CATHY PARETO & ASSOCIATES, INC
Sector Allocation
- Other66.8%$117.2M
- Financials17.6%$30.8M
- Technology11.9%$20.8M
- Consumer Discretionary1.6%$2.8M
- Healthcare1.0%$1.8M
- Consumer Staples0.4%$627,898
- Energy0.3%$494,123
- Communication Services0.3%$454,984
- Utilities0.2%$365,675
AUM History
13fpro.ai/research/fund/cathy-pareto-and-associates-inc-2045974
Conviction and streaks
Stable · top 10 = 47.5%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SCHWAB$14.2M
AAPL
$11.6MWT
$9.8M- SCHWAB$9.0M
- VANGUARD$7.0M
- J$7.0M
- SCHWAB$6.8M
- VANECK$6.2M
- VANGUARD$5.9M
- PACER$5.9M
- VANGUARD$5.3M
- VANGUARD$5.2M
- SCHWAB$5.1M
- $4.7M
BRK.B
$3.8M- SCHWAB$3.7M
- ETF$3.2M
- SCHWAB$3.1M
MSFT
$2.9MAMZN
$2.6M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/cathy-pareto-and-associates-inc-2045974
CATHY PARETO & ASSOCIATES, INC 13F holdings — Q3 2026
$175.4M portfolio (+2.9% QoQ) · 98 holdings · Q3 2026 13F · top 10 are 48% of the stock portfolio
- 1
SCHWAB STRATEGIC TR - US LCAP VA ETF
$14.2M
8.1% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— $11.6M
6.6% of stocks
-0.2%This quarter+0.6%Since filed8+ qtrsHeld$9.8M
5.6% of stocks
+4%This quarter-2.9%Since filed8+ qtrsHeld- 4
SCHWAB STRATEGIC TR - US MID-CAP ETF
$9.0M
5.1% of stocks
+7%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD INDEX FDS - MRNGSTR SML CAP
$7.0M
4.0% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF
$7.0M
4.0% of stocks
+0.4%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
SCHWAB STRATEGIC TR - US LRG CAP ETF
$6.8M
3.9% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
VANECK ETF TRUST - CLO ETF
$6.2M
3.5% of stocks
+41%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
VANGUARD WORLD FD - INF TECH ETF
$5.9M
3.4% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
PACER FDS TR - US CASH COWS 100
$5.9M
3.3% of stocks
-5%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR - US LCAP VA ETF | $14.2M | 8.1% | +4% | — | — | — | — | |
| 2 | $11.6M | 6.6% | -0.2% | +0.6% | 8+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | $9.8M | 5.6% | +4% | -2.9% | 8+ qtrs | 61.3#798 | Estimated buy price is Pro: unlock with a free trial | ||
| 4 | SCHWAB STRATEGIC TR - US MID-CAP ETF | $9.0M | 5.1% | +7% | — | — | — | — | |
| 5 | VANGUARD INDEX FDS - MRNGSTR SML CAP | $7.0M | 4.0% | +3% | — | — | — | — | |
| 6 | J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF | $7.0M | 4.0% | +0.4% | — | — | — | — | |
| 7 | SCHWAB STRATEGIC TR - US LRG CAP ETF | $6.8M | 3.9% | +6% | — | — | — | — | |
| 8 | VANECK ETF TRUST - CLO ETF | $6.2M | 3.5% | +41% | — | — | — | — | |
| 9 | VANGUARD WORLD FD - INF TECH ETF | $5.9M | 3.4% | -3% | — | — | — | — | |
| 10 | PACER FDS TR - US CASH COWS 100 | $5.9M | 3.3% | -5% | — | — | — | — |
All holdings — CATHY PARETO & ASSOCIATES, INC (Q3 2026)
98 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VAetf/fund | — | $5.3M | 3.0% | 27K | +11% | — | — | 13F |
| 12 | — | VANGUARD INDEX FDS - MRNGSTR SML CP Vetf/fund | — | $5.2M | 3.0% | 23K | +5% | — | — | 13F |
| 13 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL US L | — | $5.1M | 2.9% | 163K | +9% | — | — | 13F |
| 14 | WisdomTree, Inc. | Financials | $4.7M | 2.7% | 86K | -8% | 8+ qtrs | 61.3 | 13F | |
