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ASL Financial, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2105933
Institutional-grade research for retail investors

Sector Allocation

  • Other77.7%$113.6M
  • Technology8.8%$12.8M
  • Financials7.2%$10.6M
  • Healthcare2.8%$4.0M
  • Consumer Discretionary1.2%$1.8M
  • Energy1.1%$1.7M
  • Consumer Staples0.8%$1.1M
  • Materials0.3%$384,400
  • Industrials0.2%$236,770

AUM History

13fpro.ai/research/fund/asl-financial-llc-2105933

Conviction and streaks

Stable · top 10 = 53.5%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

Largest positions — Q3 2026

  • ISHARES
    $16.6M
  • SPYSPY
    $11.5M
  • VANGUARD
    $9.8M
  • ISHARES
    $8.7M
  • VANGUARD
    $8.5M
  • AAPLAAPL
    $6.0M
  • ISHARES
    $5.2M
  • SPDR
    $4.2M
  • ISHARES
    $3.9M
  • ISHARES
    $3.8M
  • ISHARES
    $3.4M
  • INVESCO
    $3.4M
  • ISHARES
    $3.1M
  • BRK.BBRK.B
    $2.9M
  • IAUIAU
    $2.6M
  • IVZIVZ
    $2.5M
  • MSFTMSFT
    $2.0M
  • BLACKROCK
    $1.8M
  • ISHARES
    $1.7M
  • ISHARES
    $1.7M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/asl-financial-llc-2105933

ASL Financial, LLC 13F holdings — Q3 2026

$146.2M portfolio (+3.0% QoQ) · 98 holdings · Q3 2026 13F · top 10 are 54% of the stock portfolio

  • 1

    ISHARES TR - CORE S&P500 ETF

    $16.6M

    11.3% of stocks

    +12%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • $11.5M

    7.9% of stocks

    -0.4%This quarter-0.8%Since filed4+ qtrsHeld
  • 3

    VANGUARD INDEX FDS - MRNGSTR TTL STK

    $9.8M

    6.7% of stocks

    -13%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 4

    ISHARES TR - CORE S&P MCP ETF

    $8.7M

    5.9% of stocks

    -3%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 5

    VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US

    $8.5M

    5.8% of stocks

    -2%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • $6.0M

    4.1% of stocks

    -0.6%This quarter+0.6%Since filed4+ qtrsHeld
  • 7

    ISHARES TR - CORE UNIVRSL USD

    $5.2M

    3.6% of stocks

    +41%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 8

    SPDR SERIES TRUST - ST INTER BD ETF

    $4.2M

    2.9% of stocks

    +3%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 9

    ISHARES TR - CORE S&P SCP ETF

    $3.9M

    2.7% of stocks

    -1%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 10

    ISHARES TR - DOW JONES US ETF

    $3.8M

    2.6% of stocks

    +1%This quarter—Since filed—Held
    AIQuality—Est. buy—

All holdings — ASL Financial, LLC (Q3 2026)

98 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
— ISHARES TR - RUSSELL 2000 ETFetf/fund$3.4M-0.7%
— INVESCO ACTIVELY MANAGED EXC - AAA CLO FLTNG RT$3.4M+7%
— ISHARES TR - MSCI EAFE ETFetf/fund$3.1M+0.5%
BRK.B$BRK.BBERKSHIRE HATHAWAY INC$2.9M-3%
IAU$IAUISHARES GOLD TRUSTetf/fund$2.6M-8%
IVZ$IVZInvesco Ltd.$2.5M+6%
MSFT$MSFTMICROSOFT CORP$2.0M-1.0%
— BLACKROCK ETF TRUST - ISHARES US EQUITetf/fund$1.8M+47%
— ISHARES TR - MSCI USA QLT FCTetf/fund$1.7M+0.9%
— ISHARES TR - S&P 500 VAL ETFetf/fund$1.7M+59%
— ISHARES TR - S&P 500 GRWT ETFetf/fund$1.6M+55%
— ISHARES TR - RUS 1000 ETFetf/fund$1.5M—
— ISHARES INC - CORE MSCI EMKTetf/fund$1.4M+29%
LLY$LLYELI LILLY & Co$1.4M—
— ISHARES TR - RUS 1000 GRW ETFetf/fund$1.4M-1%

What changed in Q3 2026

Against the previous quarter's 13F: 3 new, 27 added to, 22 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.

New positions (3)

  • FIRST TR EXCHANGE-TRADED FD - FIRST TR ENH NEW$210K

    first bought this quarter

  • META$METAMeta Platforms, Inc.$209K

    first bought this quarter

  • META$METAMeta Platforms, Inc.$208K

    first bought this quarter

Added to (27)

  • ISHARES TR - CORE S&P500 ETF+12%

    now $16.6M

  • ISHARES TR - CORE UNIVRSL USD+41%

    now $5.2M

  • ISHARES TR - S&P 500 VAL ETF+59%

    now $1.7M

  • ISHARES TR - S&P 500 GRWT ETF+55%

    now $1.6M

  • BLACKROCK ETF TRUST - ISHARES US EQUIT+47%

    now $1.8M

  • ISHARES TR - US TREAS BD ETF+157%

    now $565K

+21 more in the Excel export

Trimmed (22)

  • VANGUARD INDEX FDS - MRNGSTR TTL STK-13%

    now $9.8M

  • WT$WTWisdomTree, Inc.-68%

    now $307K · held 4+ qtrs

  • ISHARES TR - CORE S&P MCP ETF-3%

    now $8.7M

  • IAU$IAUISHARES GOLD TRUST-8%

    now $2.6M · held 4+ qtrs, 2 trims in a row

  • VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US-2%

    now $8.5M

  • VANGUARD INDEX FDS - S&P 500 ETF SHS-13%

    now $677K

+16 more in the Excel export

Sold out (4)

  • ORCL$ORCLORACLE CORPwas $500K

    held 1 qtr

  • ISHARES TR - 3 7 YR TREAS BDwas $234K
  • CAT$CATCATERPILLAR INCwas $220K

    held 1 qtr

  • VANGUARD INDEX FDS - REAL ESTATE ETFwas $214K

Firm AUM (Form ADV): $186.7M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F ASL Financial, LLC has filed, 3 earlier quarters. Pick one to see what it held then.

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Is it too late to follow ASL Financial?

Q3 2026 13F filed with the SEC on Oct 15, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of ASL Financial's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)

Top 10 since filing

-0.5%

Value-weighted move of the 10 largest stock positions

Turnover

3%

Last quarter

Top 10 weight

54%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

97%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

ASL Financial, LLC disclosed 98 positions worth $146.2M in its Form 13F-HR for Q3 2026, followed by $SPY. During the quarter the fund opened 3 new positions and exited 4 and a full exit from $ORCL. The portfolio is most concentrated in Other (77.7% of disclosed assets). All figures are sourced directly from ASL Financial, LLC’s Form 13F-HR filing with the SEC under CIK 2105933.

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Every holding in ASL Financial, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.