Dougherty & Associates, LLC
Sector Allocation
- Technology31.3%$39.1M
- Other27.7%$34.6M
- Industrials15.2%$18.9M
- Utilities8.9%$11.2M
- Consumer Discretionary7.5%$9.4M
- Financials5.8%$7.2M
- Healthcare2.1%$2.6M
- Energy0.6%$784,410
- Consumer Staples0.5%$608,369
- Real Estate0.4%$544,145
AUM History
13fpro.ai/research/fund/dougherty-and-associates-llc-2109295
Conviction and streaks
Concentrating · top 10 = 61.4%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q2 2026
NVDA
$13.8MRCL
$11.7M- VANGUARD$10.0M
- VANECK$9.1M
GOOGL
$7.8M- VANGUARD$7.7M
PANW
$4.9MAAPL
$4.5MAMZN
$4.0MMSFT
$3.1MIVZ
$3.0MGE
$2.9M- VANGUARD$2.9M
PGR
$2.7M- VANECK$2.7M
MAR
$2.5MDUK
$2.5MMETA
$2.4MED
$2.2MBKNG
$2.0M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/dougherty-and-associates-llc-2109295
Dougherty & Associates, LLC 13F holdings — Q2 2026
$125.0M portfolio (+14.8% QoQ) · 52 holdings · Q2 2026 13F · top 10 are 61% of the stock portfolio
$13.8M
11.0% of stocks
-4%This quarter+4.2%Since filed3+ qtrsHeld$11.7M
9.4% of stocks
+0.1%This quarter-4.5%Since filed3+ qtrsHeld- 3
VANGUARD WORLD FD - INF TECH ETF
$10.0M
8.0% of stocks
+720%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
VANECK ETF TRUST - PREFERRED SECURT
$9.1M
7.3% of stocks
-0.6%This quarter—Since filed—HeldAIQuality—Est. buy— $7.8M
6.3% of stocks
+0.3%This quarter-11.2%Since filed3+ qtrsHeld- 6
VANGUARD INDEX FDS - S&P 500 ETF SHS
$7.7M
6.2% of stocks
+0.8%This quarter—Since filed—HeldAIQuality—Est. buy— $4.9M
3.9% of stocks
+0.4%This quarter+10.3%Since filed3+ qtrsHeld$4.5M
3.6% of stocks
+0.2%This quarter+3.2%Since filed3+ qtrsHeld$4.0M
3.2% of stocks
+1%This quarter-0.3%Since filed3+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 2 qtrs in a row$3.1M
2.5% of stocks
-9%This quarter+32.8%Since filed3+ qtrsHeld
All holdings — Dougherty & Associates, LLC (Q2 2026)
52 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Invesco Ltd.etf/fund | Financials | $3.0M | 2.4% | 9,814 | -4% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | GENERAL ELECTRIC CO | Industrials | $2.9M | 2.3% | 7,810 | +1% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | — | VANGUARD WORLD FD - UTILITIES ETFetf/fund | — | $2.9M | 2.3% | 15K | +4% | — | — | 13F |
| 14 | PROGRESSIVE CORP/OH/ | Financials | $2.7M | 2.2% | 12K | +0.1% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | — | VANECK ETF TRUST - FALLEN ANGEL HGetf/fund | — | $2.7M | 2.2% | 92K | +4% | — | — | 13F |
| 16 | MARRIOTT INTERNATIONAL INC /MD/ | Consumer Discretionary | $2.5M | 2.0% | 6,680 | -0.8% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | Duke Energy CORP | Utilities | $2.5M | 2.0% | 19K | +2% | 3+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | Meta Platforms, Inc. | Technology | $2.4M | 1.9% | 4,303 | +13% | 3+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | CONSOLIDATED EDISON INC | Utilities | $2.2M | 1.8% | 20K | +2% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Booking Holdings Inc. | Consumer Discretionary | $2.0M | 1.6% | 11K | +2614% | 3+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | Alphabet Inc. | Technology | $1.7M | 1.4% | 4,926 | -2% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | nVent Electric plc | Industrials | $1.6M | 1.3% | 9,316 | -0.9% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | VISA INC. | Financials | $1.5M | 1.2% | 4,504 | -2% | 3+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | SOUTHERN CO | Utilities | $1.3M | 1.0% | 13K | +6% | 3+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | Viking Holdings Ltd | Industrials | $1.2M | 0.9% | 11K | +12% | 3+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $GD | GENERAL DYNAMICS CORP | Industrials | $1.1M | 0.8% | 2,991 | — | |||
| 27 | $HE | HAWAIIAN ELECTRIC INDUSTRIES INC | Utilities | $972K | 0.8% | 72K | +9% | |||
| 28 | $TMO | THERMO FISHER SCIENTIFIC INC. | Healthcare | $970K | 0.8% | 1,935 | -5% | |||
