SEC Form 4 reporting owner

Richard Stephanie N

Richard Stephanie N has filed 6 Form 4 transactions reported between January 30, 2026 and August 4, 2026, as Chief Risk Officer of Ally Financial Inc..

Name as filed: Richard Stephanie N

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$432K

2 lines

Companies

with Form 4 filings

Latest transaction

Aug 4, 2026

transaction date

Roles and reported holdings

ALLYAlly Financial Inc.
Jan 30, 2026 – Aug 4, 2026
Chief Risk Officer
Held directly88,927 sh as of Aug 4, 2026 · Form 4
24 months: $432K sold

Transaction history

All 6 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Aug 4, 2026	ALLYChief Risk Officer	Open-market saleCode S · direct	5,000	$44.23	$221K@ $44.23	88,927	Form 4
May 15, 2026	ALLYChief Risk Officer	Open-market saleCode S · direct	5,000	$42.14	$211K@ $42.14	93,927	Form 4
Feb 3, 2026	ALLYChief Risk Officer	Grant or awardCode A · direct	18,972	$42.30	$803K@ $42.30	98,927	Form 4
Jan 30, 2026	ALLYChief Risk Officer	Shares withheld for tax or exercise priceCode F · direct	1,705	$42.30	$72K@ $42.30	79,955	Form 4
Jan 30, 2026	ALLYChief Risk Officer	Shares withheld for tax or exercise priceCode F · direct	2,021	$42.30	$85K@ $42.30	81,660	Form 4
Jan 30, 2026	ALLYChief Risk Officer	Shares withheld for tax or exercise priceCode F · direct	1,703	$42.30	$72K@ $42.30	83,681	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.