ROI Financial Advisors, LLC
Sector Allocation
- Technology48.5%$93.4M
- Financials15.2%$29.2M
- Consumer Staples10.4%$20.0M
- Other7.0%$13.5M
- Consumer Discretionary6.8%$13.1M
- Healthcare6.3%$12.0M
- Energy2.1%$4.0M
- Industrials2.1%$4.0M
- Communication Services0.9%$1.8M
- Utilities0.8%$1.5M
AUM History
13fpro.ai/research/fund/roi-financial-advisors-llc-2011633
Conviction and streaks
Stable · top 10 = 52.6%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
NVDA
$12.9MAAPL
$12.1MTSM
$11.4MGOOGL
$10.9MLLY
$10.7MAVGO
$9.9MPANW
$9.7MAMZN
$8.0MMSFT
$7.9MCOST
$7.8MV
$6.1MGLD
$6.0MWMT
$5.8MMA
$5.5MINTC
$4.6MSLV
$4.3MJPM
$3.7M- FIRST$3.6M
HD
$3.5MIBM
$2.6M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/roi-financial-advisors-llc-2011633
ROI Financial Advisors, LLC 13F holdings — Q3 2026
$192.5M portfolio (-0.4% QoQ) · 72 holdings · Q3 2026 13F · top 10 are 53% of the stock portfolio
$12.9M
6.7% of stocks
-3%This quarter-0.5%Since filed8+ qtrsHeld$12.1M
6.3% of stocks
-3%This quarter+0.3%Since filed8+ qtrsHeld$11.4M
5.9% of stocks
-2%This quarter+1.0%Since filed8+ qtrsHeld$10.9M
5.7% of stocks
-3%This quarter-7.6%Since filed8+ qtrsHeld$10.7M
5.5% of stocks
-3%This quarter+3.1%Since filed8+ qtrsHeld$9.9M
5.1% of stocks
-8%This quarter-1.6%Since filed8+ qtrsHeld$9.7M
5.0% of stocks
-7%This quarter+12.5%Since filed8+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$8.0M
4.1% of stocks
-1%This quarter-5.1%Since filed8+ qtrsHeld$7.9M
4.1% of stocks
-2%This quarter-0.2%Since filed8+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$7.8M
4.0% of stocks
-1%This quarter+1.0%Since filed8+ qtrsHeld
All holdings — ROI Financial Advisors, LLC (Q3 2026)
72 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | VISA INC. | Financials | $6.1M | 3.2% | 17K | -2% | 8+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | SPDR GOLD TRUSTetf/fund | Financials | $6.0M | 3.1% | 16K | -5% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | Walmart Inc. | Consumer Staples | $5.8M | 3.0% | 56K | +0.0% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 14 | Mastercard Inc | Financials | $5.5M | 2.9% | 9,992 | -1% | 8+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | INTEL CORP | Technology | $4.6M | 2.4% | 39K | +2% | 8+ qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | iShares Silver Trustetf/fund | Financials | $4.3M | 2.2% | 79K | -1.0% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | JPMORGAN CHASE & CO | Financials | $3.7M | 1.9% | 11K | +2% | 8+ qtrsAdded 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | FIRST TR EXCHANGE-TRADED FD - SHS | — | $3.6M | 1.9% | 72K | -0.6% | — | — | 13F |
| 19 | HOME DEPOT, INC. | Consumer Discretionary | $3.5M | 1.8% | 12K | -5% | 8+ qtrsTrimmed 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $2.6M | 1.3% | 12K | -4% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | BERKSHIRE HATHAWAY INC | Financials | $2.5M | 1.3% | 5,028 | -4% | 8+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | Arista Networks, Inc. | Technology | $2.4M | 1.2% | 12K | +8% | 6 qtrsAdded 6 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | Coca-Cola Consolidated, Inc. | Consumer Staples | $2.3M | 1.2% | 12K | +4% | 8+ qtrsAdded 6 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | INVESCO EXCHANGE TRADED FD T - DORSEY WRGT UTIL | — | $2.1M | 1.1% | 50K | +3% | — | — | 13F |
