VAUGHAN AND COMPANY SECURITIES, INC.
13F Reported Value
ⓘ$192.6M
incl. option notional
Equity Holdings
ⓘ$191.4M
Option Notional
ⓘ$1.2M
$1.2M puts / $0 calls
Holdings
58
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
VAUGHAN AND COMPANY SECURITIES, INC. disclosed 58 positions worth $192.6M in its Form 13F-HR for Q1 2026 — $191.4M in common stock plus $1.2M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 2 new positions and exited 1 — including a new stake in $SPY. The portfolio is most concentrated in Other (86.6% of disclosed assets). All figures are sourced directly from VAUGHAN AND COMPANY SECURITIES, INC.’s Form 13F-HR filing with the SEC under CIK 805870.
AI Fund Analysis
StableSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
ISHARES TR
—Quality
$24.7M181,662 shGOLDMAN SACHS ETF TR
—Quality
$23.3M185,931 shISHARES TR
—Quality
$22.8M53,483 shISHARES TR
—Quality
$22.7M72,425 shISHARES TR
—Quality
$20.4M293,423 shISHARES INC
—Quality
$14.9M213,465 shISHARES TR
—Quality
$13.6M150,731 shISHARES TR
—Quality
$8.8M88,375 shISHARES TR
—Quality
$2.9M31,237 sh- 62.9
Quality
$2.8M78,492 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| ISHARES TR | — | $24.7M | 181,662 |
| GOLDMAN SACHS ETF TR | — | $23.3M | 185,931 |
| ISHARES TR | — | $22.8M | 53,483 |
| ISHARES TR | — | $22.7M | 72,425 |
| ISHARES TR | — | $20.4M | 293,423 |
| ISHARES INC | — | $14.9M | 213,465 |
| ISHARES TR | — | $13.6M | 150,731 |
| ISHARES TR | — | $8.8M | 88,375 |
| ISHARES TR | — | $2.9M | 31,237 |
 WisdomTree, Inc.$WT | 62.9 | $2.8M | 78,492 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of VAUGHAN AND COMPANY SECURITIES, INC.'s 58 positions.
Showing top 10 of 58 holdings.
Sector Allocation
Other
$165.7M
Financials
$6.2M
Healthcare
$4.2M
Energy
$3.9M
Utilities
$2.6M
Technology
$2.2M
Communication Services
$1.7M
Materials
$1.7M
Full Holdings — VAUGHAN AND COMPANY SECURITIES, INC. (Q1 2026)
All 58 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | — | ISHARES TR | $24.7M | 12.9% | -2% | — |
| 2 | — | GOLDMAN SACHS ETF TR | $23.3M | 12.2% | -0% | — |
| 3 | — | ISHARES TR | $22.8M | 11.9% | +1% | — |
| 4 | — | ISHARES TR | $22.7M | 11.9% | -2% | — |
| 5 | — | ISHARES TR | $20.4M | 10.7% | -3% | — |
| 6 | — | ISHARES INC | $14.9M | 7.8% | -3% | — |
| 7 | — | ISHARES TR | $13.6M | 7.1% | -0% | — |
| 8 | — | ISHARES TR | $8.8M | 4.6% | -3% | — |
| 9 | — | ISHARES TR | $2.9M | 1.5% | -1% | — |
| 10 | $WT | WisdomTree, Inc. | $2.8M | 1.5% | +0% | 62.9 |
| 11 |  $AAPL | Apple Inc. | $2.2M | 1.1% | +10% | 76.1 |
| 12 | — | VANGUARD INTL EQUITY INDEX F | $2.1M | 1.1% | +0% | — |
| 13 |  $SPY | SPDR S&P 500 ETF TRUST | $1.4M | 0.7% | +0% | — |
| 14 | — | ISHARES TR | $1.3M | 0.7% | +0% | — |
| 15 | — | ISHARES TR | $1.3M | 0.7% | -0% | — |
| 16 | — | ISHARES TR | $1.3M | 0.7% | +0% | — |
