PennantPark Floating Rate Capital Ltd. (PFLA) — Institutional Holders, Q2 2026
126 institutional investment managers reported a PFLA position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $164.8M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
PFLA in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- UBS Group AGAdded · +1,066,870 sh+$8.0M
- VAN ECK ASSOCIATESAdded · +668,394 sh+$5.0M
- FRANKLIN RESOURCESNew · +584,585 sh+$4.4M
- Sound Income StrategiesAdded · +281,807 sh+$2.1M
- MORGAN STANLEYAdded · +175,904 sh+$1.3M
Biggest sellers
- Diameter Capital PartnersTrimmed · -755,246 sh-$5.6M
- LPL FinancialTrimmed · -314,711 sh-$2.4M
- TWO SIGMA INVESTMENTSTrimmed · -273,181 sh-$2.0M
- Qube Research & Technologies LtdTrimmed · -176,902 sh-$1.3M
- PFG AdvisorsSold out · -99,022 sh-$740.7K
PFLA 13F holders ranked 1–100 of 126
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | Sound Income Strategies#1 · 5,222,616 sh | 5,222,616 | $39.1M | — | +5.7% |
| 2 | UBS Group AG#2 · 3,086,895 sh | 3,086,895 | $23.1M | <0.01% | +52.8% |
| 3 | VAN ECK ASSOCIATES#3 · 2,473,706 sh | 2,473,706 | $18.5M | 0.01% | +37.0% |
| 4 | Invesco Ltd.#4 · 1,796,252 sh | 1,796,252 | $13.4M | <0.01% | -0.6% |
| 5 | Altshuler Shaham Ltd#5 · 1,029,172 sh | 1,029,172 | $7.7M | 0.10% | 0.0% |
| 6 | Diameter Capital Partners#6 · 900,000 sh | 900,000 | $6.7M | 0.54% | -45.6% |
| 7 | Legal & General Group Plc#7 · 810,824 sh | 810,824 | $6.1M | <0.01% | +6.0% |
| 8 | MORGAN STANLEY#8 · 777,564 sh | 777,564 | $5.8M | <0.01% | +29.2% |
| 9 | FRANKLIN RESOURCES#9 · 584,585 sh | 584,585 | $4.4M | <0.01% | New |
| 10 | Advisors Asset Management#10 · 377,174 sh | 377,174 | $2.8M | 0.04% | +5.0% |
| 11 | BlackRock#11 · 375,781 sh | 375,781 | $2.8M | 0.00% | -2.4% |
| 12 | GraniteShares Advisors#12 · 302,342 sh | 302,342 | $2.3M | 1.45% | +15.1% |
| 13 | Independent Advisor Alliance#13 · 271,050 sh | 271,050 | $2.0M | 0.05% | +97.1% |
| 14 | OSAIC#14 · 245,703 sh | 245,703 | $1.8M | <0.01% | +13.5% |
| 15 | CITADEL ADVISORS#15 · 173,041 sh | 173,041 | $1.3M | <0.01% | New |
| 16 | Muzinich#16 · 172,096 sh | 172,096 | $1.3M | — | +0.1% |
| 17 | NewEdge Wealth#17 · 168,559 sh | 168,559 | $1.3M | 0.01% | -5.1% |
| 18 | BANK OF AMERICA#18 · 164,131 sh | 164,131 | $1.2M | <0.01% | +198.1% |
| 19 | MILLENNIUM MANAGEMENT#19 · 156,573 sh | 156,573 | $1.2M | <0.01% | -2.7% |
| 20 | Sumitomo Mitsui#20 · 147,213 sh | 147,213 | $1.1M | <0.01% | 0.0% |
| 21 | Krilogy Financial#21 · 123,880 sh | 123,880 | $926.6K | — | 0.0% |
| 22 | GREAT WEST LIFE ASSURANCE#22 · 124,076 sh | 124,076 | $925.0K | <0.01% | +14.7% |