| 15 | BERKSHIRE HATHAWAY INC | Financials | $3.8M | 2.2% | 7,657 | -0.5% | 8+ qtrs | 73.5 | 13F | |
| 16 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | — | $3.7M | 2.1% | 68K | +15% | — | — | 13F |
| 17 | — | ETF SER SOLUTIONS - DEFIA QUANT ETFetf/fund | — | $3.2M | 1.8% | 21K | +4% | — | — | 13F |
| 18 | — | SCHWAB STRATEGIC TR - US BRD MKT ETFetf/fund | — | $3.1M | 1.8% | 105K | -4% | — | — | 13F |
| 19 | MICROSOFT CORP | Technology | $2.9M | 1.6% | 5,590 | +0.8% | 8+ qtrs | 79.8 | 13F | |
| 20 | AMAZON COM INC | Consumer Discretionary | $2.6M | 1.5% | 10K | +0.6% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | ISHARES GOLD TRUSTetf/fund | Financials | $2.5M | 1.4% | 31K | +5% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | SCHWAB STRATEGIC TR - INTL EQTY ETFetf/fund | — | $2.2M | 1.3% | 81K | +26% | — | — | 13F |
| 23 | — | VANGUARD WORLD FD - HEALTH CAR ETFetf/fund | — | $1.9M | 1.1% | 6,152 | -2% | — | — | 13F |
| 24 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $1.9M | 1.1% | 59K | +1% | — | — | 13F |
| 25 | — | CAPITAL GROUP INTERNATIONAL - SHS | — | $1.9M | 1.1% | 53K | +104% | — | — | 13F |
| 26 | — | VANECK ETF TRUST - URANI NUCLE ETF | — | $1.8M | 1.0% | 18K | -5% | |||
| 27 | $GOOG | Alphabet Inc. | Technology | $1.8M | 1.0% | 5,315 | +0.3% | |||
| 28 | — | GLOBAL X FDS - US INFR DEV ETF | — | $1.6M | 0.9% | 31K | +2% | |||
| 29 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $1.5M | 0.8% | 3,952 | +4% | |||
| 30 | $IVZ | Invesco Ltd. | Financials | $1.5M | 0.8% | 29K | -19% | |||
| 31 | — | ISHARES TR - CORE S&P MCP ETF | — | $1.4M | 0.8% | 19K | +4% | |||
| 32 | $SLV | iShares Silver Trust | Financials | $1.4M | 0.8% | 25K | +4% | |||
| 33 | — | DIMENSIONAL ETF TRUST - US EQUI MARK ETF | — | $1.2M | 0.7% | 14K | +3% | |||
| 34 | $IVZ | Invesco Ltd. | Financials | $1.1M | 0.6% | 20K | -0.0% | |||
| 35 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $1.0M | 0.6% | 1,692 | +19% | |||
| 36 | $GOOGL | Alphabet Inc. | Technology | $1.0M | 0.6% | 2,968 | +3% | |||
| 37 | — | DIMENSIONAL ETF TRUST - US MKTWIDE VALUE | — | $941K | 0.5% | 17K | +0.4% | |||
| 38 | $IVZ | Invesco Ltd. | Financials | $875K | 0.5% | 4,206 | +0.1% | |||
| 39 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $848K | 0.5% | 1,145 | +19% | |||
| 40 | $AVGO | Broadcom Inc. | Technology | $835K | 0.5% | 2,378 | +4% | |||
| 41 | — | J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM | — | $799K | 0.5% | 14K | -7% | |||
| 42 | $BRO | BROWN & BROWN, INC. | Financials | $774K | 0.4% | 13K | — | |||
| 43 | — | VANGUARD INDEX FDS - MRNGSTR LRG CAP | — | $751K | 0.4% | 2,134 | +0.7% | |||
| 44 | $BRK.A | BERKSHIRE HATHAWAY INC | Financials | $747K | 0.4% | 1 | — | |||
| 45 | $META | Meta Platforms, Inc. | Technology | $734K | 0.4% | 1,012 | +2% | |||
| 46 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $730K | 0.4% | 3,379 | +0.2% | |||
| 47 | $NVDA | NVIDIA CORP | Technology | $701K | 0.4% | 3,070 | +10% | |||
| 48 | — | SPROTT FDS TR - SPROTT CRITICAL | — | $701K | 0.4% | 24K | +4% | |||
| 49 | — | FIRST TR EXCHANGE-TRADED FD - HLTH CARE ALPH | — | $687K | 0.4% | 5,254 | -10% | |||
| 50 | — | ISHARES TR - US AER DEF ETF | — | $643K | 0.4% | 3,101 | -0.4% | |||
