ADVENT CONVERTIBLE & INCOME FUND (AVK) — Institutional Holders, Q2 2026
107 institutional investment managers reported a AVK position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $155.9M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
AVK in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- WOLVERINE ASSET MANAGEMENTAdded · +208,760 sh+$2.7M
- Rockefeller Capital Management L.P.Added · +183,096 sh+$2.4M
- RAYMOND JAMES FINANCIALAdded · +181,443 sh+$2.4M
- NewEdge AdvisorsNew · +96,524 sh+$1.3M
- Advisors Asset ManagementAdded · +86,808 sh+$1.1M
Biggest sellers
- SIT INVESTMENT ASSOCIATESTrimmed · -712,460 sh-$9.3M
- Arete Wealth AdvisorsSold out · -317,688 sh-$4.2M
- READYSTATE ASSET MANAGEMENTTrimmed · -93,208 sh-$1.2M
- ROYAL BANK OF CANADATrimmed · -41,882 sh-$548.7K
- MILLENNIUM MANAGEMENTTrimmed · -41,478 sh-$543.4K
AVK 13F holders ranked 1–100 of 107
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL#1 · 1,780,142 sh | 1,780,142 | $23.3M | <0.01% | +11.3% |
| 2 | SIT INVESTMENT ASSOCIATES#2 · 1,421,316 sh | 1,421,316 | $18.6M | 0.35% | -33.4% |
| 3 | WELLS FARGO & COMPANY#3 · 881,999 sh | 881,999 | $11.6M | <0.01% | +2.6% |
| 4 | GUGGENHEIM CAPITAL#4 · 801,115 sh | 801,115 | $10.5M | 0.07% | +7.8% |
| 5 | Advisors Asset Management#5 · 777,357 sh | 777,357 | $10.2M | 0.16% | +12.6% |
| 6 | Penserra Capital Management#6 · 684,338 sh | 684,338 | $9.0M | 0.07% | +4.0% |
| 7 | LPL Financial#7 · 528,821 sh | 528,821 | $6.9M | <0.01% | -1.4% |
| 8 | MORGAN STANLEY#8 · 516,337 sh | 516,337 | $6.8M | <0.01% | -4.9% |
| 9 | Koshinski Asset Management#9 · 481,591 sh | 481,591 | $6.3M | 0.34% | +1.9% |
| 10 | WOLVERINE ASSET MANAGEMENT#10 · 361,758 sh | 361,758 | $4.7M | 0.04% | +136.4% |
| 11 | Baird Financial Group#11 · 285,983 sh | 285,983 | $3.7M | <0.01% | -0.3% |
| 12 | FCA#12 · 254,832 sh | 254,832 | $3.3M | 0.82% | +6.6% |
| 13 | Steward Partners Investment Advisory#13 · 248,369 sh | 248,369 | $3.3M | 0.02% | +9.5% |
| 14 | Rockefeller Capital Management L.P.#14 · 190,980 sh | 190,980 | $2.5M | <0.01% | +2322.4% |
| 15 | COMMONWEALTH EQUITY SERVICES#15 · 159,498 sh | 159,498 | $2.1M | <0.01% | -2.8% |
| 16 | Cyndeo Wealth Partners#16 · 153,126 sh | 153,126 | $2.0M | — | 0.0% |
| 17 | Creative Planning#17 · 140,156 sh | 140,156 | $1.8M | <0.01% | -0.6% |
| 18 | OSAIC#18 · 117,641 sh | 117,641 | $1.5M | <0.01% | +17.5% |
| 19 | UBS Group AG#19 · 109,792 sh | 109,792 | $1.4M | <0.01% | +5.3% |
| 20 | NewEdge Advisors#20 · 96,524 sh | 96,524 | $1.3M | <0.01% | New |
| 21 | WILEY BROS.-AINTREE CAPITAL#21 · 71,383 sh | 71,383 | $933.2K | <0.01% | -2.3% |
| 22 | ABSOLUTE INVESTMENT ADVISERS#22 · 68,584 sh | 68,584 | $898.5K | — | +0.3% |
| 23 | Sanctuary Advisors#23 · 67,558 sh | 67,558 | $885.0K | <0.01% | +2.0% |
| 24 | NWF Advisory Services#24 · 67,113 sh | 67,113 | $879.2K | — | -2.9% |
| 25 | Stolper#25 · 65,745 sh | 65,745 | $861.0K | — | +4.3% |
| 26 | BANK OF AMERICA#26 · 65,016 sh | 65,016 | $851.7K | <0.01% | +7.5% |
| 27 | STIFEL FINANCIAL#27 · 63,232 sh | 63,232 | $828.3K | <0.01% | +12.4% |
| 28 | Formidable Asset Management#28 · 73,901 sh | 73,901 | $824.7K | 0.13% | -1.7% |
| 29 | Cambridge Investment Research Advisors#29 · 56,077 sh | 56,077 | $735.0K | <0.01% | -14.2% |
