Smith Asset Management Co., LLC
13F Reported Value
ⓘ$127.1M
Holdings
70
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Smith Asset Management Co., LLC disclosed 70 positions worth $127.1M in its Form 13F-HR for Q2 2026, led by $BRK.B (BERKSHIRE HATHAWAY INC) at 6.3% of the equity portfolio, followed by $JPC and $ARCC. During the quarter the fund opened 4 new positions and exited 5. The portfolio is most concentrated in Other (80.5% of disclosed assets). All figures are sourced directly from Smith Asset Management Co., LLC’s Form 13F-HR filing with the SEC under CIK 2068217.
AI Fund Analysis
Stable
$BRK-A
$JPC
$ARCC
$CSQ$BRK-A$ARCC
$AAPLSector Allocation
AUM History
Top Equity Holdings by Value
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
- 64.5#634
Quality
$8.0M15,920 sh - $7.0M890,862 sh
- —
Quality
$6.5M349,766 sh VANGUARD WORLD FD - INF TECH ETF
—Quality
$5.5M45,680 sh- $4.7M226,606 sh
- —
Quality
$4.5M6,014 sh - —
Quality
$4.3M396,153 sh ALLIANCEBERNSTEIN GLOBAL HIG - COM
—Quality
$4.0M386,580 sh- 76.1
Quality
$3.8M13,293 sh - $3.8M333,654 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 BERKSHIRE HATHAWAY INC$BRK.B | 64.5#634 | $8.0M | 15,920 |
| Nuveen Preferred & Income Opportunities Fund$JPC | — | $7.0M | 890,862 |
| ARES CAPITAL CORP$ARCC | — | $6.5M | 349,766 |
| VANGUARD WORLD FD - INF TECH ETF | — | $5.5M | 45,680 |
| CALAMOS STRATEGIC TOTAL RETURN FUND$CSQ | — | $4.7M | 226,606 |
 SPDR S&P 500 ETF TRUST$SPY | — | $4.5M | 6,014 |
 DNP SELECT INCOME FUND INC$DNP | — | $4.3M | 396,153 |
| ALLIANCEBERNSTEIN GLOBAL HIG - COM | — | $4.0M | 386,580 |
| Apple Inc.$AAPL | 76.1 | $3.8M | 13,293 |
 COHEN & STEERS TOTAL RETURN REALTY FUND INC$RFI | — | $3.8M | 333,654 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Smith Asset Management Co., LLC's 70 positions.
Showing top 10 of 70 holdings.
Sector Allocation
Other
$102.3M
Financials
$8.9M
Technology
$6.3M
Real Estate
$5.9M
Consumer Discretionary
$2.9M
Utilities
$331,513
Consumer Staples
$261,610
Healthcare
$239,361
Full Holdings — Smith Asset Management Co., LLC (Q2 2026)
All 70 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $BRK.B | BERKSHIRE HATHAWAY INC | $8.0M | 6.3% | +2% | 64.5 |
| 2 | $JPC | Nuveen Preferred & Income Opportunities Fund | $7.0M | 5.5% | -2% | — |
| 3 | $ARCC | ARES CAPITAL CORP | $6.5M | 5.1% | +2% | — |
| 4 | — | VANGUARD WORLD FD - INF TECH ETF | $5.5M | 4.3% | +835% | — |
| 5 | $CSQ | CALAMOS STRATEGIC TOTAL RETURN FUND | $4.7M | 3.7% | -1% | — |
| 6 | $SPY | SPDR S&P 500 ETF TRUST | $4.5M | 3.5% | +1% | — |
| 7 | $DNP | DNP SELECT INCOME FUND INC | $4.3M | 3.4% | -1% | — |
| 8 | — | ALLIANCEBERNSTEIN GLOBAL HIG - COM | $4.0M | 3.1% | -2% | — |
| 9 | $AAPL | Apple Inc. | $3.8M | 3.0% | +5% | 76.1 |
| 10 | $RFI | COHEN & STEERS TOTAL RETURN REALTY FUND INC | $3.8M | 3.0% | -2% | — |
| 11 | — | VANGUARD WORLD FD - INDUSTRIAL ETF | $3.6M | 2.8% | +26% | — |
| 12 |  $FFA | FIRST TRUST ENHANCED EQUITY INCOME FUND | $3.3M | 2.6% | -2% | — |
| 13 |  $UTG | REAVES UTILITY INCOME FUND | $3.0M | 2.4% | -2% | — |
| 14 |  $MCI | BARINGS CORPORATE INVESTORS | $3.0M | 2.3% | -2% | — |
| 15 |  $PCN | PIMCO CORPORATE & INCOME STRATEGY FUND | $2.9M | 2.3% | -1% | — |
| 16 |  $NLY | ANNALY CAPITAL MANAGEMENT INC | $2.8M | 2.2% | -0% | — |
| 17 |  $BTZ | BLACKROCK CREDIT ALLOCATION INCOME TRUST | $2.8M | 2.2% | -1% | — |
| 18 | — | BLACKROCK ENHANCED INTL DIV - COM BENE INTER | $2.7M | 2.2% | -1% | — |
| 19 |  $PDI | PIMCO Dynamic Income Fund | $2.7M | 2.1% | -1% | — |
| 20 |  $PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | $2.6M | 2.0% | -1% | — |
| 21 |  $UTF | COHEN & STEERS INFRASTRUCTURE FUND INC | $2.6M | 2.0% | -1% | — |
| 22 |  $HQH | abrdn Healthcare Investors | $2.5M | 1.9% | -2% | — |
| 23 |  $FLC | FLAHERTY & CRUMRINE TOTAL RETURN FUND INC | $2.1M | 1.6% | -2% | — |
