Professional Financial Management, Inc.
Sector Allocation
- Other100.0%$98.2M
AUM History
13fpro.ai/research/fund/professional-financial-management-inc-2130270
Conviction and streaks
Concentrating · top 10 = 76.4%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- VANGUARD$17.5M
- VANECK$9.8M
- T$8.2M
- CAMBRIA$7.8M
- VANGUARD$6.9M
- VANGUARD$6.8M
- ISHARES$4.9M
- CAMBRIA$4.7M
- MORGAN$4.5M
- SIMPLIFY$3.9M
- SCHWAB$3.3M
- INVESCO$3.1M
- KRANESHARES$3.0M
- J$2.9M
- ISHARES$2.7M
- SPDR$2.4M
RFMZ
$1.9M- SCHWAB$1.2M
PML
$810KMUA
$804K
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/professional-financial-management-inc-2130270
Professional Financial Management, Inc. 13F holdings — Q3 2026
$98.2M portfolio (-0.4% QoQ) · 22 holdings · Q3 2026 13F · top 10 are 76% of the stock portfolio
- 1
VANGUARD SCOTTSDALE FDS - LONG TERM TREAS
$17.5M
17.8% of stocks
+19%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VANECK ETF TRUST - JUNIOR GOLD MINE
$9.8M
10.0% of stocks
+0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
T ROWE PRICE EXCHANGE-TRADED - ULTRA SHRT TRM
$8.2M
8.4% of stocks
+62%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
CAMBRIA ETF TR - TAIL RISK
$7.8M
7.9% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD WORLD FD - EXTENDED DUR
$6.9M
7.0% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VANGUARD SCOTTSDALE FDS - INTER TERM TREAS
$6.8M
7.0% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
ISHARES TR - 10-20 YR TRS ETF
$4.9M
5.0% of stocks
+8%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
CAMBRIA ETF TR - EMRG SHAREHLDR
$4.7M
4.8% of stocks
-34%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
MORGAN STANLEY ETF TRUST - EATO VAN MU ETF
$4.5M
4.6% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 10
SIMPLIFY EXCHANGE TRADED FUN - SHORT TERM TREA
$3.9M
4.0% of stocks
+0.1%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | VANGUARD SCOTTSDALE FDS - LONG TERM TREAS | $17.5M | 17.8% | +19% | — | — | — | — | |
| 2 | VANECK ETF TRUST - JUNIOR GOLD MINE | $9.8M | 10.0% | +0.5% | — | — | — | — | |
| 3 | T ROWE PRICE EXCHANGE-TRADED - ULTRA SHRT TRM | $8.2M | 8.4% | +62% | — | — | — | — | |
| 4 | CAMBRIA ETF TR - TAIL RISK | $7.8M | 7.9% | +2% | — | — | — | — | |
| 5 | VANGUARD WORLD FD - EXTENDED DUR | $6.9M | 7.0% | +2% | — | — | — | — | |
| 6 | VANGUARD SCOTTSDALE FDS - INTER TERM TREAS | $6.8M | 7.0% | +1% | — | — | — | — | |
| 7 | ISHARES TR - 10-20 YR TRS ETF | $4.9M | 5.0% | +8% | — | — | — | — | |
| 8 | CAMBRIA ETF TR - EMRG SHAREHLDR | $4.7M | 4.8% | -34% | — | — | — | — | |
| 9 | MORGAN STANLEY ETF TRUST - EATO VAN MU ETF | $4.5M | 4.6% | New | — | New this quarter | — | — | |
| 10 | SIMPLIFY EXCHANGE TRADED FUN - SHORT TERM TREA | $3.9M | 4.0% | +0.1% | — | — | — | — |
All holdings — Professional Financial Management, Inc. (Q3 2026)
22 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | SCHWAB STRATEGIC TR - LONG TERM US | — | $3.3M | 3.3% | 115K | +4% | — | — | 13F |
| 12 | — | INVESCO EXCH TRADED FD TR II - RAFI EMRGNG MRKT | — | $3.1M | 3.2% | 108K | -33% | — | — | 13F |