| 23 | Naviter Wealth#23 · 116,148 sh | 116,148 | $879.0K | 0.08% | +48.5% |
| 24 | Toroso Investments#24 · 105,656 sh | 105,656 | $790.3K | <0.01% | 0.0% |
| 25 | PFG Investments#25 · 104,583 sh | 104,583 | $782.3K | 0.03% | -25.6% |
| 26 | Trexquant Investment#26 · 101,622 sh | 101,622 | $760.1K | <0.01% | -42.8% |
| 27 | Cambridge Investment Research Advisors#27 · 100,621 sh | 100,621 | $753.0K | <0.01% | +18.0% |
| 28 | Cerity Partners#28 · 87,479 sh | 87,479 | $654.3K | <0.01% | +1.1% |
| 29 | LPL Financial#29 · 84,883 sh | 84,883 | $634.9K | <0.01% | -78.8% |
| 30 | GUGGENHEIM CAPITAL#30 · 74,194 sh | 74,194 | $555.0K | <0.01% | +9.9% |
| 31 | HighTower Advisors#31 · 71,067 sh | 71,067 | $531.6K | <0.01% | -0.7% |
| 32 | COMMONWEALTH EQUITY SERVICES#32 · 69,866 sh | 69,866 | $522.6K | <0.01% | +31.8% |
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP#33 · 66,225 sh | 66,225 | $495.4K | 0.00% | +78.4% |
| 34 | Cetera Investment Advisers#34 · 65,017 sh | 65,017 | $486.3K | <0.01% | -7.0% |
| 35 | GOLDMAN SACHS GROUP#35 · 64,089 sh | 64,089 | $479.4K | 0.00% | -11.5% |
| 36 | RMB Capital Management#36 · 60,000 sh | 60,000 | $448.8K | <0.01% | New |
| 37 | Virtus Investment Advisers#37 · 58,934 sh | 58,934 | $440.8K | 0.10% | -21.4% |
| 38 | XTX Topco Ltd#38 · 58,365 sh | 58,365 | $436.6K | <0.01% | -60.5% |
| 39 | GREENWOOD GEARHART#39 · 56,662 sh | 56,662 | $423.8K | 0.02% | +95.4% |
| 40 | Yelin Lapidot Management Ltd.#40 · 54,927 sh | 54,927 | $410.9K | — | -26.2% |
| 41 | STIFEL FINANCIAL#41 · 54,260 sh | 54,260 | $405.9K | <0.01% | +14.7% |
| 42 | ENVESTNET ASSET MANAGEMENT#42 · 49,727 sh | 49,727 | $372.0K | <0.01% | +0.4% |
| 43 | MQS Management#43 · 49,574 sh | 49,574 | $370.8K | 0.45% | New |
| 44 | DENALI ADVISORS#44 · 43,052 sh | 43,052 | $322.0K | 0.03% | -8.5% |
| 45 | RAYMOND JAMES FINANCIAL#45 · 42,078 sh | 42,078 | $314.7K | <0.01% | +118.4% |
| 46 | Janney Montgomery Scott#46 · 41,156 sh | 41,156 | $308.0K | <0.01% | -1.5% |
| 47 | Sovran Advisors#47 · 39,124 sh | 39,124 | $278.2K | 0.02% | +3.5% |
| 48 | WELLS FARGO & COMPANY#48 · 35,642 sh | 35,642 | $266.6K | 0.00% | +46.2% |
| 49 | Squarepoint Ops#49 · 33,287 sh | 33,287 | $249.0K | <0.01% | +80.0% |
| 50 | Brevan Howard Capital Management#50 · 31,810 sh | 31,810 | $237.9K | <0.01% | +25.0% |
| 51 | WEDBUSH SECURITIES#51 · 29,412 sh | 29,412 | $220.0K | — | -10.8% |
| 52 | Freestone Capital#52 · 29,045 sh | 29,045 | $217.3K | <0.01% | 0.0% |
| 53 | ROYAL BANK OF CANADA#53 · 29,045 sh | 29,045 | $217.0K | 0.00% | +5.1% |
| 54 | FIRST CITIZENS BANK#54 · 27,000 sh | 27,000 | $202.0K | — | New |
