Split Rock Private Trading & Wealth Management, LLC
Sector Allocation
- Other82.6%$122.9M
- Technology9.0%$13.4M
- Consumer Discretionary4.7%$7.0M
- Financials2.4%$3.5M
- Industrials0.5%$791,415
- Energy0.3%$526,822
- Consumer Staples0.3%$384,802
- Materials0.1%$226,406
- Healthcare0.0%$25,300
AUM History
13fpro.ai/research/fund/split-rock-private-trading-and-wealth-management-llc-2095884
Conviction and streaks
Stable · top 10 = 77.5%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SPINNAKER$55.9M
QQQ
$8.5MAAPL
$8.5M- ISHARES$7.2M
AMZN
$7.0M- FIRST$6.2M
- EA$6.1M
- INNOVATOR$5.5M
- JANUS$5.2M
- SELECT$5.2M
- FIDELITY$3.1M
- FIRST$2.7M
- NEOS$2.3M
- PROSHARES$2.2M
- ISHARES$2.1M
MSFT
$2.1M- INNOVATOR$2.0M
NVDA
$1.8M- FIRST$1.6M
GLDI
$1.0M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/split-rock-private-trading-and-wealth-management-llc-2095884
Split Rock Private Trading & Wealth Management, LLC 13F holdings — Q3 2026
$148.8M portfolio (+2.0% QoQ) · 50 holdings · Q3 2026 13F · top 10 are 78% of the stock portfolio
- 1
SPINNAKER ETF SERIES - NORTH SHORE EQTY
$55.9M
37.6% of stocks
+0.3%This quarter—Since filed—HeldAIQuality—Est. buy— $8.5M
5.8% of stocks
-0.4%This quarter-2.2%Since filed4+ qtrsHeld$8.5M
5.7% of stocks
-0.2%This quarter+0.6%Since filed4+ qtrsHeld- 4
ISHARES TR - TRS FLT RT BD
$7.2M
4.8% of stocks
-1%This quarter—Since filed—HeldAIQuality—Est. buy— $7.0M
4.7% of stocks
+0.3%This quarter-2.2%Since filed4+ qtrsHeld- 6
FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF
$6.2M
4.2% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
EA SERIES TRUST - GOALTENDER ETF
$6.1M
4.1% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
INNOVATOR ETFS TRUST - QUITY MANAGD FLR
$5.5M
3.7% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
JANUS DETROIT STR TR - HENDRSON AAA CL
$5.2M
3.5% of stocks
-8%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
SELECT SECTOR SPDR TR - ST STR STAPL ETF
$5.2M
3.5% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPINNAKER ETF SERIES - NORTH SHORE EQTY | $55.9M | 37.6% | +0.3% | — | — | — | — | |
| 2 | $8.5M | 5.8% | -0.4% | -2.2% | 4+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | $8.5M | 5.7% | -0.2% | +0.6% | 4+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 4 | ISHARES TR - TRS FLT RT BD | $7.2M | 4.8% | -1% | — | — | — | — | |
| 5 | $7.0M | 4.7% | +0.3% | -2.2% | 4+ qtrs | 67.5#363 | Estimated buy price is Pro: unlock with a free trial | ||
| 6 | FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF | $6.2M | 4.2% | +2% | — | — | — | — | |
| 7 | EA SERIES TRUST - GOALTENDER ETF | $6.1M | 4.1% | +2% | — | — | — | — | |
| 8 | INNOVATOR ETFS TRUST - QUITY MANAGD FLR | $5.5M | 3.7% | +1% | — | — | — | — | |
| 9 | JANUS DETROIT STR TR - HENDRSON AAA CL | $5.2M | 3.5% | -8% | — | — | — | — | |
| 10 | SELECT SECTOR SPDR TR - ST STR STAPL ETF | $5.2M | 3.5% | +2% | — | — | — | — |
All holdings — Split Rock Private Trading & Wealth Management, LLC (Q3 2026)
50 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | FIDELITY MERRIMACK STR TR - TOTAL BD ETFetf/fund | — | $3.1M | 2.1% | 72K | -45% | — | — | 13F |
