocks
+10%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
VANGUARD S&P 500 ETF - ETF
$7.5M
5.5% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— $3.4M
2.5% of stocks
-3%This quarter+1.7%Since filed4+ qtrsHeldAIQuality56.1#1,176Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF - ETF | $20.9M | 15.3% | +10% | — | — | — | — | |
| 2 | ISHARES MSCI USA MIN VOL FACTOR ETF - ETF | $14.4M | 10.6% | -1% | — | — | — | — | |
| 3 | VANGUARD MORNINGSTAR MID-CAP ETF - ETF | $12.8M | 9.4% | -0.5% | — | — | — | — | |
| 4 | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF - ETF | $11.3M | 8.3% | +18% | — | — | — | — | |
| 5 | ISHARES MSCI INTL QUALITY FACTOR ETF - ETF | $11.3M | 8.3% | +6% | — | — | — | — | |
| 6 | ISHARES CORE U.S. AGGREGATE BOND ETF - ETF | $10.7M | 7.8% | +5% | — | — | — | — | |
| 7 | $9.9M | 7.3% | -4% | -0.5% | 4+ qtrs | 79.8#30 | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | STATE STREET SPDR S&P DIVIDEND ETF - ETF | $8.4M | 6.2% | +10% | — | — | — | — | |
| 9 | VANGUARD S&P 500 ETF - ETF | $7.5M | 5.5% | +2% | — | — | — | — | |
| 10 | $3.4M | 2.5% | -3% | +1.7% | 4+ qtrsTrimmed 3 qtrs in a row | 56.1#1,176 | Estimated buy price is Pro: unlock with a free trial |
All holdings — Koenig Investment Advisory, LLC (Q3 2026)
38 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | AbbVie Inc. | Healthcare | $3.2M | 2.3% | 12K | -4% | 4+ qtrsTrimmed 3 qtrs in a row | 72.6 | 13F | |
| 12 | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $2.2M | 1.6% | 10K | -2% | 4+ qtrs | 69.6 | 13F | |
| 13 | — | DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETF - ETFetf/fund | — | $2.1M | 1.6% | 49K | +0.8% | — | — | 13F |
| 14 | — | AMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETF - ETFetf/fund | — | $2.1M | 1.5% | 16K | +0.0% | — | — | 13F |
| 15 | INVESCO QQQ TRUST, SERIES 1etf/fund | — | $1.8M | 1.3% | 2,381 | +2% | 4+ qtrs | — | 13F | |
| 16 | — | VANGUARD HIGH DIVIDEND YIELD INDEX ETF - ETFetf/fund | — | $1.5M | 1.1% | 9,666 | +162% | — | — | 13F |
| 17 | Apple Inc. | Technology | $1.5M | 1.1% | 4,463 | -0.3% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | DIMENSIONAL INTERNATIONAL VALUE ETF - ETFetf/fund | — | $1.2M | 0.9% | 22K | New | — | — | 13F |
| 19 | VERIZON COMMUNICATIONS INC | Communication Services | $1.1M | 0.8% | 25K | -6% | 4+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $1.0M | 0.7% | 1,113 | +0.4% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | ALTRIA GROUP, INC. | Consumer Staples | $953K | 0.7% | 14K | — | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | VANGUARD MORNINGSTAR GROWTH ETF - ETFetf/fund | — | $798K | 0.6% | 8,855 | +6% | — | — | 13F |
| 23 | ENTERPRISE PRODUCTS PARTNERS L.P. | Energy | $756K | 0.6% | 21K | -4% | 4+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF - ETFetf/fund | — | $754K | 0.6% | 3,262 | -2% | — | — | 13F |
| 25 | — | PIMCO ENHANCED SHORT MATURITY ACTIVE ESG EXCHANGE-TRADED FUND - ETFetf/fund | — | $551K | 0.4% | 5,590 | -0.1% | — | — | 13F |
| 26 | $BA | BOEING CO | Industrials | $482K | 0.3% | 2,592 | -38% | |||
| 27 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $422K | 0.3% | 7,759 | +1% | |||
| 28 | $TGB | Trekor Metals Ltd | Materials | $405K | 0.3% | 45K | -79% | |||
| 29 | $AMZN | AMAZON COM INC | Consumer Discretionary | $362K | 0.3% | 1,452 | -0.6% | |||
| 30 | — | VANGUARD EXTENDED MARKET ETF - ETF | — | $356K | 0.3% | 1,535 | +0.1% | |||
| 31 | $NVDA | NVIDIA CORP | Technology | $336K | 0.3% | 1,472 | +0.1% | |||
| 32 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $331K | 0.2% | 4,130 | -6% | |||
| 33 | $T | AT&T INC. | Communication Services | $312K | 0.2% | 13K | -4% | |||
| 34 | — | ISHARES ESG MSCI KLD 400 ETF - ETF | — | $300K | 0.2% | 2,053 | +0.1% | |||
| 35 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $290K | 0.2% | 583 | — | |||
| 36 | — | VANGUARD INFORMATION TECHNOLOGY ETF - ETF | — | $286K | 0.2% | 2,279 | -2% | |||
| 37 | $GOOGL | Alphabet Inc. | Technology | $236K | 0.2% | 686 | — | |||
| 38 | $ENB | ENBRIDGE INC | Energy | $209K | 0.1% | 4,500 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 1 new, 16 added to, 17 trimmed, 0 sold out. Share-count changes; largest moves by dollar size first.
New positions (1)
- DIMENSIONAL INTERNATIONAL VALUE ETF - ETF$1.2M
first bought this quarter
Added to (16)
- AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF - ETF+10%
now $20.9M
- PIMCO ENHANCED SHORT MATURITY ACTIVE ETF - ETF+18%
now $11.3M
- VANGUARD HIGH DIVIDEND YIELD INDEX ETF - ETF+162%
now $1.5M
- STATE STREET SPDR S&P DIVIDEND ETF - ETF+10%
now $8.4M
- ISHARES MSCI INTL QUALITY FACTOR ETF - ETF+6%
now $11.3M
- ISHARES CORE U.S. AGGREGATE BOND ETF - ETF+5%
now $10.7M
+10 more in the Excel export
Trimmed (17)
$TGBTrekor Metals Ltd-79%
now $405K · held 4+ qtrs
now $9.9M · held 4+ qtrs
$BABOEING CO-38%
now $482K · held 4+ qtrs, 2 trims in a row
- ISHARES MSCI USA MIN VOL FACTOR ETF - ETF-1%
now $14.4M
now $3.2M · held 4+ qtrs, 3 trims in a row
now $3.4M · held 4+ qtrs, 3 trims in a row
+11 more in the Excel export
Sold out (0)
No positions sold out this quarter.
Holdings by quarter
Every 13F Koenig Investment Advisory, LLC has filed, 3 earlier quarters. Pick one to see what it held then.
Is it too late to follow Koenig Investment Advisory?
Q3 2026 13F filed with the SEC on Oct 9, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Koenig Investment Advisory's top 20 holdings: 71/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
+1.8%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter
Top 10 weight
81%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
99%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Koenig Investment Advisory, LLC disclosed 38 positions worth $136.6M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 1 new position and exited 0. The portfolio is most concentrated in Other (79.9% of disclosed assets). All figures are sourced directly from Koenig Investment Advisory, LLC’s Form 13F-HR filing with the SEC under CIK 2114481.
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