Wernau Asset Management Inc.
13F Reported Value
ⓘ$143.4M
incl. option notional
Equity Holdings
ⓘ$96.1M
Option Notional
ⓘ$47.2M
$47.2M puts / $0 calls
Holdings
50
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
Wernau Asset Management Inc. disclosed 50 positions worth $143.4M in its Form 13F-HR for Q1 2026 — $96.1M in common stock plus $47.2M of put/call option positions (reported at underlying notional value, not premium at risk), led by $SPY (SPDR S&P 500 ETF TRUST) puts, followed by $AAPL and $AAPL. During the quarter the fund opened 2 new positions and exited 1 and a full exit from $PFE. The portfolio is most concentrated in Technology (41.9% of disclosed assets). All figures are sourced directly from Wernau Asset Management Inc.’s Form 13F-HR filing with the SEC under CIK 2053236.
AI Fund Analysis
Diversifying
Sector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- —
Quality
$31.3M48,200 sh - 76.1#112
Quality
$23.8M93,626 sh - 76.1#112
Quality
$15.0M59,200 sh - —
Quality
$11.1M17,108 sh - 64.5
Quality
$6.9M14,449 sh - 80.2
Quality
$6.6M22,914 sh - 83.7
Quality
$4.8M12,871 sh - 68.4
Quality
$4.0M82,813 sh - 69.0
Quality
$3.2M114,031 sh - 80.2
Quality
$2.9M10,086 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 SPDR S&P 500 ETF TRUST$SPYPUT | — | $31.3M | 48,200 |
 Apple Inc.$AAPL | 76.1#112 | $23.8M | 93,626 |
| Apple Inc.$AAPLPUT | 76.1#112 | $15.0M | 59,200 |
| SPDR S&P 500 ETF TRUST$SPY | — | $11.1M | 17,108 |
 BERKSHIRE HATHAWAY INC$BRK.B | 64.5 | $6.9M | 14,449 |
 Alphabet Inc.$GOOGL | 80.2 | $6.6M | 22,914 |
 MICROSOFT CORP$MSFT | 83.7 | $4.8M | 12,871 |
 BANK OF AMERICA CORP /DE/$BAC | 68.4 | $4.0M | 82,813 |
 PFIZER INC$PFE | 69.0 | $3.2M | 114,031 |
 Alphabet Inc.$GOOG | 80.2 | $2.9M | 10,086 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Wernau Asset Management Inc.'s 50 positions.
Showing top 10 of 50 holdings.
Sector Allocation
Technology
$40.3M
Other
$20.9M
Financials
$15.6M
Communication Services
$4.7M
Healthcare
$4.1M
Utilities
$2.9M
Consumer Staples
$2.5M
Consumer Discretionary
$2.4M
Full Holdings — Wernau Asset Management Inc. (Q1 2026)
All 50 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $SPYPUT | SPDR S&P 500 ETF TRUST | $31.3M | — | -48% | — |
| 2 | $AAPL | Apple Inc. | $23.8M | 24.7% | +0% | 76.1 |
| 3 | $AAPLPUT | Apple Inc. | $15.0M | — | -21% | 76.1 |
| 4 | $SPY | SPDR S&P 500 ETF TRUST | $11.1M | 11.6% | +1% | — |
| 5 | $BRK.B | BERKSHIRE HATHAWAY INC | $6.9M | 7.2% | -0% | 64.5 |
| 6 | $GOOGL | Alphabet Inc. | $6.6M | 6.8% | +0% | 80.2 |
| 7 | $MSFT | MICROSOFT CORP | $4.8M | 5.0% | +1% | 83.7 |
| 8 | $BAC | BANK OF AMERICA CORP /DE/ | $4.0M | 4.2% | +0% | 68.4 |
| 9 | $PFE | PFIZER INC | $3.2M | 3.3% | +0% | 69 |
