GLADSTONE INVESTMENT CORPORATIONDE (GAIN) — Institutional Holders, Q2 2026
94 institutional investment managers reported a GAIN position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $114.3M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
GAIN in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- COOPER CREEK PARTNERS MANAGEMENTNew · +576,289 sh+$8.9M
- VAN ECK ASSOCIATESAdded · +212,170 sh+$3.3M
- MARSHALL WACE, LLPNew · +116,693 sh+$1.8M
- CITADEL ADVISORSNew · +37,593 sh+$581.2K
- CONFLUENCE INVESTMENT MANAGEMENTNew · +36,982 sh+$571.7K
Biggest sellers
- PANORAMIC INVESTMENT ADVISORSSold out · -1,069,685 sh-$16.5M
- Melia WealthTrimmed · -413,173 sh-$6.4M
- TWO SIGMA INVESTMENTSTrimmed · -220,157 sh-$3.4M
- UBS Group AGTrimmed · -114,082 sh-$1.8M
- Squarepoint OpsSold out · -103,510 sh-$1.6M
GAIN 13F holders ranked 1–94 of 94
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES#1 · 804,098 sh | 804,098 | $12.4M | <0.01% | +35.8% |
| 2 | Melia Wealth#2 · 656,313 sh | 656,313 | $10.1M | 5.84% | -38.6% |
| 3 | UBS Group AG#3 · 618,149 sh | 618,149 | $9.6M | <0.01% | -15.6% |
| 4 | TWO SIGMA INVESTMENTS#4 · 584,106 sh | 584,106 | $9.0M | <0.01% | -27.4% |
| 5 | COOPER CREEK PARTNERS MANAGEMENT#5 · 576,289 sh | 576,289 | $8.9M | 0.21% | New |
| 6 | Union Bancaire Privee, UBP SA#6 · 3,570 sh | 3,570 | $8.8M | 0.10% | 0.0% |
| 7 | MORGAN STANLEY#7 · 349,848 sh | 349,848 | $5.4M | <0.01% | +3.5% |
| 8 | Legal & General Group Plc#8 · 337,067 sh | 337,067 | $5.2M | <0.01% | +12.1% |
| 9 | PFG Advisors#9 · 236,628 sh | 236,628 | $3.7M | — | -25.0% |
| 10 | BlackRock#10 · 220,759 sh | 220,759 | $3.4M | <0.01% | +6.4% |
| 11 | OUTFITTERS FINANCIAL#11 · 203,370 sh | 203,370 | $3.1M | — | -0.9% |
| 12 | LPL Financial#12 · 185,176 sh | 185,176 | $2.9M | <0.01% | -1.2% |
| 13 | BLAIR WILLIAM#13 · 143,679 sh | 143,679 | $2.2M | <0.01% | -1.4% |
| 14 | DAVENPORT#14 · 142,530 sh | 142,530 | $2.2M | — | +1.9% |
| 15 | TUDOR INVESTMENT ET AL#15 · 120,964 sh | 120,964 | $1.9M | <0.01% | -3.4% |
| 16 | MARSHALL WACE, LLP#16 · 116,693 sh | 116,693 | $1.8M | <0.01% | New |
| 17 | Legacy Capital Wealth Partners#17 · 113,833 sh | 113,833 | $1.8M | — | -4.4% |
| 18 | Advisors Asset Management#18 · 104,239 sh | 104,239 | $1.6M | 0.02% | -4.3% |
| 19 | Union Bankshares#19 · 96,664 sh | 96,664 | $1.5M | 0.03% | -0.5% |
| 20 | OSAIC#20 · 91,023 sh | 91,023 | $1.4M | <0.01% | -4.4% |
| 21 | Baird Financial Group#21 · 90,300 sh | 90,300 | $1.4M | <0.01% | 0.0% |
| 22 | Invesco Ltd.#22 · 72,620 sh | 72,620 | $1.1M | <0.01% | +67.9% |
| 23 | United Advisor Group#23 · 72,190 sh | 72,190 | $1.1M | 0.12% | -7.0% |
| 24 | ALBERT D MASON#24 · 69,455 sh | 69,455 | $1.1M | 0.61% | +2.2% |
| 25 | Cassaday & Wealth Management#25 · 62,500 sh | 62,500 | $966.3K | 0.02% | -20.9% |
| 26 | ROYAL BANK OF CANADA#26 · 58,446 sh | 58,446 | $904.0K | <0.01% | +0.5% |
| 27 | RAYMOND JAMES FINANCIAL#27 · 54,244 sh | 54,244 | $838.6K | <0.01% | +13.2% |
