SEC Form 4 reporting owner

Haggerty Kaitlin

Haggerty Kaitlin has filed 8 Form 4 transactions reported between February 3, 2026 and May 13, 2026, as Chief Human Resources Officer of CAPITAL ONE FINANCIAL CORP.

Name as filed: Haggerty Kaitlin

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$262K

2 lines

Companies

with Form 4 filings

Latest transaction

May 13, 2026

transaction date

Roles and reported holdings

COFCAPITAL ONE FINANCIAL CORP
Feb 3, 2026 – May 13, 2026
Chief Human Resources Officer
Held directly49,181 sh as of May 13, 2026 · Form 4
24 months: $262K sold

Transaction history

All 8 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
May 13, 2026	COFChief Human Resources Officer	Open-market saleCode S · direct	119	$182.59	$22K@ $182.59	49,181	Form 4
May 12, 2026	COFChief Human Resources Officer	Open-market saleCode S · direct	1,307	$183.93	$240K@ $183.93	49,300	Form 4
Mar 9, 2026	COFChief Human Resources Officer	Shares withheld for tax or exercise priceCode F · direct	2,398	$185.73	$445K@ $185.73	50,561	Form 4
Mar 9, 2026	COFChief Human Resources Officer	Grant or awardCode A · direct	5,316	—	—	52,959	Form 4
Feb 15, 2026	COFChief Human Resources Officer	Shares withheld for tax or exercise priceCode F · direct	801	$207.37	$166K@ $207.37	47,570	Form 4
Feb 15, 2026	COFChief Human Resources Officer	Shares withheld for tax or exercise priceCode F · direct	821	$207.37	$170K@ $207.37	48,371	Form 4
Feb 15, 2026	COFChief Human Resources Officer	Shares withheld for tax or exercise priceCode F · direct	728	$207.37	$151K@ $207.37	49,192	Form 4
Feb 3, 2026	COFChief Human Resources Officer	Grant or awardCode A · direct	5,373	—	—	49,920	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.