Gimbal Financial
Sector Allocation
- Other63.3%$105.6M
- Healthcare13.3%$22.2M
- Technology9.2%$15.3M
- Financials6.1%$10.2M
- Communication Services3.1%$5.2M
- Consumer Staples3.1%$5.1M
- Energy1.2%$2.1M
- Industrials0.3%$547,359
- Consumer Discretionary0.3%$499,890
AUM History
13fpro.ai/research/fund/gimbal-financial-1835206
Conviction and streaks
Diversifying · top 10 = 72.8%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$30.8M
- FIDELITY$14.9M
- ISHARES$11.3M
LLY
$10.4MAAPL
$10.4MABBV
$9.8M- FIRST$9.2M
XP
$9.1M- ISHARES$9.1M
- ARK$6.5M
- FIDELITY$6.1M
- ISHARES$5.2M
T
$5.2MSJM
$4.1M- ISHARES$2.1M
- FIRST$1.9M
TXN
$1.4MCLMT
$1.3M- PACER$1.1M
MSFT
$1.1M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/gimbal-financial-1835206
Gimbal Financial 13F holdings — Q3 2026
$172.3M portfolio (+5.9% QoQ) · 59 holdings · Q3 2026 13F · top 10 are 73% of the stock portfolio
Includes $5.4M of put/call options ($5.4M puts, $0 calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $166.8M. Weights use the stock portfolio.
- 1
ISHARES TR - CORE S&P500 ETF
$30.8M
18.4% of stocks
-0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
FIDELITY COVINGTON TRUST - MSCI HLTH CARE I
$14.9M
8.9% of stocks
-2%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - EXPANDED TECH
$11.3M
6.8% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— $10.4M
6.3% of stocks
-2%This quarter+3.1%Since filed9+ qtrsHeld$10.4M
6.2% of stocks
+761%This quarter+0.3%Since filed9+ qtrsHeld$9.8M
5.9% of stocks
+1139%This quarter+1.4%Since filed9+ qtrsHeld- 7
FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF
$9.2M
5.5% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— $9.1M
5.5% of stocks
NewThis quarter-48.1%Since filedNew this quarterHeld- 9
ISHARES TR - ISHARES SEMICDTR
$9.1M
5.5% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 10
ARK ETF TR - GENOMIC REV ETF
$6.5M
3.9% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR - CORE S&P500 ETF | $30.8M | 18.4% | -0.5% | — | — | — | — | |
| 2 | FIDELITY COVINGTON TRUST - MSCI HLTH CARE I | $14.9M | 8.9% | -2% | — | — | — | — | |
| 3 | ISHARES TR - EXPANDED TECH | $11.3M | 6.8% | New | — | New this quarter | — | — | |
| 4 | $10.4M | 6.3% | -2% | +3.1% | 9+ qtrsTrimmed 4 qtrs in a row | 85.7#4 | Estimated buy price is Pro: unlock with a free trial | ||
| 5 | $10.4M | 6.2% | +761% | +0.3% | 9+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 6 | $9.8M | 5.9% | +1139% | +1.4% | 9+ qtrs | 72.6#144 | Estimated buy price is Pro: unlock with a free trial | ||
| 7 | FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF | $9.2M | 5.5% | New | — | New this quarter | — | — | |
| 8 | $9.1M | 5.5% | New | -48.1% | New this quarter | — | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | ISHARES TR - ISHARES SEMICDTR | $9.1M | 5.5% | New | — | New this quarter | — | — | |
| 10 | ARK ETF TR - GENOMIC REV ETF | $6.5M | 3.9% | New | — | New this quarter | — | — |
All holdings — Gimbal Financial (Q3 2026)
59 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | FIDELITY COVINGTON TRUST - MSCI ENERGY IDX | — | $6.1M | 3.7% | 181K | New | — | — | 13F |
| 12 | ELI LILLY & Co | Healthcare | $5.4M | — | 4,700 | +4% | — | — | 13F | |
| 13 | — | ISHARES TR - U.S. TECH ETFetf/fund | — | $5.2M | 3.1% | 20K | New | — | — | 13F |