| 24 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $2.0M | 1.6% | +48% | — |
| 25 |  $PTY | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | $2.0M | 1.6% | +1% | — |
| 26 |  $DFP | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | $1.9M | 1.5% | -1% | — |
| 27 |  $MSFT | MICROSOFT CORP | $1.9M | 1.5% | +88% | 83.7 |
| 28 |  $DSU | BLACKROCK DEBT STRATEGIES FUND, INC. | $1.9M | 1.5% | -3% | — |
| 29 |  $AMZN | AMAZON COM INC | $1.7M | 1.3% | +9% | 74.6 |
| 30 |  $GOF | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $1.5M | 1.2% | +1% | — |
| 31 |  $BUI | BlackRock Utilities, Infrastructure & Power Opportunities Trust | $1.5M | 1.2% | -2% | — |
| 32 |  $ASGI | abrdn Global Infrastructure Income Fund | $1.3M | 1.0% | -4% | — |
| 33 |  $SOR | SOURCE CAPITAL /DE/ | $1.3M | 1.0% | -1% | — |
| 34 | — | FLAHERTY & CRUMRIN PFD & INM - COM | $1.2M | 1.0% | -3% | — |
| 35 |  $GDO | WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. | $1.2M | 0.9% | -1% | — |
| 36 |  $MPV | BARINGS PARTICIPATION INVESTORS | $1.1M | 0.9% | -1% | — |
| 37 | — | SPDR SERIES TRUST - ST STR P500ETF | $1.1M | 0.9% | +10% | — |
| 38 |  $NVG | Nuveen AMT-Free Municipal Credit Income Fund | $1.1M | 0.9% | -1% | — |
| 39 | — | VANGUARD INDEX FDS - VALUE ETF | $1.1M | 0.9% | -0% | — |
| 40 |  $CNS | COHEN & STEERS, INC. | $920,422 | 0.7% | +0% | 58.6 |
| 41 | — | FIRST TR EXCHANGE-TRADED FD - NASDQ CLN EDGE | $892,405 | 0.7% | NEW | — |
| 42 |  $STK | Columbia Seligman Premium Technology Growth Fund, Inc. | $845,867 | 0.7% | -2% | — |
| 43 |  $PFD | FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC | $845,129 | 0.7% | -2% | — |
| 44 |  $OHI | OMEGA HEALTHCARE INVESTORS INC | $747,034 | 0.6% | -5% | 63.2 |
| 45 |  $SPH | SUBURBAN PROPANE PARTNERS LP | $708,812 | 0.6% | -1% | 74.7 |
| 46 |  $BME | BlackRock Health Sciences Trust | $694,888 | 0.6% | -2% | — |
| 47 |  $BLW | BLACKROCK Ltd DURATION INCOME TRUST | $666,391 | 0.5% | -3% | — |
| 48 |  $OUT | OUTFRONT Media Inc. | $634,037 | 0.5% | NEW | 43.7 |
| 49 |  $GOOG | Alphabet Inc. | $606,100 | 0.5% | +7% | 80.2 |
| 50 |  $HYT | BLACKROCK CORPORATE HIGH YIELD FUND, INC. | $603,129 | 0.5% | -0% | — |
| 51 |  $IRM | IRON MOUNTAIN INC | $600,730 | 0.5% | +0% | 50.7 |
| 52 |  $DOC | HEALTHPEAK PROPERTIES, INC. | $583,007 | 0.5% | -1% | 62 |
| 53 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | $561,569 | 0.4% | NEW | — |
| 54 | — | VANGUARD INDEX FDS - MCAP GR IDXVIP | $527,755 | 0.4% | -13% | — |
| 55 |  $MSD | MORGAN STANLEY EMERGING MARKETS DEBT FUND INC | $518,315 | 0.4% | -1% | — |
| 56 |  $WMT | Walmart Inc. | $503,327 | 0.4% | -0% | 63.2 |
| 57 |  $LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | $383,186 | 0.3% | -5% | — |
| 58 |  $DUK | Duke Energy CORP | $331,513 | 0.3% | -1% | 64 |
| 59 |  $PFO | Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | $283,834 | 0.2% | -3% | — |
| 60 |  $MO | ALTRIA GROUP, INC. | $261,610 | 0.2% | -3% | 72.1 |
| 61 |  $SEVN | Seven Hills Realty Trust | $247,218 | 0.2% | -9% | 46.4 |
| 62 |  $AMGN | AMGEN INC | $239,361 | 0.2% | +0% | 79.5 |
| 63 |  $ASG | LIBERTY ALL STAR GROWTH FUND INC. | $220,042 | 0.2% | -3% | — |
| 64 |  $ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund | $207,999 | 0.2% | NEW | — |
| 65 |  $AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | $207,696 | 0.2% | +0% | — |
| 66 |  $DHC | DIVERSIFIED HEALTHCARE TRUST | $207,325 | 0.2% | +0% | 39.7 |
| 67 |  $WEA | WESTERN ASSET PREMIER BOND FUND | $195,609 | 0.1% | +0% | — |
| 68 |  $PMO | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | $132,266 | 0.1% | -9% | — |
| 69 |  $USA | LIBERTY ALL STAR EQUITY FUND | $105,754 | 0.1% | -2% | — |
| 70 |  $SVC | Service Properties Trust | $30,085 | 0.0% | -1% | 35.7 |
New Positions (4)
Exited Positions (5)
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