| 55 | CERTUITY#55 · 26,658 sh | 26,658 | $199.4K | <0.01% | 0.0% |
| 56 | Black Maple Capital Management#56 · 25,000 sh | 25,000 | $187.0K | 0.11% | New |
| 57 | Foundations Investment Advisors#57 · 24,752 sh | 24,752 | $185.1K | <0.01% | -45.0% |
| 58 | Strategic Financial Concepts#58 · 24,700 sh | 24,700 | $184.8K | 0.06% | -5.9% |
| 59 | PW Nova Financial Services#59 · 23,244 sh | 23,244 | $173.9K | — | +7.9% |
| 60 | Mariner#60 · 22,565 sh | 22,565 | $168.8K | <0.01% | +11.8% |
| 61 | M&T BANK#61 · 21,899 sh | 21,899 | $163.8K | <0.01% | 0.0% |
| 62 | BEACON INVESTMENT ADVISORS#62 · 21,821 sh | 21,821 | $163.2K | 0.05% | +2.2% |
| 63 | TWO SIGMA INVESTMENTS#63 · 20,500 sh | 20,500 | $153.3K | <0.01% | -93.0% |
| 64 | Ethos Financial Group#64 · 19,317 sh | 19,317 | $144.5K | <0.01% | -9.3% |
| 65 | NewEdge Advisors#65 · 17,167 sh | 17,167 | $128.4K | <0.01% | New |
| 66 | AE Wealth Management#66 · 16,897 sh | 16,897 | $126.4K | <0.01% | -25.1% |
| 67 | Savvy Advisors#67 · 16,773 sh | 16,773 | $125.5K | <0.01% | +3.7% |
| 68 | Advisory Services Network#68 · 15,830 sh | 15,830 | $118.4K | <0.01% | +880.2% |
| 69 | Strategies Wealth Advisors#69 · 14,770 sh | 14,770 | $110.5K | <0.01% | +3.7% |
| 70 | SNS Financial Group#70 · 14,675 sh | 14,675 | $109.8K | <0.01% | New |
| 71 | VestGen Advisors#71 · 14,500 sh | 14,500 | $108.5K | <0.01% | 0.0% |
| 72 | Nelson, Van Denburg & Campbell Wealth Management Group#72 · 14,039 sh | 14,039 | $105.0K | — | -32.3% |
| 73 | Corient Private Wealth#73 · 12,805 sh | 12,805 | $95.8K | <0.01% | -0.2% |
| 74 | NORTHERN#74 · 12,489 sh | 12,489 | $93.4K | 0.00% | -2.2% |
| 75 | BCO Wealth Management#75 · 12,019 sh | 12,019 | $89.9K | — | 0.0% |
| 76 | NOMURA#76 · 12,000 sh | 12,000 | $89.8K | <0.01% | -4.0% |
| 77 | FULTON BREAKEFIELD BROENNIMAN#77 · 11,798 sh | 11,798 | $88.2K | <0.01% | 0.0% |
| 78 | TWO SIGMA SECURITIES#78 · 11,793 sh | 11,793 | $88.2K | <0.01% | -30.2% |
| 79 | Glenview#79 · 10,650 sh | 10,650 | $85.6K | <0.01% | 0.0% |
| 80 | Qube Research & Technologies Ltd#80 · 11,305 sh | 11,305 | $84.6K | <0.01% | -94.0% |
| 81 | Garner Asset Management#81 · 11,216 sh | 11,216 | $83.9K | 0.03% | -7.0% |
| 82 | Miller Financial Services#82 · 11,203 sh | 11,203 | $83.8K | — | +3.8% |
| 83 | StoneX Group#83 · 10,510 sh | 10,510 | $83.7K | <0.01% | New |
| 84 | BALYASNY ASSET MANAGEMENT L.P.#84 · 11,025 sh | 11,025 | $82.5K | <0.01% | New |
| 85 | WESTBOURNE INVESTMENTS#85 · 11,000 sh | 11,000 | $82.3K | 0.03% | +4.8% |
| 86 | CALTON & ASSOCIATES#86 · 10,100 sh | 10,100 | $75.5K | 0.01% | -50.9% |
| 87 | INVESTMENT PARTNERS, LTD.#87 · 10,000 sh | 10,000 | $74.8K | 0.02% | 0.0% |
