13F Pro

SEC Form 4 reporting owner

Abate Christopher J

Abate Christopher J has filed 7 Form 4 transactions reported between December 11, 2025 and September 15, 2026, as Chief Executive Officer of REDWOOD TRUST INC and a reporting owner of HERITAGE COMMERCE CORP.

Name as filed: Abate Christopher J

Open-market buys, 24 mo
$384K
1 lines
Open-market sales, 24 mo
None
reported
Companies
2
with Form 4 filings
Latest transaction
Sep 15, 2026
transaction date

Roles and reported holdings

  • RWTREDWOOD TRUST INC
    Dec 11, 2025 – Sep 15, 2026

    Chief Executive Officer

    Held directly51,396 sh as of Apr 14, 2026 · Form 4
    Held indirectly (latest line)679,283 sh as of Sep 15, 2026 · Form 4

    24 months: $384K bought

  • HTBKHERITAGE COMMERCE CORP
    Mar 5, 2026

    Reporting owner

    No common-stock holding reported on a purchase, sale, gift or withholding line.

Transaction history

All 7 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 15, 2026RWTChief Executive OfficerOpen-market purchaseCode P · indirect100,000$384K@ $3.84Form 4
Apr 14, 2026RWTChief Executive OfficerShares withheld for tax or exercise priceCode F · direct60,212—Form 4
Apr 14, 2026RWTChief Executive OfficerOption exerciseCode M · indirect51,396$307K@ $5.97Form 4
Mar 5, 2026HTBKGrant or awardCode A · direct4,022—Form 4
Dec 24, 2025RWTChief Executive OfficerShares withheld for tax or exercise priceCode F · direct61,285—Form 4
Dec 24, 2025RWTChief Executive OfficerOption exerciseCode M · indirect52,523$288K@ $5.49Form 4
Dec 11, 2025RWTChief Executive OfficerGrant or awardCode A · direct115,896—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.