Upper Left Wealth Management, LLC
Sector Allocation
- Other84.6%$163.1M
- Financials14.9%$28.8M
- Technology0.3%$586,823
- Consumer Discretionary0.1%$204,802
AUM History
13fpro.ai/research/fund/upper-left-wealth-management-llc-1911228
Conviction and streaks
Concentrating · top 10 = 58.0%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SPDR$34.1M
- VANGUARD$22.3M
IAU
$9.3M- SCHWAB$9.1M
- IM$7.6M
IBIT
$6.8M- VANGUARD$6.3M
- VANGUARD$5.8M
- SCHWAB$5.4M
- VANGUARD$5.2M
- SCHWAB$5.0M
GLDM
$4.5M- SIMPLIFY$4.5M
- ISHARES$3.9M
- SCHWAB$3.8M
- ISHARES$3.8M
- SCHWAB$3.8M
- SCHWAB$3.8M
- VANGUARD$3.5M
- SPDR$3.2M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/upper-left-wealth-management-llc-1911228
Upper Left Wealth Management, LLC 13F holdings — Q3 2026
$192.7M portfolio (+6.8% QoQ) · 68 holdings · Q3 2026 13F · top 10 are 58% of the stock portfolio
- 1
SPDR SERIES TRUST - ST STR P500ETF
$34.1M
17.7% of stocks
+214%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT
$22.3M
11.6% of stocks
+566%This quarter—Since filed—HeldAIQuality—Est. buy— $9.3M
4.8% of stocks
-28%This quarter-2.1%Since filed11+ qtrsHeld- 4
SCHWAB STRATEGIC TR - US TIPS ETF
$9.1M
4.7% of stocks
+112%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
IM GLOBAL PARTNER FUNDS - IMGP DBI MAN ETF
$7.6M
3.9% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy— $6.8M
3.5% of stocks
-12%This quarter-2.2%Since filed11+ qtrsHeld- 7
VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF
$6.3M
3.3% of stocks
+60%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
VANGUARD INDEX FDS - S&P 500 ETF SHS
$5.8M
3.0% of stocks
+610%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
SCHWAB STRATEGIC TR - US SML CAP ETF
$5.4M
2.8% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF
$5.2M
2.7% of stocks
-31%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST - ST STR P500ETF | $34.1M | 17.7% | +214% | — | — | — | — | |
| 2 | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $22.3M | 11.6% | +566% | — | — | — | — | |
| 3 | $9.3M | 4.8% | -28% | -2.1% | 11+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 4 | SCHWAB STRATEGIC TR - US TIPS ETF | $9.1M | 4.7% | +112% | — | — | — | — | |
| 5 | IM GLOBAL PARTNER FUNDS - IMGP DBI MAN ETF | $7.6M | 3.9% | +9% | — | — | — | — | |
| 6 | $6.8M | 3.5% | -12% | -2.2% | 11+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 7 | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $6.3M | 3.3% | +60% | — | — | — | — | |
| 8 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $5.8M | 3.0% | +610% | — | — | — | — | |
| 9 | SCHWAB STRATEGIC TR - US SML CAP ETF | $5.4M | 2.8% | +2% | — | — | — | — | |
| 10 | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF | $5.2M | 2.7% | -31% | — | — | — | — |
All holdings — Upper Left Wealth Management, LLC (Q3 2026)
68 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | SCHWAB STRATEGIC TR - INTL EQTY ETFetf/fund | — | $5.0M | 2.6% | 182K | -19% | — | — | 13F |
| 12 | World Gold Trustetf/fund | Financials | $4.5M | 2.3% | 55K | -12% | 11+ qtrsTrimmed 6 qtrs in a row | — | 13F | |
| 13 | — | SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES | — | $4.5M | 2.3% | 155K | +23% | — | — | 13F |
| 14 | — | ISHARES TR - CORE S&P500 ETFetf/fund | — | $3.9M | 2.0% | 5,056 | -4% | — | — | 13F |
| 15 | — | SCHWAB STRATEGIC TR - EMRG MKTEQ ETFetf/fund | — | $3.8M | 2.0% | 106K | -20% | — | — | 13F |
| 16 | — | ISHARES TR - 20 YR TR BD ETFetf/fund | — | $3.8M | 2.0% | 49K | New | — | — | 13F |
| 17 | — | SCHWAB STRATEGIC TR - INT-TRM U.S TRES | — | $3.8M | 2.0% | 160K | -16% | — | — | 13F |