| 25 | CATERPILLAR INC | Industrials | $2.1M | 1.1% | 2,545 | +6% | 8+ qtrsAdded 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | FIRST TR EXCH TRADED FD III - PFD SECS INC ETF | — | $2.0M | 1.1% | 118K | -5% | |||
| 27 | $ARM | ARM HOLDINGS PLC /UK | Technology | $1.6M | 0.8% | 5,617 | +8% | |||
| 28 | $KO | COCA COLA CO | Consumer Staples | $1.6M | 0.8% | 19K | +0.9% | |||
| 29 | $DUK | Duke Energy CORP | Utilities | $1.5M | 0.8% | 14K | -4% | |||
| 30 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $1.5M | 0.8% | 9,111 | +15% | |||
| 31 | $META | Meta Platforms, Inc. | Technology | $1.4M | 0.7% | 1,900 | -4% | |||
| 32 | — | ISHARES TR - HIGH YLD SYSTM B | — | $1.4M | 0.7% | 30K | -7% | |||
| 33 | $TSLA | Tesla, Inc. | Consumer Discretionary | $1.4M | 0.7% | 3,809 | -3% | |||
| 34 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $1.3M | 0.7% | 9,147 | -8% | |||
| 35 | $LNG | Cheniere Energy, Inc. | Energy | $1.3M | 0.7% | 4,936 | +7% | |||
| 36 | $MU | MICRON TECHNOLOGY INC | Technology | $1.3M | 0.7% | 1,187 | +25% | |||
| 37 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $1.2M | 0.6% | 2,306 | +22% | |||
| 38 | $LMT | LOCKHEED MARTIN CORP | Industrials | $1.1M | 0.6% | 2,136 | +5% | |||
| 39 | $CVX | CHEVRON CORP | Energy | $967K | 0.5% | 4,737 | +8% | |||
| 40 | — | VANGUARD WORLD FD - CONSUM STP ETF | — | $952K | 0.5% | 4,364 | -3% | |||
| 41 | $T | AT&T INC. | Communication Services | $916K | 0.5% | 38K | +4% | |||
| 42 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $906K | 0.5% | 20K | +9% | |||
| 43 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $814K | 0.4% | 1,331 | +14% | |||
| 44 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $745K | 0.4% | 2,888 | -29% | |||
| 45 | $AMP | AMERIPRISE FINANCIAL INC | Financials | $667K | 0.3% | 1,355 | -6% | |||
| 46 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $664K | 0.3% | 948 | +0.1% | |||
| 47 | $KR | KROGER CO | Consumer Staples | $603K | 0.3% | 10K | +13% | |||
| 48 | — | FLEXSHARES TR - NORTHERN TR CORE | — | $589K | 0.3% | 28K | +2% | |||
| 49 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $575K | 0.3% | 8,540 | +21% | |||
| 50 | $IDXX | IDEXX LABORATORIES INC /DE | Healthcare | $537K | 0.3% | 1,028 | -1% | |||
| 51 | $EME | EMCOR Group, Inc. | Industrials | $494K | 0.3% | 654 | +57% | |||
| 52 | — | FIRST TR EXCHANGE-TRADED FD - UTILITIES ALPH | — | $474K | 0.3% | 11K | +13% | |||
| 53 | $AMSC | AMERICAN SUPERCONDUCTOR CORP /DE/ | Technology | $447K | 0.2% | 15K | +20% | |||
| 54 | $BLK | BlackRock, Inc. | Financials | $429K | 0.2% | 405 | -10% | |||
| 55 | — | FIRST TR EXCHNG TRADED FD VI - SMITH OPPORT FXD | — | $412K | 0.2% | 9,976 | +24% | |||
| 56 | $GOOG | Alphabet Inc. | Technology | $400K | 0.2% | 1,174 | -2% | |||
| 57 | $AZN | ASTRAZENECA PLC | Healthcare | $355K | 0.2% | 2,198 | +37% | |||
| 58 | $LRCX | LAM RESEARCH CORP | Technology | $353K | 0.2% | 1,075 | +85% | |||