| 10 | $GOOG | Alphabet Inc. | $2.9M | 3.0% | -1% | 80.2 |
| 11 |  $JPM | JPMORGAN CHASE & CO | $2.8M | 2.9% | +0% | 35.6 |
| 12 |  $T | AT&T INC. | $2.4M | 2.5% | +0% | 71.9 |
| 13 | — | VANGUARD SCOTTSDALE FDS | $2.3M | 2.4% | +2% | — |
| 14 |  $UTL | UNITIL CORP | $2.3M | 2.4% | +0% | 49.1 |
| 15 |  $AMZN | AMAZON COM INC | $2.1M | 2.2% | +0% | 74.6 |
| 16 |  $PG | PROCTER & GAMBLE Co | $1.9M | 2.0% | +1% | 72.9 |
| 17 |  $CSCO | CISCO SYSTEMS, INC. | $1.5M | 1.6% | +0% | 72.3 |
| 18 | — | SCHWAB STRATEGIC TR | $1.2M | 1.2% | +3% | — |
| 19 |  $VZ | VERIZON COMMUNICATIONS INC | $1.1M | 1.1% | +0% | 71.6 |
| 20 | — | VANGUARD INDEX FDS | $1.0M | 1.1% | -5% | — |
| 21 | — | SCHWAB STRATEGIC TR | $1.0M | 1.1% | +3% | — |
| 22 |  $KKR | KKR & Co. Inc. | $1.0M | 1.1% | +1% | 49.8 |
| 23 | — | VANGUARD INTL EQUITY INDEX F | $961,147 | 1.0% | +0% | — |
| 24 |  $XOM | EXXON MOBIL CORP | $931,603 | 1.0% | +0% | 61.8 |
| 25 |  $DIS | Walt Disney Co | $931,513 | 1.0% | +0% | 68.9 |
| 26 | — | ISHARES TR | $866,900 | — | NEW | — |
| 27 |  $GLD | SPDR GOLD TRUST | $805,316 | 0.8% | -9% | — |
| 28 |  $NVDA | NVIDIA CORP | $790,478 | 0.8% | +19% | 90.2 |
| 29 |  $ED | CONSOLIDATED EDISON INC | $586,725 | 0.6% | +0% | 71.6 |
| 30 |  $SAM | BOSTON BEER CO INC | $576,000 | 0.6% | +0% | 42.5 |
| 31 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $569,132 | 0.6% | +0% | 66.7 |
| 32 |  $KMI | KINDER MORGAN, INC. | $519,246 | 0.5% | +1% | 74.6 |
| 33 | — | SCHWAB STRATEGIC TR | $490,805 | 0.5% | -23% | — |
| 34 | — | ISHARES TR | $482,685 | 0.5% | +0% | — |
| 35 |  $LLY | ELI LILLY & Co | $401,304 | 0.4% | +0% | 89.3 |
| 36 | — | ISHARES TR | $377,954 | 0.4% | +0% | — |
| 37 | — | ISHARES TR | $337,888 | 0.3% | +3% | — |
| 38 | — | VANGUARD INDEX FDS | $324,339 | 0.3% | +0% | — |
| 39 | — | ISHARES TR | $308,938 | 0.3% | +0% | — |
| 40 | — | SELECT SECTOR SPDR TR | $302,243 | 0.3% | +0% | — |
| 41 |  $ABBV | AbbVie Inc. | $272,950 | 0.3% | +1% | 59.3 |
| 42 |  $F | FORD MOTOR CO | $271,213 | 0.3% | +1% | 58.5 |
| 43 |  $NFLX | NETFLIX INC | $269,486 | 0.3% | +5% | 86.7 |
| 44 |  $PBA | PEMBINA PIPELINE CORP | $249,403 | 0.3% | +0% | — |
| 45 |  $SBUX | STARBUCKS CORP | $237,255 | 0.3% | +5% | 54.6 |
| 46 |  $NLY | ANNALY CAPITAL MANAGEMENT INC | $229,985 | 0.2% | +2% | — |
| 47 | — | ISHARES TR | $228,304 | 0.2% | +5% | — |
| 48 |  $JNJ | JOHNSON & JOHNSON | $225,863 | 0.2% | NEW | 72.8 |
| 49 | — | ISHARES TR | $206,230 | 0.2% | -58% | — |
| 50 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $202,013 | 0.2% | +0% | — |
New Positions (2)
$JNJ JOHNSON & JOHNSON$225,863Exited Positions (1)
$PFEPUT PFIZER INCBrowse Top Institutional Investors
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