| 18 | — | SCHWAB STRATEGIC TR - US REIT ETFetf/fund | — | $3.8M | 2.0% | 171K | -41% | — | — | 13F |
| 19 | — | VANGUARD STAR FDS - VG TL INTL STK Fetf/fund | — | $3.5M | 1.8% | 41K | +7% | — | — | 13F |
| 20 | — | SPDR SERIES TRUST - ST INTL BBG ETFetf/fund | — | $3.2M | 1.6% | 149K | -51% | — | — | 13F |
| 21 | SPDR S&P 500 ETF TRUSTetf/fund | — | $3.0M | 1.6% | 3,917 | +23% | 11+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 22 | — | VANGUARD MALVERN FDS - STRM INFPROIDXetf/fund | — | $1.8M | 0.9% | 37K | New | — | — | 13F |
| 23 | — | SPDR SERIES TRUST - ST STR BLO 1 ETFetf/fund | — | $1.8M | 0.9% | 20K | -66% | — | — | 13F |
| 24 | — | ISHARES TR - TIPS BD ETFetf/fund | — | $1.8M | 0.9% | 17K | +191% | — | — | 13F |
| 25 | — | ISHARES TR - MSCI CHINA ETFetf/fund | — | $1.7M | 0.9% | 33K | -64% | — | — | 13F |
| 26 | — | SCHWAB STRATEGIC TR - INTL SCEQT ETF | — | $1.7M | 0.9% | 34K | -65% | |||
| 27 | — | SPDR INDEX SHS FDS - ST INTL CAP ETF | — | $1.6M | 0.8% | 35K | -0.4% | |||
| 28 | $BTC | Grayscale Bitcoin Mini Trust ETF | Financials | $1.4M | 0.7% | 38K | -12% | |||
| 29 | $GLD | SPDR GOLD TRUST | Financials | $1.3M | 0.7% | 3,516 | +7% | |||
| 30 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $1.3M | 0.7% | 4,630 | -3% | |||
| 31 | — | ISHARES TR - U.S. REAL ES ETF | — | $1.3M | 0.7% | 14K | -2% | |||
| 32 | — | SCHWAB STRATEGIC TR - SHT TM US TRES | — | $1.2M | 0.6% | 51K | New | |||
| 33 | $GBTC | Grayscale Bitcoin Trust ETF | Financials | $1.2M | 0.6% | 19K | -2% | |||
| 34 | — | ISHARES INC - CORE MSCI EMKT | — | $1.2M | 0.6% | 15K | -23% | |||
| 35 | — | SPDR INDEX SHS FDS - ST PORT MARK ETF | — | $1.1M | 0.6% | 22K | -2% | |||
| 36 | $STT | STATE STREET CORP | Financials | $963K | 0.5% | 14K | -71% | |||
| 37 | $SGOL | abrdn Gold ETF Trust | Financials | $952K | 0.5% | 24K | -24% | |||
| 38 | — | VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US | — | $945K | 0.5% | 11K | -75% | |||
| 39 | $FBTC | Fidelity Wise Origin Bitcoin Fund | Financials | $939K | 0.5% | 13K | -6% | |||
| 40 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | — | $877K | 0.5% | 9,790 | -22% | |||
| 41 | — | ISHARES TR - CORE S&P SCP ETF | — | $851K | 0.4% | 6,252 | +17% | |||
| 42 | — | SPDR INDEX SHS FDS - ST DOW INTL ETF | — | $847K | 0.4% | 33K | -27% | |||
| 43 | — | ISHARES INC - MSCI EURZONE ETF | — | $846K | 0.4% | 13K | -1.0% | |||
| 44 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | — | $745K | 0.4% | 15K | — | |||
| 45 | — | VANGUARD INTL EQUITY INDEX F - GLB EX US ETF | — | $703K | 0.4% | 17K | -84% | |||
| 46 | — | ISHARES TR - 3 7 YR TREAS BD | — | $690K | 0.4% | 6,084 | -20% | |||
| 47 | — | ISHARES TR - RUSSELL 2000 ETF | — | $632K | 0.3% | 2,275 | -0.7% | |||
| 48 | — | VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF | — | $632K | 0.3% | 4,069 | -78% | |||
| 49 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | — | $574K | 0.3% | 12K | -1% | |||
| 50 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $559K | 0.3% | 756 | — | |||
| 51 | — | ISHARES TR - CHINA LG-CAP ETF | — | $552K | 0.3% | 16K | -5% | |||
| 52 | $GS | GOLDMAN SACHS GROUP INC | Financials | $471K | 0.2% | 4,706 | +64% | |||
| 53 | — | ISHARES TR - INTL TREA BD ETF | — | $459K | 0.2% | 12K | -65% | |||
| 54 | — | ISHARES TR - CRE U S REIT ETF | — | $422K | 0.2% | 6,856 | — | |||
| 55 | $ARKB | Ark 21Shares Bitcoin ETF | Financials | $378K | 0.2% | 14K | -3% | |||
| 56 | $BITB | Bitwise Bitcoin ETF | Financials | $359K | 0.2% | 7,922 | -19% | |||
| 57 | — | ABRDN ETFS - BBRG ALL COMD K1 | — | $356K | 0.2% | 14K | -96% | |||