| 14 | AT&T INC. | Communication Services | $5.2M | 3.1% | 213K | New | 1 qtr | 62.4 | 13F | |
| 15 | J M SMUCKER Co | Consumer Staples | $4.1M | 2.5% | 35K | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | — | ISHARES TR - CORE S&P TTL STKetf/fund | — | $2.1M | 1.2% | 12K | New | — | — | 13F |
| 17 | — | FIRST TR EXCHANGE-TRADED FD - TECH ALPHADEX | — | $1.9M | 1.1% | 8,425 | New | — | — | 13F |
| 18 | TEXAS INSTRUMENTS INC | Technology | $1.4M | 0.9% | 5,162 | — | 9+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | Calumet, Inc. /DE | Energy | $1.3M | 0.8% | 25K | -0.1% | 7 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | — | PACER FDS TR - TRENDPILOT 100 | — | $1.1M | 0.7% | 13K | +46% | — | — | 13F |
| 21 | MICROSOFT CORP | Technology | $1.1M | 0.6% | 2,093 | -17% | 9+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | FIRST TR EXCHANGE-TRADED FD - NY ARCA BIOTECH | — | $1.0M | 0.6% | 3,755 | +5% | — | — | 13F |
| 23 | JOHNSON & JOHNSON | Healthcare | $999K | 0.6% | 3,773 | -0.3% | 9+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | PACER FDS TR - TRENDP US LAR CP | — | $907K | 0.5% | 15K | +36% | — | — | 13F |
| 25 | Alphabet Inc. | Technology | $825K | 0.5% | 2,398 | -1% | 9+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | ISHARES TR - S&P 100 ETF | — | $811K | 0.5% | 2,121 | +9% | |||
| 27 | $JPM | JPMORGAN CHASE & CO | Financials | $761K | 0.5% | 2,299 | +0.4% | |||
| 28 | $WMT | Walmart Inc. | Consumer Staples | $760K | 0.5% | 7,311 | -0.8% | |||
| 29 | $CSCO | CISCO SYSTEMS, INC. | Technology | $686K | 0.4% | 6,376 | — | |||
| 30 | — | J P MORGAN EXCHANGE TRADED F - DIV RTN INT EQ | — | $586K | 0.3% | 7,946 | — | |||
| 31 | $SPY | SPDR S&P 500 ETF TRUST | — | $508K | 0.3% | 666 | +0.6% | |||
| 32 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $479K | 0.3% | 2,053 | +2% | |||
| 33 | — | PACER FDS TR - TRENDP US MID CP | — | $407K | 0.2% | 10K | +12% | |||
| 34 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF | — | $396K | 0.2% | 7,862 | — | |||
| 35 | — | VANGUARD INDEX FDS - MRNGSTR MID CAP | — | $393K | 0.2% | 5,008 | — | |||
| 36 | $AMGN | AMGEN INC | Healthcare | $370K | 0.2% | 877 | -5% | |||
| 37 | — | PACER FDS TR - TRENDPILOT EUR | — | $326K | 0.2% | 9,996 | +8% | |||
| 38 | $IVZ | Invesco Ltd. | Financials | $325K | 0.2% | 1,561 | +3% | |||
| 39 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $324K | 0.2% | 1,500 | — | |||
| 40 | $EMR | EMERSON ELECTRIC CO | Industrials | $318K | 0.2% | 2,048 | — | |||
| 41 | $NVDA | NVIDIA CORP | Technology | $315K | 0.2% | 1,378 | -16% | |||
| 42 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $310K | 0.2% | 420 | +10% | |||
| 43 | $BTU | PEABODY ENERGY CORP | Energy | $310K | 0.2% | 13K | +0.3% | |||
| 44 | — | PIMCO ETF TR - ENHAN SHRT MA AC | — | $294K | 0.2% | 2,920 | — | |||
| 45 | — | ISHARES INC - CORE MSCI EMKT | — | $291K | 0.2% | 3,590 | — | |||
| 46 | $NVS | NOVARTIS AG | Healthcare | $285K | 0.2% | 2,002 | — | |||
| 47 | $DELL | Dell Technologies Inc. | Technology | $274K | 0.2% | 509 | -20% | |||
| 48 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $259K | 0.2% | 912 | +0.7% | |||
| 49 | $ABT | ABBOTT LABORATORIES | Healthcare | $255K | 0.1% | 2,585 | -10% | |||
| 50 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $254K | 0.1% | 678 | +0.3% | |||