| 13 | — | KRANESHARES TRUST - QUADRTC INT RT | — | $3.0M | 3.0% | 178K | +0.4% | — | — | 13F |
| 14 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHT MUNCPL | — | $2.9M | 3.0% | 58K | New | — | — | 13F |
| 15 | — | ISHARES TR - 0-3 MTH TREASURYetf/fund | — | $2.7M | 2.7% | 27K | +0.5% | — | — | 13F |
| 16 | — | SPDR SERIES TRUST - ST LON TREAS ETFetf/fund | — | $2.4M | 2.5% | 102K | +82% | — | — | 13F |
| 17 | RiverNorth Flexible Municipal Income Fund II, Inc. | Other | $1.9M | 1.9% | 159K | -11% | 3 qtrsTrimmed 2 qtrs in a row | — | 13F | |
| 18 | — | SCHWAB STRATEGIC TR - FUND EM EQUI ETFetf/fund | — | $1.2M | 1.2% | 29K | +99% | — | — | 13F |
| 19 | PIMCO MUNICIPAL INCOME FUND II | Other | $810K | 0.8% | 123K | New | 1 qtr | — | 13F | |
| 20 | BLACKROCK MUNIASSETS FUND, INC. | Other | $804K | 0.8% | 84K | New | 1 qtr | — | 13F | |
| 21 | RiverNorth Flexible Municipal Income Fund, Inc. | Other | $723K | 0.7% | 56K | -13% | 3 qtrs | — | 13F | |
| 22 | — | SCHWAB STRATEGIC TR - INT-TRM U.S TRES | — | $346K | 0.3% | 15K | +3% | — | — | 13F |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 14 added to, 4 trimmed, 6 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
Added to (14)
- T ROWE PRICE EXCHANGE-TRADED - ULTRA SHRT TRM+62%
now $8.2M
- VANGUARD SCOTTSDALE FDS - LONG TERM TREAS+19%
now $17.5M
- SPDR SERIES TRUST - ST LON TREAS ETF+82%
now $2.4M
- SCHWAB STRATEGIC TR - FUND EM EQUI ETF+99%
now $1.2M
- ISHARES TR - 10-20 YR TRS ETF+8%
now $4.9M
- VANGUARD WORLD FD - EXTENDED DUR+2%
now $6.9M
+8 more in the Excel export
Trimmed (4)
Sold out (6)
$NBHNEUBERGER MUNICIPAL FUND INC.was $2.6M
held 3+ qtrs
$PCQPIMCO CALIFORNIA MUNICIPAL INCOME FUNDwas $1.8M
held 3+ qtrs
$MHDBLACKROCK MUNIHOLDINGS FUND, INC.was $1.6M
held 2 qtrs
$MYIBLACKROCK MUNIYIELD QUALITY FUND III, INC.was $1.5M
held 2 qtrs
$LEOBNY MELLON STRATEGIC MUNICIPALS, INC.was $1.3M
held 3+ qtrs
$PNIPIMCO NEW YORK MUNICIPAL INCOME FUND IIwas $1.3M
Holdings by quarter
Every 13F Professional Financial Management, Inc. has filed, 3 earlier quarters. Pick one to see what it held then.
Is it too late to follow Professional Financial Management?
Q3 2026 13F filed with the SEC on Oct 22, 2026. Prices are closing prices as of Oct 26, 2026.
Top 10 since filing
+0.1%
Value-weighted move of the 10 largest stock positions
Turnover
15%
Last quarter
Top 10 weight
76%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
0%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
No scored companies among its largest positions.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Professional Financial Management, Inc. disclosed 22 positions worth $98.2M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 4 new positions and exited 6 and a full exit from $NBH. The portfolio is most concentrated in Other (100.0% of disclosed assets). All figures are sourced directly from Professional Financial Management, Inc.’s Form 13F-HR filing with the SEC under CIK 2130270.
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