| 29 | $WM | WASTE MANAGEMENT INC | Utilities | $959K | 0.8% | 4,302 | +0.4% | |||
| 30 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $913K | 0.7% | 2,588 | -5% | |||
| 31 | $UBER | Uber Technologies, Inc | Technology | $848K | 0.7% | 12K | +13% | |||
| 32 | — | VANGUARD WORLD FD - HEALTH CAR ETF | — | $730K | 0.6% | 2,442 | -8% | |||
| 33 | $MMM | 3M CO | Healthcare | $680K | 0.5% | 4,197 | — | |||
| 34 | $WMT | Walmart Inc. | Consumer Staples | $608K | 0.5% | 5,371 | -3% | |||
| 35 | $WEC | WEC ENERGY GROUP, INC. | Utilities | $588K | 0.5% | 5,032 | -3% | |||
| 36 | — | VANGUARD INDEX FDS - TOTAL STK MKT | — | $586K | 0.5% | 1,582 | -11% | |||
| 37 | $EIX | EDISON INTERNATIONAL | Utilities | $555K | 0.4% | 7,460 | +9% | |||
| 38 | $HCA | HCA Healthcare, Inc. | Healthcare | $550K | 0.4% | 1,411 | +21% | |||
| 39 | $APLE | Apple Hospitality REIT, Inc. | Real Estate | $544K | 0.4% | 32K | +0.3% | |||
| 40 | $DTB | DTE ENERGY CO | Utilities | $499K | 0.4% | 3,276 | +0.8% | |||
| 41 | $ETR | ENTERGY CORP /DE/ | Utilities | $485K | 0.4% | 4,220 | +0.1% | |||
| 42 | $BA | BOEING CO | Industrials | $476K | 0.4% | 2,199 | — | |||
| 43 | $DTM | DT Midstream, Inc. | Energy | $464K | 0.4% | 3,161 | +0.7% | |||
| 44 | $LLY | ELI LILLY & Co | Healthcare | $387K | 0.3% | 323 | -6% | |||
| 45 | $NEE | NEXTERA ENERGY INC | Utilities | $387K | 0.3% | 4,412 | +0.0% | |||
| 46 | $SPY | SPDR S&P 500 ETF TRUST | — | $358K | 0.3% | 480 | — | |||
| 47 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $320K | 0.3% | 2,344 | — | |||
| 48 | $AEP | AMERICAN ELECTRIC POWER CO INC | Utilities | $289K | 0.2% | 2,115 | +0.1% | |||
| 49 | — | VANGUARD SCOTTSDALE FDS - LG-TERM COR BD | — | $273K | 0.2% | 3,622 | +0.1% | |||
| 50 | $FE | FIRSTENERGY CORP | Utilities | $248K | 0.2% | 5,221 | +0.1% | |||
| 51 | $XEL | XCEL ENERGY INC | Utilities | $226K | 0.2% | 2,817 | — | |||
| 52 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | — | $203K | 0.2% | 388 | New |
What changed in Q2 2026
Against the previous quarter's 13F: 1 new, 30 added to, 15 trimmed, 1 sold out. Share-count changes; largest moves by dollar size first.
New positions (1)
- STATE STR SPDR DOW JONES IND - UT SER 1$203K
first bought this quarter
Added to (30)
- VANGUARD WORLD FD - INF TECH ETF+720%
now $10.0M
now $2.0M · held 3+ qtrs, 2 adds in a row
now $2.4M · held 3+ qtrs, 2 adds in a row
- VANGUARD WORLD FD - UTILITIES ETF+4%
now $2.9M
$VIKViking Holdings Ltd+12%
now $1.2M · held 3+ qtrs, 2 adds in a row
- VANECK ETF TRUST - FALLEN ANGEL HG+4%
now $2.7M
+24 more in the Excel export
Trimmed (15)
now $13.8M · held 3+ qtrs, 2 trims in a row
now $3.1M · held 3+ qtrs
now $3.0M · held 3+ qtrs
- VANGUARD INDEX FDS - TOTAL STK MKT-11%
now $586K
- VANGUARD WORLD FD - HEALTH CAR ETF-8%
now $730K
- VANECK ETF TRUST - PREFERRED SECURT-0.6%
now $9.1M
+9 more in the Excel export
Sold out (1)
$GLDSPDR GOLD TRUSTwas $289K
held 2+ qtrs
Holdings by quarter
Every 13F Dougherty & Associates, LLC has filed, 2 earlier quarters. Pick one to see what it held then.
Is it too late to follow Dougherty & Associates?
Q2 2026 13F filed with the SEC on Jul 16, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Dougherty & Associates's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)
Top 10 since filing
+0.8%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter
Top 10 weight
61%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
0%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Dougherty & Associates, LLC disclosed 52 positions worth $125.0M in its Form 13F-HR for Q2 2026, led by $NVDA (NVIDIA CORP) at 11.0% of the equity portfolio, followed by $RCL. During the quarter the fund opened 1 new position and exited 1 and a full exit from $GLD. The portfolio is most concentrated in Technology (31.3% of disclosed assets). All figures are sourced directly from Dougherty & Associates, LLC’s Form 13F-HR filing with the SEC under CIK 2109295.
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