| 58 | — | VANGUARD WORLD FD - HEALTH CAR ETF | — | $332K | 0.2% | 1,050 | — | |||
| 59 | — | ISHARES TR - EAFE SML CP ETF | — | $325K | 0.2% | 3,847 | +10% | |||
| 60 | $MU | MICRON TECHNOLOGY INC | Technology | $320K | 0.2% | 300 | -5% | |||
| 61 | — | ISHARES TR - CORE MSCI EAFE | — | $268K | 0.1% | 2,770 | — | |||
| 62 | $AAPL | Apple Inc. | Technology | $267K | 0.1% | 803 | — | |||
| 63 | — | ISHARES INC - MSCI HONG KG ETF | — | $249K | 0.1% | 11K | -32% | |||
| 64 | — | HARBOR ETF TRUST - COMM ALL WEA ETF | — | $240K | 0.1% | 6,800 | New | |||
| 65 | — | VANGUARD INTL EQUITY INDEX F - FTSE EUROPE ETF | — | $228K | 0.1% | 2,624 | -3% | |||
| 66 | $DJP | BARCLAYS BANK PLC | Financials | $210K | 0.1% | 4,078 | -51% | |||
| 67 | — | ISHARES TR - S&P 500 GRWT ETF | — | $207K | 0.1% | 1,453 | New | |||
| 68 | $AMZN | AMAZON COM INC | Consumer Discretionary | $205K | 0.1% | 822 | New |
What changed in Q3 2026
Against the previous quarter's 13F: 6 new, 15 added to, 41 trimmed, 11 sold out. Share-count changes; largest moves by dollar size first.
New positions (6)
- ISHARES TR - 20 YR TR BD ETF$3.8M
first bought this quarter
- VANGUARD MALVERN FDS - STRM INFPROIDX$1.8M
first bought this quarter
- SCHWAB STRATEGIC TR - SHT TM US TRES$1.2M
first bought this quarter
- HARBOR ETF TRUST - COMM ALL WEA ETF$240K
first bought this quarter
- ISHARES TR - S&P 500 GRWT ETF$207K
first bought this quarter
$AMZNAMAZON COM INC$205K
first bought this quarter
Added to (15)
- SPDR SERIES TRUST - ST STR P500ETF+214%
now $34.1M
- VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT+566%
now $22.3M
- VANGUARD INDEX FDS - S&P 500 ETF SHS+610%
now $5.8M
- SCHWAB STRATEGIC TR - US TIPS ETF+112%
now $9.1M
- VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF+60%
now $6.3M
- ISHARES TR - TIPS BD ETF+191%
now $1.8M
+9 more in the Excel export
Trimmed (41)
- ABRDN ETFS - BBRG ALL COMD K1-96%
now $356K
- VANGUARD INTL EQUITY INDEX F - GLB EX US ETF-84%
now $703K
now $9.3M · held 11+ qtrs
- SPDR SERIES TRUST - ST STR BLO 1 ETF-66%
now $1.8M
- SPDR SERIES TRUST - ST INTL BBG ETF-51%
now $3.2M
- SCHWAB STRATEGIC TR - INTL SCEQT ETF-65%
now $1.7M
+35 more in the Excel export
Holdings by quarter
Every 13F Upper Left Wealth Management, LLC has filed, 19 earlier quarters. Pick one to see what it held then.
Is it too late to follow Upper Left Wealth Management?
Q3 2026 13F filed with the SEC on Oct 14, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Upper Left Wealth Management's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 5 of the 20 are scored)
Top 10 since filing
-1.9%
Value-weighted move of the 10 largest stock positions
Turnover
31%
Last quarter; 38% over the last 4
Top 10 weight
58%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
96%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 5 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Upper Left Wealth Management, LLC disclosed 68 positions worth $192.7M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 6 new positions and exited 11. The portfolio is most concentrated in Other (84.6% of disclosed assets). All figures are sourced directly from Upper Left Wealth Management, LLC’s Form 13F-HR filing with the SEC under CIK 1911228.
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AI-Powered Hedge Fund Analysis: Upper Left Wealth Management, LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Upper Left Wealth Management, LLC (SEC CIK: 1911228), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Upper Left Wealth Management, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.