| 17 | $SPYPUT | SPDR S&P 500 ETF TRUST | $1.2M | — | NEW | — |
| 18 |  $VLO | VALERO ENERGY CORP/TX | $1.1M | 0.6% | -4% | 51.4 |
| 19 | — | ISHARES TR | $1.0M | 0.5% | +0% | — |
| 20 |  $BMY | BRISTOL MYERS SQUIBB CO | $949,173 | 0.5% | -4% | 70.1 |
| 21 | — | ISHARES TR | $932,421 | 0.5% | -1% | — |
| 22 |  $GSK | GSK plc | $931,221 | 0.5% | -4% | — |
| 23 |  $CVX | CHEVRON CORP | $904,360 | 0.5% | -1% | 54.7 |
| 24 |  $UPS | UNITED PARCEL SERVICE INC | $825,212 | 0.4% | -5% | 58.2 |
| 25 |  $VZ | VERIZON COMMUNICATIONS INC | $808,522 | 0.4% | -2% | 71.6 |
| 26 |  $EMN | EASTMAN CHEMICAL CO | $798,155 | 0.4% | -3% | 49.4 |
| 27 |  $OKE | ONEOK INC /NEW/ | $789,648 | 0.4% | -3% | 72 |
| 28 |  $PM | Philip Morris International Inc. | $770,320 | 0.4% | -4% | 80.5 |
| 29 | — | ISHARES TR | $769,563 | 0.4% | +3% | — |
| 30 |  $OGE | OGE ENERGY CORP. | $767,792 | 0.4% | -1% | 57.8 |
| 31 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $735,654 | 0.4% | -3% | 66.7 |
| 32 |  $MMM | 3M CO | $719,615 | 0.4% | -3% | 60.7 |
| 33 | — | ISHARES TR | $714,868 | 0.4% | +0% | — |
| 34 |  $BMO | BANK OF MONTREAL /CAN/ | $710,265 | 0.4% | -3% | — |
| 35 |  $VLY | VALLEY NATIONAL BANCORP | $676,199 | 0.3% | -3% | — |
| 36 |  $PPL | PPL Corp | $640,538 | 0.3% | -3% | 70.3 |
| 37 |  $VICI | VICI PROPERTIES INC. | $640,518 | 0.3% | -1% | 76.2 |
| 38 |  $NWE | NorthWestern Energy Group, Inc. | $619,111 | 0.3% | -3% | 65.6 |
| 39 |  $RCI | ROGERS COMMUNICATIONS INC | $608,933 | 0.3% | -2% | — |
| 40 |  $CVS | CVS HEALTH Corp | $602,139 | 0.3% | -4% | 51.3 |
| 41 |  $ABBV | AbbVie Inc. | $596,141 | 0.3% | -2% | 59.3 |
| 42 |  $CNP | CENTERPOINT ENERGY INC | $589,393 | 0.3% | -1% | 55.9 |
| 43 |  $MTB | M&T BANK CORP | $518,868 | 0.3% | -4% | 64.1 |
| 44 |  $CHRD | Chord Energy Corp | $497,346 | 0.3% | -3% | 60.8 |
| 45 |  $LYB | LyondellBasell Industries N.V. | $466,846 | 0.2% | -4% | — |
| 46 |  $PFE | PFIZER INC | $432,741 | 0.2% | -3% | 69 |
| 47 |  $DOW | DOW INC. | $420,082 | 0.2% | -9% | 38 |
| 48 |  $CM | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | $395,108 | 0.2% | -4% | — |
| 49 |  $APO | Apollo Global Management, Inc. | $360,778 | 0.2% | -1% | 55.7 |
| 50 | $WT | WisdomTree, Inc. | $354,201 | 0.2% | +0% | 62.9 |
| 51 |  $BX | Blackstone Inc. | $345,315 | 0.2% | -1% | 68 |
| 52 |  $BIPC | Brookfield Infrastructure Corp | $324,618 | 0.2% | -4% | — |
| 53 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $299,557 | 0.2% | +0% | — |
| 54 |  $TU | TELUS CORP | $279,438 | 0.1% | -3% | — |
| 55 | — | ISHARES TR | $259,739 | 0.1% | +0% | — |
| 56 | — | SPDR SERIES TRUST | $255,280 | 0.1% | +0% | — |
| 57 |  $AMZN | AMAZON COM INC | $232,222 | 0.1% | +0% | 74.6 |
| 58 |  $XOM | EXXON MOBIL CORP | $226,497 | 0.1% | NEW | 61.8 |
Exited Positions (1)
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