| 30 | Modern Wealth Management#30 · 54,307 sh | 54,307 | $711.4K | <0.01% | +0.1% |
| 31 | PFG Investments#31 · 50,298 sh | 50,298 | $658.9K | 0.03% | -11.1% |
| 32 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT#32 · 47,636 sh | 47,636 | $621.6K | 0.04% | 0.0% |
| 33 | Waverly Advisors#33 · 46,333 sh | 46,333 | $607.0K | <0.01% | -6.9% |
| 34 | Quarry#34 · 44,322 sh | 44,322 | $580.6K | 0.05% | +4.7% |
| 35 | Heron Bay Capital Management#35 · 42,823 sh | 42,823 | $561.0K | 0.05% | 0.0% |
| 36 | Cetera Investment Advisers#36 · 42,060 sh | 42,060 | $551.0K | <0.01% | +7.5% |
| 37 | Concurrent Investment Advisors#37 · 39,784 sh | 39,784 | $521.2K | — | -2.7% |
| 38 | Ameritas Advisory Services#38 · 39,309 sh | 39,309 | $514.9K | 0.01% | +18.2% |
| 39 | PMG Family Office#39 · 39,171 sh | 39,171 | $513.1K | — | +18.2% |
| 40 | Calamos Advisors#40 · 38,189 sh | 38,189 | $500.3K | <0.01% | +207.4% |
| 41 | Equitable#41 · 37,072 sh | 37,072 | $485.6K | <0.01% | New |
| 42 | WCG Wealth Advisors#42 · 36,752 sh | 36,752 | $481.5K | 0.01% | 0.0% |
| 43 | Sage Capital Management#43 · 36,200 sh | 36,200 | $474.2K | — | 0.0% |
| 44 | Twelve Points Wealth Management#44 · 34,785 sh | 34,785 | $455.7K | 0.09% | 0.0% |
| 45 | Integrated Wealth Concepts#45 · 34,608 sh | 34,608 | $453.4K | <0.01% | -9.3% |
| 46 | XTX Topco Ltd#46 · 33,273 sh | 33,273 | $435.9K | <0.01% | New |
| 47 | Kestra Advisory Services#47 · 33,153 sh | 33,153 | $434.3K | <0.01% | +25.4% |
| 48 | Centurion Wealth Management#48 · 32,815 sh | 32,815 | $429.9K | — | +0.1% |
| 49 | Shaker Financial Services#49 · 29,979 sh | 29,979 | $392.7K | — | -17.7% |
| 50 | Moors & Cabot#50 · 28,750 sh | 28,750 | $376.6K | 0.01% | 0.0% |
| 51 | WEALTH ENHANCEMENT ADVISORY SERVICES#51 · 28,815 sh | 28,815 | $376.3K | — | +0.2% |
| 52 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C.#52 · 22,185 sh | 22,185 | $290.6K | 0.02% | New |
| 53 | PRIVATE NA#53 · 21,749 sh | 21,749 | $284.9K | — | +2.8% |
| 54 | CoreCap Advisors#54 · 21,193 sh | 21,193 | $277.6K | — | +1312.9% |
| 55 | Compound Planning#55 · 21,156 sh | 21,156 | $277.1K | <0.01% | 0.0% |
| 56 | Vanguard Capital Wealth Advisors#56 · 20,374 sh | 20,374 | $266.9K | — | +0.1% |
| 57 | BENJAMIN EDWARDS#57 · 20,255 sh | 20,255 | $265.3K | <0.01% | +7.3% |
| 58 | FIFTH THIRD BANCORP#58 · 19,544 sh | 19,544 | $256.0K | <0.01% | +3.2% |
| 59 | TRUIST FINANCIAL#59 · 19,451 sh | 19,451 | $254.8K | <0.01% | 0.0% |
| 60 | ENVESTNET ASSET MANAGEMENT#60 · 19,293 sh | 19,293 | $252.7K | <0.01% | +5.0% |
| 61 | INDEPENDENT FINANCIAL GROUP#61 · 16,000 sh | 16,000 | $209.6K | — | New |
| 62 | Logan Stone Capital#62 · 15,892 sh | 15,892 | $208.2K | 0.04% | +17.2% |
| 63 | Beacon Pointe Advisors#63 · 15,591 sh | 15,591 | $204.2K | <0.01% | +44.4% |
| 64 | Oxbow Advisors#64 · 15,540 sh | 15,540 | $203.6K | 0.02% | +2.7% |
| 65 | Windsor Capital Management#65 · 14,712 sh | 14,712 | $192.7K | — | -21.6% |
| 66 | Encompass More Asset Management#66 · 14,547 sh | 14,547 | $190.6K | — | +0.4% |
| 67 | Tactive Advisors#67 · 14,172 sh | 14,172 | $185.7K | — | +1.2% |
| 68 | High Net Worth Advisory Group#68 · 13,911 sh | 13,911 | $182.2K | — | +0.8% |
| 69 | MELFA WEALTH MANAGEMENT#69 · 13,802 sh | 13,802 | $180.8K | 0.10% | 0.0% |