| 51 | $MPC | Marathon Petroleum Corp | Energy | $249K | 0.1% | 629 | New | |||
| 52 | $AMZN | AMAZON COM INC | Consumer Discretionary | $240K | 0.1% | 965 | -9% | |||
| 53 | $KO | COCA COLA CO | Consumer Staples | $237K | 0.1% | 2,750 | -5% | |||
| 54 | $HON | HONEYWELL INTERNATIONAL INC | Industrials | $230K | 0.1% | 1,089 | — | |||
| 55 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $219K | 0.1% | 1,344 | New | |||
| 56 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $213K | 0.1% | 1,415 | New | |||
| 57 | — | ETF SER SOLUTIONS - APTUS COLLRD INV | — | $203K | 0.1% | 4,323 | New | |||
| 58 | $NVTS | Navitas Semiconductor Corp | Technology | $149K | 0.1% | 13K | — | |||
| 59 | $AMC | AMC ENTERTAINMENT HOLDINGS, INC. | Communication Services | $57K | 0.0% | 19K | New |
What changed in Q3 2026
Against the previous quarter's 13F: 16 new, 17 added to, 14 trimmed, 11 sold out. Share-count changes; largest moves by dollar size first.
New positions (16)
- ISHARES TR - EXPANDED TECH$11.3M
first bought this quarter
- FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF$9.2M
first bought this quarter
first bought this quarter
- ISHARES TR - ISHARES SEMICDTR$9.1M
first bought this quarter
- ARK ETF TR - GENOMIC REV ETF$6.5M
first bought this quarter
- FIDELITY COVINGTON TRUST - MSCI ENERGY IDX$6.1M
first bought this quarter
+10 more in the Excel export
Added to (17)
now $10.4M · held 9+ qtrs
now $9.8M · held 9+ qtrs
- PACER FDS TR - TRENDPILOT 100+46%
now $1.1M
- PACER FDS TR - TRENDP US LAR CP+36%
now $907K
now $5.4M
- ISHARES TR - S&P 100 ETF+9%
now $811K
+11 more in the Excel export
Trimmed (14)
- FIDELITY COVINGTON TRUST - MSCI HLTH CARE I-2%
now $14.9M
now $10.4M · held 9+ qtrs, 4 trims in a row
now $1.1M · held 9+ qtrs, 2 trims in a row
- ISHARES TR - CORE S&P500 ETF-0.5%
now $30.8M
$DELLDell Technologies Inc.-20%
now $274K · held 2 qtrs
$NVDANVIDIA CORP-16%
now $315K · held 3 qtrs
+8 more in the Excel export
Sold out (11)
- ISHARES TR - RUSSELL 2000 ETFwas $28.8M
- ISHARES TR - CORE DIV GRWTHwas $15.1M
- SPDR SERIES TRUST - ST STR SP RETAILwas $11.4M
- ISHARES TR - US TRSPRTIONwas $11.1M
- ISHARES TR - CRE U S REIT ETFwas $10.2M
- FIDELITY COMWLTH TR - NASDAQ COMPSITwas $451K
+5 more in the Excel export
Holdings by quarter
Every 13F Gimbal Financial has filed, 9 earlier quarters. Pick one to see what it held then.
Is it too late to follow Gimbal Financial?
Q3 2026 13F filed with the SEC on Oct 19, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Gimbal Financial's top 20 holdings: 73/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)
Top 10 since filing
-7.9%
Value-weighted move of the 10 largest stock positions
Turnover
55%
Last quarter; 183% over the last 4
Top 10 weight
73%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
67%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Gimbal Financial disclosed 59 positions worth $172.3M in its Form 13F-HR for Q3 2026 — $166.8M in common stock plus $5.4M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 16 new positions and exited 11. The portfolio is most concentrated in Other (63.3% of disclosed assets). All figures are sourced directly from Gimbal Financial’s Form 13F-HR filing with the SEC under CIK 1835206.
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