SEC Form 4 reporting owner

Raghu Ravi

Raghu Ravi has filed 11 Form 4 transactions reported between January 5, 2026 and August 7, 2026, as Pres, Software, Intl & Sm Bus of CAPITAL ONE FINANCIAL CORP.

Name as filed: Raghu Ravi

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$5.4M

5 lines

Companies

with Form 4 filings

Latest transaction

Aug 7, 2026

transaction date

Roles and reported holdings

COFCAPITAL ONE FINANCIAL CORP
Jan 5, 2026 – Aug 7, 2026
Pres, Software, Intl & Sm Bus
Held directly26,278 sh as of Aug 7, 2026 · Form 4
24 months: $5.4M sold

Transaction history

All 11 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Aug 7, 2026	COFPres, Software, Intl & Sm Bus	Open-market saleCode S · direct	50	$218.49	$11K@ $218.49	26,278	Form 4
Jul 31, 2026	COFPres, Software, Intl & Sm Bus	Open-market saleCode S · direct	444	$210.70	$94K@ $210.70	26,328	Form 4
Jul 31, 2026	COFPres, Software, Intl & Sm Bus	Open-market saleCode S · direct	5,820	$210.02	$1.2M@ $210.02	26,772	Form 4
Jul 31, 2026	COFPres, Software, Intl & Sm Bus	Open-market saleCode S · direct	3,462	$209.27	$724K@ $209.27	32,592	Form 4
Mar 9, 2026	COFPres, Software, Intl & Sm Bus	Shares withheld for tax or exercise priceCode F · direct	1,903	$185.73	$353K@ $185.73	36,054	Form 4
Mar 9, 2026	COFPres, Software, Intl & Sm Bus	Grant or awardCode A · direct	4,834	—	—	37,957	Form 4
Feb 15, 2026	COFPres, Software, Intl & Sm Bus	Shares withheld for tax or exercise priceCode F · direct	560	$207.37	$116K@ $207.37	33,123	Form 4
Feb 15, 2026	COFPres, Software, Intl & Sm Bus	Shares withheld for tax or exercise priceCode F · direct	551	$207.37	$114K@ $207.37	33,683	Form 4
Feb 15, 2026	COFPres, Software, Intl & Sm Bus	Shares withheld for tax or exercise priceCode F · direct	546	$207.37	$113K@ $207.37	34,234	Form 4
Feb 3, 2026	COFPres, Software, Intl & Sm Bus	Grant or awardCode A · direct	4,443	—	—	34,780	Form 4
Jan 5, 2026	COFPres, Software, Intl & Sm Bus	Open-market saleCode S · direct	13,450	$250.00	$3.4M@ $250.00	30,337	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.