| 28 | GREAT WEST LIFE ASSURANCE#28 · 52,264 sh | 52,264 | $805.0K | <0.01% | +20.4% |
| 29 | Cetera Investment Advisers#29 · 42,007 sh | 42,007 | $649.4K | <0.01% | +32.7% |
| 30 | CITADEL ADVISORS#30 · 37,593 sh | 37,593 | $581.2K | <0.01% | New |
| 31 | CONFLUENCE INVESTMENT MANAGEMENT#31 · 36,982 sh | 36,982 | $571.7K | — | New |
| 32 | Garner Asset Management#32 · 32,493 sh | 32,493 | $502.3K | 0.16% | -5.8% |
| 33 | Aquatic Capital Management#33 · 29,776 sh | 29,776 | $460.3K | 0.02% | New |
| 34 | COMMONWEALTH EQUITY SERVICES#34 · 22,593 sh | 22,593 | $349.3K | <0.01% | -22.6% |
| 35 | GREENWOOD GEARHART#35 · 22,400 sh | 22,400 | $346.3K | 0.02% | +25.1% |
| 36 | Virtus Investment Advisers#36 · 22,223 sh | 22,223 | $343.6K | 0.08% | -45.8% |
| 37 | Focus Partners Wealth#37 · 20,911 sh | 20,911 | $323.3K | <0.01% | +0.8% |
| 38 | WELLS FARGO & COMPANY#38 · 20,483 sh | 20,483 | $316.7K | <0.01% | +17.6% |
| 39 | NewEdge Advisors#39 · 20,476 sh | 20,476 | $316.6K | <0.01% | New |
| 40 | AMERIFLEX GROUP#40 · 18,858 sh | 18,858 | $291.5K | 0.12% | -2.6% |
| 41 | State of Wyoming#41 · 17,916 sh | 17,916 | $277.0K | 0.03% | +90.2% |
| 42 | Janney Montgomery Scott#42 · 16,236 sh | 16,236 | $251.0K | <0.01% | -12.3% |
| 43 | MACKENZIE FINANCIAL#43 · 16,010 sh | 16,010 | $247.5K | <0.01% | New |
| 44 | Prosperity Financial Group#44 · 15,700 sh | 15,700 | $242.7K | 0.08% | 0.0% |
| 45 | AMERIPRISE FINANCIAL#45 · 13,747 sh | 13,747 | $212.5K | 0.00% | -1.5% |
| 46 | Private Advisor Group#46 · 13,652 sh | 13,652 | $211.1K | <0.01% | -6.7% |
| 47 | Creative Planning#47 · 13,615 sh | 13,615 | $210.5K | <0.01% | +2.8% |
| 48 | BANK OF AMERICA#48 · 12,639 sh | 12,639 | $195.4K | 0.00% | New |
| 49 | ENVESTNET ASSET MANAGEMENT#49 · 11,555 sh | 11,555 | $178.6K | 0.00% | -3.8% |
| 50 | Hardy Reed#50 · 11,472 sh | 11,472 | $177.4K | 0.01% | +1.5% |
| 51 | Sound Income Strategies#51 · 10,456 sh | 10,456 | $161.7K | — | -2.6% |
| 52 | NorthRock Partners#52 · 10,262 sh | 10,262 | $158.7K | <0.01% | 0.0% |
| 53 | Prime Capital Investment Advisors#53 · 10,258 sh | 10,258 | $158.6K | — | 0.0% |
| 54 | NOMURA#54 · 10,000 sh | 10,000 | $154.6K | <0.01% | New |
| 55 | Abel Hall#55 · 10,000 sh | 10,000 | $154.6K | — | 0.0% |
| 56 | SIMPLEX TRADING#56 · 9,859 sh | 9,859 | $152.4K | <0.01% | -38.4% |
| 57 | Register Financial Advisors#57 · 9,500 sh | 9,500 | $146.9K | — | 0.0% |
| 58 | Integrated Wealth Concepts#58 · 7,962 sh | 7,962 | $123.1K | <0.01% | New |
| 59 | JPMORGAN CHASE#59 · 7,706 sh | 7,706 | $118.5K | 0.00% | +25.4% |
| 60 | Allworth Financial#60 · 5,176 sh | 5,176 | $80.0K | <0.01% | -0.4% |
| 61 | North Star Investment Management#61 · 5,000 sh | 5,000 | $77.3K | <0.01% | 0.0% |
| 62 | Steward Partners Investment Advisory#62 · 3,000 sh | 3,000 | $46.4K | <0.01% | 0.0% |
| 63 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT#63 · 2,190 sh | 2,190 | $34.3K | <0.01% | 0.0% |
| 64 | Russell Investments Group, Ltd.#64 · 2,168 sh | 2,168 | $33.5K | 0.00% | New |