| 12 | — | FIRST TR EXCHANGE-TRADED FD - FST LOW OPPT EFT | — | $2.7M | 1.8% | 55K | +29% | — | — | 13F |
| 13 | — | NEOS ETF TRUST - NEOS ENH INC 1-3etf/fund | — | $2.3M | 1.6% | 46K | New | — | — | 13F |
| 14 | — | PROSHARES TR - S&P 500 DV ARISTetf/fund | — | $2.2M | 1.5% | 41K | +2% | — | — | 13F |
| 15 | — | ISHARES TR - IBONDS OCT 2028etf/fund | — | $2.1M | 1.4% | 83K | +1% | — | — | 13F |
| 16 | MICROSOFT CORP | Technology | $2.1M | 1.4% | 4,032 | -3% | 4+ qtrs | 79.8 | 13F | |
| 17 | — | INNOVATOR ETFS TRUST - DEFINED WLT SHLD | — | $2.0M | 1.3% | 57K | New | — | — | 13F |
| 18 | NVIDIA CORP | Technology | $1.8M | 1.2% | 7,743 | +0.2% | 4+ qtrs | 86.0 | 13F | |
| 19 | — | FIRST TR EXCHANGE-TRADED FD - DJ GLBL DIVID | — | $1.6M | 1.1% | 49K | -1% | — | — | 13F |
| 20 | CREDIT SUISSE AG | Financials | $1.0M | 0.7% | 7,370 | +4% | 3 qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | BERKSHIRE HATHAWAY INC | Financials | $1.0M | 0.7% | 2,032 | — | 3 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | SPDR INDEX SHS FDS - ST PORT MARK ETFetf/fund | — | $864K | 0.6% | 17K | -0.1% | — | — | 13F |
| 23 | UBS AG | Financials | $810K | 0.5% | 13K | +2% | 4+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | ISHARES TR - NATIONAL MUN ETFetf/fund | — | $802K | 0.5% | 7,932 | +12% | — | — | 13F |
| 25 | QUANTA SERVICES, INC. | Industrials | $791K | 0.5% | 1,232 | -17% | 4+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | INNOVATOR ETFS TRUST - EMERGING MRKT 10 | — | $746K | 0.5% | 24K | -0.4% | |||
| 27 | $FBTC | Fidelity Wise Origin Bitcoin Fund | Financials | $655K | 0.4% | 9,013 | +2% | |||
| 28 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $527K | 0.3% | 3,237 | — | |||
| 29 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $468K | 0.3% | 764 | +13% | |||
| 30 | — | FIRST TR EXCHANGE-TRADED FD - VEST LAD AUT ETF | — | $428K | 0.3% | 21K | +8% | |||
| 31 | — | ISHARES TR - SHRT NAT MUN ETF | — | $417K | 0.3% | 3,991 | +26% | |||
| 32 | — | PROSHARES TR - S&P TECH DIVIDEN | — | $386K | 0.3% | 3,880 | — | |||
| 33 | $WMT | Walmart Inc. | Consumer Staples | $385K | 0.3% | 3,703 | +0.9% | |||
| 34 | — | MORGAN STANLEY ETF TRUST - EATO VANC BD ETF | — | $366K | 0.3% | 7,590 | — | |||
| 35 | — | VANGUARD BD INDEX FDS - INTERMED TERM | — | $361K | 0.2% | 4,955 | — | |||
| 36 | $AVGO | Broadcom Inc. | Technology | $356K | 0.2% | 1,014 | -10% | |||
| 37 | — | ISHARES TR - CORE S&P500 ETF | — | $306K | 0.2% | 399 | — | |||
| 38 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $295K | 0.2% | 1,957 | New | |||
| 39 | — | AMERICAN CENTY ETF TR - INTL EQT ETF | — | $293K | 0.2% | 3,253 | +9% | |||
| 40 | — | JANUS DETROIT STR TR - HENDERSON MTG | — | $257K | 0.2% | 6,076 | -69% | |||
| 41 | — | FIDELITY COVINGTON TRUST - HIGH DIVID ETF | — | $248K | 0.2% | 4,084 | -0.0% | |||
| 42 | — | AMERICAN CENTY ETF TR - US SML CP VALU | — | $245K | 0.2% | 2,077 | -13% | |||
| 43 | — | ISHARES TR - RUS MDCP VAL ETF | — | $235K | 0.2% | 1,461 | — | |||
| 44 | — | ISHARES TR - RUS MD CP GR ETF | — | $230K | 0.1% | 1,670 | — | |||