| 88 | Golden State Wealth Management#88 · 9,852 sh | 9,852 | $73.7K | <0.01% | 0.0% |
| 89 | BNP PARIBAS FINANCIAL MARKETS#89 · 9,812 sh | 9,812 | $73.4K | 0.00% | +28.3% |
| 90 | Allied Private Wealth#90 · 7,153 sh | 7,153 | $51.0K | 0.03% | — |
| 91 | Farther Finance Advisors#91 · 6,309 sh | 6,309 | $47.2K | — | -22.0% |
| 92 | Integrated Wealth Concepts#92 · 5,343 sh | 5,343 | $40.0K | <0.01% | New |
| 93 | State of Alaska, Department of Revenue#93 · 4,625 sh | 4,625 | $34.0K | — | 0.0% |
| 94 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT#94 · 4,000 sh | 4,000 | $29.9K | 0.00% | 0.0% |
| 95 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT#95 · 3,580 sh | 3,580 | $26.9K | <0.01% | 0.0% |
| 96 | Wilmington Savings Fund Society, FSB#96 · 3,363 sh | 3,363 | $25.2K | — | 0.0% |
| 97 | Tower Research Capital (TRC)#97 · 3,347 sh | 3,347 | $25.0K | <0.01% | +89.0% |
| 98 | HIGHLINE WEALTH PARTNERS#98 · 3,175 sh | 3,175 | $23.7K | — | New |
| 99 | Key Capital Management#99 · 3,122 sh | 3,122 | $23.4K | 0.01% | -42.6% |
| 100 | NOMURA ASSET MANAGEMENT LTD#100 · 3,066 sh | 3,066 | $22.9K | 0.00% | +45.1% |
Funds that sold out of PFLA in Q2 2026 (25)
Held PFLA at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| PFG Advisors99,022 sh | 99,022 | $796.1K |
| VARCOV85,730 sh | 85,730 | $689.3K |
| CastleKnight Management79,100 sh | 79,100 | $636.0K |
| Andina Capital Management46,947 sh | 46,947 | $377.5K |
| OXFORD ASSET MANAGEMENT LLP37,243 sh | 37,243 | $299.4K |
| DRW Securities33,205 sh | 33,205 | $267.0K |
| Cornerstone Wealth Management22,612 sh | 22,612 | $181.8K |
| Westend Capital Management17,118 sh | 17,118 | $137.6K |
| MIRABELLA FINANCIAL SERVICES LLP14,598 sh | 14,598 | $117.4K |
| Private Advisor Group14,204 sh | 14,204 | $114.2K |
| Bridgewealth Advisory Group13,042 sh | 13,042 | $104.9K |
| Lido Advisors12,566 sh | 12,566 | $102.1K |
| Concurrent Investment Advisors12,265 sh | 12,265 | $98.6K |
| Sowell Financial Services11,801 sh | 11,801 | $94.9K |
| WINTON GROUP Ltd11,070 sh | 11,070 | $89.0K |
| MAI Capital Management9,660 sh | 9,660 | $77.7K |
| EverSource Wealth Advisors139 sh | 139 | $75.5K |
| MPWM ADVISORY SOLUTIONS5,000 sh | 5,000 | $40.2K |
| Truvestments Capital1,202 sh | 1,202 | $9.7K |
| PIN OAK INVESTMENT ADVISORS1,146 sh | 1,146 | $9.0K |
| Murphy & Mullick Capital Management1,038 sh | 1,038 | $8.3K |
| Root Financial Partners500 sh | 500 | $4.0K |
| N.E.W. Advisory Services320 sh | 320 | $2.6K |
| CITIGROUP257 sh | 257 | $2.1K |
| PMV Capital Advisers12 sh | 12 | $98.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.