| 51 | $WT | WisdomTree, Inc. | Financials | $546K | 0.3% | 7,622 | -3% | |||
| 52 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $538K | 0.3% | 2,747 | -14% | |||
| 53 | $IBIT | iShares Bitcoin Trust ETF | Financials | $519K | 0.3% | 11K | +8% | |||
| 54 | $WT | WisdomTree, Inc. | Financials | $515K | 0.3% | 2,855 | +0.1% | |||
| 55 | $ALPS | Alps Group Inc | Healthcare | $496K | 0.3% | 7,276 | +0.9% | |||
| 56 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $457K | 0.3% | 2,944 | -6% | |||
| 57 | $NFLX | NETFLIX INC | Communication Services | $455K | 0.3% | 6,539 | +2% | |||
| 58 | — | ISHARES TR - CORE HIGH DV ETF | — | $450K | 0.3% | 16K | +0.6% | |||
| 59 | — | VANECK ETF TRUST - GOLD MINERS ETF | — | $442K | 0.3% | 5,030 | +5% | |||
| 60 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $436K | 0.3% | 956 | +6% | |||
| 61 | $JPM | JPMORGAN CHASE & CO | Financials | $433K | 0.3% | 1,306 | +1% | |||
| 62 | — | ISHARES TR - RUS 1000 VAL ETF | — | $417K | 0.2% | 1,682 | +0.4% | |||
| 63 | $ABBV | AbbVie Inc. | Healthcare | $405K | 0.2% | 1,548 | +0.9% | |||
| 64 | — | ISHARES TR - U.S. FINLS ETF | — | $404K | 0.2% | 3,209 | +3% | |||
| 65 | — | VANGUARD INDEX FDS - MRNGSTR MID CAP | — | $396K | 0.2% | 5,052 | +7% | |||
| 66 | $SPY | SPDR S&P 500 ETF TRUST | — | $393K | 0.2% | 515 | +0.2% | |||
| 67 | $PLTR | Palantir Technologies Inc. | Technology | $386K | 0.2% | 2,066 | -2% | |||
| 68 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $376K | 0.2% | 412 | -0.2% | |||
| 69 | $NEE | NEXTERA ENERGY INC | Utilities | $366K | 0.2% | 4,828 | -5% | |||
| 70 | — | ISHARES TR - CORE S&P500 ETF | — | $360K | 0.2% | 469 | -0.4% | |||
| 71 | — | PACER FDS TR - US LRG CP CASH | — | $346K | 0.2% | 8,686 | -0.7% | |||
| 72 | — | J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM | — | $341K | 0.2% | 5,573 | +0.3% | |||
| 73 | — | ISHARES TR - 0-5 YR TIPS ETF | — | $322K | 0.2% | 3,226 | +2% | |||
| 74 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $320K | 0.2% | 1,371 | +5% | |||
| 75 | — | GOLDMAN SACHS ETF TR - NASDA 100 ETF | — | $319K | 0.2% | 5,504 | +17% | |||
| 76 | — | SCHWAB STRATEGIC TR - US SML CAP ETF | — | $292K | 0.2% | 8,940 | +0.2% | |||
| 77 | $BPRE | Bluerock Private Real Estate Fund | Other | $276K | 0.2% | 22K | -8% | |||
| 78 | $WT | WisdomTree, Inc. | Financials | $275K | 0.2% | 2,687 | -6% | |||
| 79 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $274K | 0.2% | 4,448 | +0.6% | |||
| 80 | $STT | STATE STREET CORP | Financials | $269K | 0.1% | 1,541 | — | |||
| 81 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $254K | 0.1% | 1,564 | New | |||
| 82 | $LLY | ELI LILLY & Co | Healthcare | $254K | 0.1% | 219 | +0.9% | |||
| 83 | $IVZ | Invesco Ltd. | Financials | $253K | 0.1% | 1,636 | +0.2% | |||
| 84 | $WMT | Walmart Inc. | Consumer Staples | $252K | 0.1% | 2,423 | -5% | |||
| 85 | $GLD | SPDR GOLD TRUST | Financials | $250K | 0.1% | 657 | -43% | |||
| 86 | $NVS | NOVARTIS AG | Healthcare | $248K | 0.1% | 1,737 | New | |||
| 87 | $MKL | MARKEL GROUP INC. | Financials | $247K | 0.1% | 144 | +4% | |||
| 88 | $CVX | CHEVRON CORP | Energy | $240K | 0.1% | 1,173 | New | |||
| 89 | — | ISHARES TR - MSCI ACWI ETF | — | $234K | 0.1% | 1,477 | — | |||
