Guggenheim Active Allocation Fund (GUG) — Institutional Holders, Q2 2026
46 institutional investment managers reported a GUG position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $182.6M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
GUG in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- Atlas WealthNew · +848,495 sh+$13.6M
- WELLS FARGO & COMPANYAdded · +369,050 sh+$5.9M
- Sanctuary AdvisorsNew · +109,996 sh+$1.8M
- Kestra Advisory ServicesNew · +100,518 sh+$1.6M
- RAYMOND JAMES FINANCIALAdded · +72,092 sh+$1.2M
Biggest sellers
- PathstoneTrimmed · -517,784 sh-$8.3M
- Focus Partners WealthSold out · -75,699 sh-$1.2M
- Baird Financial GroupTrimmed · -53,391 sh-$853.2K
- Golden State Equity PartnersSold out · -48,577 sh-$776.3K
- ENVESTNET ASSET MANAGEMENTTrimmed · -29,994 sh-$479.3K
GUG 13F holders ranked 1–46 of 46
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY#1 · 2,865,899 sh | 2,865,899 | $45.8M | <0.01% | +1.0% |
| 2 | BANK OF AMERICA#2 · 960,147 sh | 960,147 | $15.3M | <0.01% | +4.9% |
| 3 | GUGGENHEIM CAPITAL#3 · 950,000 sh | 950,000 | $15.2M | 0.10% | 0.0% |
| 4 | COHEN & STEERS#4 · 863,149 sh | 863,149 | $13.8M | 0.02% | +1.8% |
| 5 | Atlas Wealth#5 · 848,495 sh | 848,495 | $13.6M | 1.93% | New |
| 6 | Advisors Asset Management#6 · 801,539 sh | 801,539 | $12.8M | 0.20% | -0.3% |
| 7 | RAYMOND JAMES FINANCIAL#7 · 781,046 sh | 781,046 | $12.5M | <0.01% | +10.2% |
| 8 | Baird Financial Group#8 · 676,913 sh | 676,913 | $10.8M | 0.01% | -7.3% |
| 9 | WELLS FARGO & COMPANY#9 · 665,643 sh | 665,643 | $10.6M | <0.01% | +124.4% |
| 10 | ROYAL BANK OF CANADA#10 · 498,064 sh | 498,064 | $8.0M | <0.01% | -0.4% |
| 11 | Pathstone#11 · 371,088 sh | 371,088 | $5.9M | 0.02% | -58.3% |
| 12 | Steward Partners Investment Advisory#12 · 174,918 sh | 174,918 | $2.8M | 0.01% | +16.5% |
| 13 | Sanctuary Advisors#13 · 109,996 sh | 109,996 | $1.8M | <0.01% | New |
| 14 | Kestra Advisory Services#14 · 100,518 sh | 100,518 | $1.6M | <0.01% | New |
| 15 | Invesco Ltd.#15 · 84,145 sh | 84,145 | $1.3M | <0.01% | -1.0% |
| 16 | Closed-End Fund Advisors#16 · 80,586 sh | 80,586 | $1.3M | 1.26% | -24.5% |
| 17 | STIFEL FINANCIAL#17 · 49,054 sh | 49,054 | $783.9K | <0.01% | +1.9% |
| 18 | OPPENHEIMER#18 · 43,824 sh | 43,824 | $700.3K | — | -34.6% |
| 19 | Concurrent Investment Advisors#19 · 40,738 sh | 40,738 | $651.0K | — | +6.0% |
| 20 | J.W. COLE ADVISORS#20 · 39,190 sh | 39,190 | $626.3K | 0.01% | +126.9% |
| 21 | OSAIC#21 · 38,286 sh | 38,286 | $611.8K | <0.01% | -3.6% |
| 22 | LPL Financial#22 · 34,227 sh | 34,227 | $546.9K | <0.01% | -12.0% |
| 23 | Aviance Capital Partners#23 · 32,915 sh | 32,915 | $526.0K | 0.05% | +3.9% |
| 24 | CITADEL ADVISORS#24 · 32,181 sh | 32,181 | $514.3K | <0.01% | +6.6% |
| 25 | HighTower Advisors#25 · 31,939 sh | 31,939 | $510.4K | <0.01% | New |
| 26 | World Investment Advisors#26 · 32,529 sh | 32,529 | $495.1K | <0.01% | 0.0% |
| 27 | Rockefeller Capital Management L.P.#27 · 30,780 sh | 30,780 | $491.9K | <0.01% | +0.5% |
| 28 | Beacon Pointe Advisors#28 · 29,342 sh | 29,342 | $468.9K | <0.01% | New |
| 29 | JANE STREET GROUP#29 · 21,882 sh | 21,882 | $349.7K | 0.00% | New |
| 30 | DAVENPORT#30 · 19,234 sh | 19,234 | $307.4K | — | -1.4% |
| 31 | UBS Group AG#31 · 18,100 sh | 18,100 | $289.2K | 0.00% | -2.4% |
| 32 | Cetera Investment Advisers#32 · 18,013 sh | 18,013 | $287.8K | <0.01% | -58.8% |
| 33 | Orion Porfolio Solutions#33 · 16,059 sh | 16,059 | $256.6K | <0.01% | New |
| 34 | Cambridge Investment Research Advisors#34 · 15,110 sh | 15,110 | $241.0K | <0.01% | +0.6% |
| 35 | High Net Worth Advisory Group#35 · 12,735 sh | 12,735 | $203.5K | — | +1.4% |
| 36 | WEDBUSH SECURITIES#36 · 12,365 sh | 12,365 | $198.0K | — | +14.3% |
| 37 | ENVESTNET ASSET MANAGEMENT#37 · 10,778 sh | 10,778 | $172.2K | 0.00% | -73.6% |
| 38 | Larson Financial Group#38 · 3,000 sh | 3,000 | $47.9K | <0.01% | 0.0% |
| 39 | Geneos Wealth Management#39 · 3,000 sh | 3,000 | $47.9K | <0.01% | 0.0% |
| 40 | Noble Wealth Management PBC#40 · 2,700 sh | 2,700 | $43.1K | — | 0.0% |
| 41 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT#41 · 2,101 sh | 2,101 | $33.6K | 0.00% | New |
| 42 | HARBOUR INVESTMENTS#42 · 1,500 sh | 1,500 | $24.0K | <0.01% | 0.0% |
| 43 | Institute for Wealth Management#43 · 995 sh | 995 | $15.9K | <0.01% | New |
| 44 | JPMORGAN CHASE#44 · 550 sh | 550 | $8.8K | 0.00% | 0.0% |
| 45 | Farther Finance Advisors#45 · 357 sh | 357 | $5.7K | — | 0.0% |
| 46 | HIGHLINE WEALTH PARTNERS#46 · 187 sh | 187 | $3.0K | — | 0.0% |
Funds that sold out of GUG in Q2 2026 (6)
Held GUG at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Focus Partners Wealth75,699 sh | 75,699 | $1.2M |
| Golden State Equity Partners48,577 sh | 48,577 | $739.3K |
| Independent Advisor Alliance18,590 sh | 18,590 | $282.9K |
| Kingsview Wealth Management12,395 sh | 12,395 | $188.7K |
| Annis Gardner Whiting Capital Advisors7,500 sh | 7,500 | $114.2K |
| TSFG1,734 sh | 1,734 | $26.0K |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.