| 70 | READYSTATE ASSET MANAGEMENT#70 · 13,165 sh | 13,165 | $172.5K | <0.01% | -87.6% |
| 71 | LEVEL FOUR ADVISORY SERVICES#71 · 13,139 sh | 13,139 | $172.1K | <0.01% | +0.3% |
| 72 | Vestmark Advisory Solutions#72 · 12,181 sh | 12,181 | $159.6K | <0.01% | 0.0% |
| 73 | Mount Yale Investment Advisors#73 · 12,181 sh | 12,181 | $159.6K | <0.01% | 0.0% |
| 74 | MILLENNIUM MANAGEMENT#74 · 11,992 sh | 11,992 | $157.1K | <0.01% | -77.6% |
| 75 | OPPENHEIMER#75 · 11,519 sh | 11,519 | $150.9K | — | 0.0% |
| 76 | Ellevest#76 · 11,014 sh | 11,014 | $144.3K | 0.02% | -3.3% |
| 77 | IMC-Chicago#77 · 10,715 sh | 10,715 | $140.4K | 0.00% | New |
| 78 | Pinnacle Wealth Planning Services#78 · 10,125 sh | 10,125 | $132.6K | 0.01% | 0.0% |
| 79 | HARBOUR INVESTMENTS#79 · 8,161 sh | 8,161 | $106.9K | <0.01% | 0.0% |
| 80 | MeadowBrook Investment Advisors#80 · 4,705 sh | 4,705 | $61.6K | 0.05% | 0.0% |
| 81 | Union Bankshares#81 · 4,700 sh | 4,700 | $61.6K | <0.01% | 0.0% |
| 82 | Clear Street Group#82 · 3,247 sh | 3,247 | $42.5K | <0.01% | New |
| 83 | Institute for Wealth Management#83 · 3,052 sh | 3,052 | $40.0K | <0.01% | New |
| 84 | McCarley & Cook Financial Planners#84 · 2,804 sh | 2,804 | $36.7K | — | 0.0% |
| 85 | LFA - Lugano Financial Advisors SA#85 · 2,759 sh | 2,759 | $36.1K | 0.02% | 0.0% |
| 86 | BLUE BELL PRIVATE WEALTH MANAGEMENT#86 · 2,448 sh | 2,448 | $32.1K | <0.01% | New |
| 87 | Axiom Investment Management#87 · 2,016 sh | 2,016 | $26.4K | 0.02% | +5.0% |
| 88 | Colonial / SC#88 · 1,973 sh | 1,973 | $25.7K | <0.01% | 0.0% |
| 89 | US BANCORP \DE\#89 · 1,474 sh | 1,474 | $19.3K | 0.00% | 0.0% |
| 90 | GHP Investment Advisors#90 · 1,300 sh | 1,300 | $17.0K | — | 0.0% |
| 91 | Keating Financial Advisory Services#91 · 1,095 sh | 1,095 | $14.3K | <0.01% | 0.0% |
| 92 | Triumph Capital Management#92 · 1,026 sh | 1,026 | $13.4K | — | 0.0% |
| 93 | Golden State Wealth Management#93 · 1,026 sh | 1,026 | $13.4K | <0.01% | 0.0% |
| 94 | Federation des caisses Desjardins du Quebec#94 · 1,000 sh | 1,000 | $13.1K | 0.00% | 0.0% |
| 95 | Fortis Group Advisors#95 · 544 sh | 544 | $7.1K | <0.01% | 0.0% |
| 96 | Gen-Wealth Partners#96 · 495 sh | 495 | $6.5K | <0.01% | 0.0% |
| 97 | North Star Investment Management#97 · 420 sh | 420 | $5.5K | <0.01% | 0.0% |
| 98 | Allworth Financial#98 · 400 sh | 400 | $5.2K | 0.00% | 0.0% |
| 99 | JPMORGAN CHASE#99 · 400 sh | 400 | $5.2K | 0.00% | 0.0% |
| 100 | BOK Financial Private Wealth#100 · 304 sh | 304 | $4.0K | <0.01% | New |
Funds that sold out of AVK in Q2 2026 (12)
Held AVK at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Arete Wealth Advisors317,688 sh | 317,688 | $3.6M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP25,975 sh | 25,975 | $289.9K |
| HRT FINANCIAL25,714 sh | 25,714 | $286.0K |
| JANE STREET GROUP25,001 sh | 25,001 | $279.0K |
| Invesco Ltd.17,092 sh | 17,092 | $190.7K |
| Merit Financial Group13,827 sh | 13,827 | $154.3K |
| Ballew Advisors10,375 sh | 10,375 | $126.5K |
| Patriot Financial Group Insurance Agency10,198 sh | 10,198 | $113.8K |
| Sound Income Strategies1,400 sh | 1,400 | $15.9K |
| JONES FINANCIAL COMPANIES LLLP480 sh | 480 | $5.3K |
| Advisory Services Network363 sh | 363 | $4.1K |
| Western Wealth Management136 sh | 136 | $1.5K |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.