| 45 | $AGI | ALAMOS GOLD INC | Materials | $226K | 0.1% | 6,990 | — | |||
| 46 | — | AMERICAN CENTY ETF TR - US LARGE CAP VLU | — | $216K | 0.1% | 2,392 | New | |||
| 47 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | — | $216K | 0.1% | 2,760 | — | |||
| 48 | — | FIRST TR EXCHANGE-TRADED FD - FT VEST RIS | — | $215K | 0.1% | 7,696 | -0.0% | |||
| 49 | — | SPDR SERIES TRUST - ST STR SP DIV | — | $208K | 0.1% | 1,418 | — | |||
| 50 | $ELDN | Eledon Pharmaceuticals, Inc. | Healthcare | $25K | 0.0% | 10K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 19 added to, 15 trimmed, 3 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
- NEOS ETF TRUST - NEOS ENH INC 1-3$2.3M
first bought this quarter
- INNOVATOR ETFS TRUST - DEFINED WLT SHLD$2.0M
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$295Kfirst bought this quarter
- AMERICAN CENTY ETF TR - US LARGE CAP VLU$216K
first bought this quarter
Added to (19)
- FIRST TR EXCHANGE-TRADED FD - FST LOW OPPT EFT+29%
now $2.7M
- SPINNAKER ETF SERIES - NORTH SHORE EQTY+0.3%
now $55.9M
- SELECT SECTOR SPDR TR - ST STR STAPL ETF+2%
now $5.2M
- EA SERIES TRUST - GOALTENDER ETF+2%
now $6.1M
- FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF+2%
now $6.2M
- ISHARES TR - SHRT NAT MUN ETF+26%
now $417K
+13 more in the Excel export
Trimmed (15)
- FIDELITY MERRIMACK STR TR - TOTAL BD ETF-45%
now $3.1M
- JANUS DETROIT STR TR - HENDERSON MTG-69%
now $257K
- JANUS DETROIT STR TR - HENDRSON AAA CL-8%
now $5.2M
$PWRQUANTA SERVICES, INC.-17%
now $791K · held 4+ qtrs, 2 trims in a row
- ISHARES TR - TRS FLT RT BD-1%
now $7.2M
now $2.1M · held 4+ qtrs
+9 more in the Excel export
Holdings by quarter
Every 13F Split Rock Private Trading & Wealth Management, LLC has filed, 3 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 15, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Split Rock Private Trading & Wealth Management's top 20 holdings: 74/100 (our AI quality score, weighted by position size; 10 of the 20 are scored)
Top 10 since filing
-1.5%
Value-weighted move of the 10 largest stock positions
Turnover
4%
Last quarter
Top 10 weight
78%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
92%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Split Rock Private Trading & Wealth Management, LLC disclosed 50 positions worth $148.8M in its Form 13F-HR for Q3 2026, followed by $QQQ and $AAPL. During the quarter the fund opened 4 new positions and exited 3. The portfolio is most concentrated in Other (82.6% of disclosed assets). All figures are sourced directly from Split Rock Private Trading & Wealth Management, LLC’s Form 13F-HR filing with the SEC under CIK 2095884.
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AI-Powered Hedge Fund Analysis: Split Rock Private Trading & Wealth Management, LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Split Rock Private Trading & Wealth Management, LLC (SEC CIK: 2095884), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Split Rock Private Trading & Wealth Management, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.