| 90 | $MU | MICRON TECHNOLOGY INC | Technology | $233K | 0.1% | 219 | +23% | |||
| 91 | $TT | Trane Technologies plc | Technology | $233K | 0.1% | 515 | +11% | |||
| 92 | — | VANGUARD WORLD FD - UTILITIES ETF | — | $232K | 0.1% | 1,355 | -4% | |||
| 93 | — | SPDR SERIES TRUST - ST STR SP600SM C | — | $228K | 0.1% | 2,227 | -2% | |||
| 94 | $TSLA | Tesla, Inc. | Consumer Discretionary | $225K | 0.1% | 634 | — | |||
| 95 | $HIG | HARTFORD INSURANCE GROUP, INC. | Financials | $219K | 0.1% | 1,787 | +0.4% | |||
| 96 | $AMGN | AMGEN INC | Healthcare | $207K | 0.1% | 491 | New | |||
| 97 | $GEHC | GE HealthCare Technologies Inc. | Healthcare | $207K | 0.1% | 3,162 | -23% | |||
| 98 | $WT | WisdomTree, Inc. | Financials | $205K | 0.1% | 3,178 | -2% |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 60 added to, 29 trimmed, 8 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
$XOM.R34088EXXON MOBIL CORP$254K
first bought this quarter
$NVSNOVARTIS AG$248K
first bought this quarter
$CVXCHEVRON CORP$240K
first bought this quarter
$AMGNAMGEN INC$207K
first bought this quarter
Added to (60)
- VANECK ETF TRUST - CLO ETF+41%
now $6.2M
- CAPITAL GROUP INTERNATIONAL - SHS+104%
now $1.9M
- SCHWAB STRATEGIC TR - US MID-CAP ETF+7%
now $9.0M
- SCHWAB STRATEGIC TR - US LCAP VA ETF+4%
now $14.2M
- VANGUARD INDEX FDS - MRNGSTR MD CP VA+11%
now $5.3M
- SCHWAB STRATEGIC TR - FUNDAMENTAL INTL+15%
now $3.7M
+54 more in the Excel export
Trimmed (29)
$IVZInvesco Ltd.-19%
now $1.5M · held 8+ qtrs, 3 trims in a row
- PACER FDS TR - US CASH COWS 100-5%
now $5.9M
$GLDSPDR GOLD TRUST-43%
now $250K · held 8+ qtrs, 2 trims in a row
- VANGUARD WORLD FD - INF TECH ETF-3%
now $5.9M
- SCHWAB STRATEGIC TR - US BRD MKT ETF-4%
now $3.1M
- VANECK ETF TRUST - URANI NUCLE ETF-5%
now $1.8M
+23 more in the Excel export
Sold out (8)
- DIMENSIONAL ETF TRUST - US SMALL CAP ETFwas $1.3M
- DIMENSIONAL ETF TRUST - US TARGETED VLUwas $343K
- ISHARES TR - US INFRASTRUCwas $244K
$DOCNDigitalOcean Holdings, Inc.was $216K
held 1 qtr
$INTCINTEL CORPwas $208K
held 1 qtr
- SELECT SECTOR SPDR TR - ST STR INDL ETFwas $205K
+2 more in the Excel export
Holdings by quarter
Every 13F CATHY PARETO & ASSOCIATES, INC has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow CATHY PARETO & ASSOCIATES?
Q3 2026 13F filed with the SEC on Oct 15, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of CATHY PARETO & ASSOCIATES's top 20 holdings: 71/100 (our AI quality score, weighted by position size; 13 of the 20 are scored)
Top 10 since filing
-2.2%
Value-weighted move of the 10 largest stock positions
Turnover
3%
Last quarter; 11% over the last 4
Top 10 weight
48%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
97%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
CATHY PARETO & ASSOCIATES, INC disclosed 98 positions worth $175.4M in its Form 13F-HR for Q3 2026, followed by $AAPL and $WT. During the quarter the fund opened 4 new positions and exited 8 — including a new stake in $XOM.R34088. The portfolio is most concentrated in Other (66.8% of disclosed assets). All figures are sourced directly from CATHY PARETO & ASSOCIATES, INC’s Form 13F-HR filing with the SEC under CIK 2045974.
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