| 65 | Kentucky#65 · 2,000 sh | 2,000 | $30.9K | — | 0.0% |
| 66 | Burk#66 · 1,706 sh | 1,706 | $26.4K | <0.01% | 0.0% |
| 67 | Ritter Daniher Financial Advisory / DE#67 · 1,594 sh | 1,594 | $24.6K | <0.01% | +1.5% |
| 68 | JONES FINANCIAL COMPANIES LLLP#68 · 1,388 sh | 1,388 | $21.0K | 0.00% | 0.0% |
| 69 | NOMURA ASSET MANAGEMENT LTD#69 · 1,218 sh | 1,218 | $18.8K | 0.00% | -17.0% |
| 70 | EverSource Wealth Advisors#70 · 1,200 sh | 1,200 | $18.6K | <0.01% | +1521.6% |
| 71 | FIFTH THIRD BANCORP#71 · 1,049 sh | 1,049 | $16.2K | 0.00% | 0.0% |
| 72 | DHJJ Financial Advisors, Ltd.#72 · 1,005 sh | 1,005 | $15.5K | — | 0.0% |
| 73 | BROWN BROTHERS HARRIMAN#73 · 1,000 sh | 1,000 | $15.5K | <0.01% | New |
| 74 | CALDWELL SUTTER CAPITAL#74 · 800 sh | 800 | $12.4K | <0.01% | 0.0% |
| 75 | Crewe Advisors#75 · 766 sh | 766 | $11.8K | <0.01% | 0.0% |
| 76 | Pflug Koory#76 · 675 sh | 675 | $10.4K | — | 0.0% |
| 77 | Farther Finance Advisors#77 · 666 sh | 666 | $10.3K | — | +1.2% |
| 78 | CREATIVE FINANCIAL DESIGNS#78 · 600 sh | 600 | $9.3K | <0.01% | 0.0% |
| 79 | ACTION POINT FINANCIAL PLANNING#79 · 586 sh | 586 | $9.1K | <0.01% | New |
| 80 | Tower Research Capital (TRC)#80 · 525 sh | 525 | $8.1K | <0.01% | -12.8% |
| 81 | US BANCORP \DE\#81 · 426 sh | 426 | $6.6K | 0.00% | New |
| 82 | SIGNATUREFD#82 · 388 sh | 388 | $6.0K | — | -64.1% |
| 83 | Markowski Investments#83 · 300 sh | 300 | $4.6K | <0.01% | — |
| 84 | Larson Financial Group#84 · 239 sh | 239 | $3.7K | <0.01% | +1.3% |
| 85 | Parallel Advisors#85 · 221 sh | 221 | $3.4K | <0.01% | 0.0% |
| 86 | VALLEY NATIONAL ADVISERS#86 · 150 sh | 150 | $2.3K | — | 0.0% |
| 87 | ASSETMARK#87 · 117 sh | 117 | $1.8K | — | -81.2% |
| 88 | JNBA Financial Advisors#88 · 111 sh | 111 | $1.7K | <0.01% | New |
| 89 | Oakworth Capital#89 · 100 sh | 100 | $1.6K | — | 0.0% |
| 90 | JFS WEALTH ADVISORS#90 · 45 sh | 45 | $696.00 | 0.00% | New |
| 91 | BNP PARIBAS FINANCIAL MARKETS#91 · 15 sh | 15 | $232.00 | 0.00% | +7.1% |
| 92 | HARBOUR INVESTMENTS#92 · 10 sh | 10 | $155.00 | 0.00% | 0.0% |
| 93 | Rialto Wealth Management#93 · 7 sh | 7 | $109.00 | 0.00% | New |
| 94 | HUNTINGTON NATIONAL BANK#94 · 1 sh | 1 | $15.00 | 0.00% | 0.0% |
Funds that sold out of GAIN in Q2 2026 (12)
Held GAIN at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| PANORAMIC INVESTMENT ADVISORS1,069,685 sh | 1,069,685 | $15.2M |
| Squarepoint Ops103,510 sh | 103,510 | $1.5M |
| JANE STREET GROUP69,763 sh | 69,763 | $990.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP46,142 sh | 46,142 | $655.2K |
| INDEPENDENT FINANCIAL GROUP24,978 sh | 24,978 | $354.7K |
| Foundations Investment Advisors12,116 sh | 12,116 | $172.1K |
| HighTower Advisors11,572 sh | 11,572 | $164.3K |
| HRT FINANCIAL10,017 sh | 10,017 | $142.0K |
| QUADRANT CAPITAL GROUP74 sh | 74 | $49.5K |
| MAI Capital Management1,407 sh | 1,407 | $20.0K |
| Advisory Services Network200 sh | 200 | $2.8K |
| CITIGROUP8 sh | 8 | $114.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.