| 59 | — | FRANKLIN TEMPLETON ETF TR - US TREAS BD ETF | — | $323K | 0.2% | 17K | +49% | |||
| 60 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | — | $313K | 0.2% | 3,491 | -15% | |||
| 61 | $CRWD | CrowdStrike Holdings, Inc. | Technology | $300K | 0.2% | 1,132 | New | |||
| 62 | $MMM | 3M CO | Healthcare | $289K | 0.1% | 1,763 | New | |||
| 63 | — | FIRST TR EXCHANGE-TRADED FD - FINLS ALPHADEX | — | $273K | 0.1% | 4,511 | -1% | |||
| 64 | $ORCL | ORACLE CORP | Technology | $264K | 0.1% | 1,926 | -10% | |||
| 65 | $BROS | Dutch Bros Inc. | Consumer Discretionary | $254K | 0.1% | 6,584 | +3% | |||
| 66 | $INTU | INTUIT INC. | Technology | $245K | 0.1% | 889 | -41% | |||
| 67 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $244K | 0.1% | 653 | -17% | |||
| 68 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $241K | 0.1% | 326 | — | |||
| 69 | $RTX | RTX Corp | Industrials | $239K | 0.1% | 1,287 | New | |||
| 70 | $MTZ | MASTEC INC | Energy | $204K | 0.1% | 957 | +99% | |||
| 71 | $MRK | Merck & Co., Inc. | Healthcare | $204K | 0.1% | 1,405 | New | |||
| 72 | $NAT | NORDIC AMERICAN TANKERS Ltd | Industrials | $92K | 0.1% | 12K | +4% |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 32 added to, 35 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
Added to (32)
$MUMICRON TECHNOLOGY INC+25%
now $1.3M · held 3 qtrs, 3 adds in a row
$AMATAPPLIED MATERIALS INC /DE+22%
now $1.2M · held 5 qtrs, 5 adds in a row
$XOM.R34088EXXON MOBIL CORP+15%
now $1.5M · held 6 qtrs, 6 adds in a row
$EMEEMCOR Group, Inc.+57%
now $494K · held 3 qtrs, 3 adds in a row
$ANETArista Networks, Inc.+8%
now $2.4M · held 6 qtrs, 6 adds in a row
$LRCXLAM RESEARCH CORP+85%
now $353K · held 2 qtrs, 2 adds in a row
+26 more in the Excel export
Trimmed (35)
now $9.9M · held 8+ qtrs
now $9.7M · held 8+ qtrs, 2 trims in a row
now $12.9M · held 8+ qtrs, 7 trims in a row
now $10.7M · held 8+ qtrs, 7 trims in a row
now $12.1M · held 8+ qtrs, 2 trims in a row
now $6.0M · held 8+ qtrs
+29 more in the Excel export
Holdings by quarter
Every 13F ROI Financial Advisors, LLC has filed, 11 earlier quarters. Pick one to see what it held then.
Is it too late to follow ROI Financial Advisors?
Q3 2026 13F filed with the SEC on Oct 19, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of ROI Financial Advisors's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
+0.3%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 8% over the last 4
Top 10 weight
53%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
97%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
ROI Financial Advisors, LLC disclosed 72 positions worth $192.5M in its Form 13F-HR for Q3 2026, led by $NVDA (NVIDIA CORP) at 6.7% of the equity portfolio, followed by $AAPL and $TSM. During the quarter the fund opened 4 new positions and exited 2 — including a new stake in $CRWD and a full exit from $SNPS. The portfolio is most concentrated in Technology (48.5% of disclosed assets). All figures are sourced directly from ROI Financial Advisors, LLC’s Form 13F-HR filing with the SEC under CIK 2011633.
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