Independent Wealth Advisors LLC
Sector Allocation
- Other74.7%$90.2M
- Financials21.2%$25.6M
- Technology2.9%$3.6M
- Industrials0.9%$1.1M
- Energy0.2%$235,843
AUM History
13fpro.ai/research/fund/independent-wealth-advisors-llc-2136099
Conviction and streaks
Stable · top 10 = 53.0%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
GLD
$10.2M- ISHARES$8.9M
- SIMPLIFY$7.5M
- NEOS$6.9M
- SIMPLIFY$6.2M
- J$5.9M
- PROSHARES$5.2M
WT
$5.0M- STRATEGY$4.1M
- VANGUARD$4.1M
IAU
$3.2MSPY
$3.1MIVZ
$3.0M- VANGUARD$2.5M
SLV
$2.3M- ISHARES$2.1M
- INVESCO$2.0M
- INVESCO$2.0M
- SCHWAB$1.6M
- ISHARES$1.6M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/independent-wealth-advisors-llc-2136099
Independent Wealth Advisors LLC 13F holdings — Q3 2026
$120.7M portfolio (+9.2% QoQ) · 79 holdings · Q3 2026 13F · top 10 are 53% of the stock portfolio
$10.2M
8.4% of stocks
+1%This quarter0.0%Since filed4+ qtrsHeld- 2
ISHARES TR - 1 3 YR TREAS BD
$8.9M
7.4% of stocks
+42%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
SIMPLIFY EXCHANGE TRADED FUN - HEDGED EQUITY
$7.5M
6.2% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
NEOS ETF TRUST - NEOS ENH INC 1-3
$6.9M
5.7% of stocks
+31%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
SIMPLIFY EXCHANGE TRADED FUN - US EQT PLS DWNSD
$6.2M
5.2% of stocks
+0.4%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
J P MORGAN EXCHANGE TRADED F - INTL HDGD EQT LA
$5.9M
4.9% of stocks
+15%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
PROSHARES TR - S&P 500 DV ARIST
$5.2M
4.3% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— $5.0M
4.1% of stocks
-3%This quarter0.0%Since filed4+ qtrsHeldAIQuality61.4#790Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row- 9
STRATEGY SHS - DAY HAGAN SMART
$4.1M
3.4% of stocks
-5%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD WORLD FD - MRNGSTR CAP ETF
$4.1M
3.4% of stocks
+8%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $10.2M | 8.4% | +1% | 0.0% | 4+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | ISHARES TR - 1 3 YR TREAS BD | $8.9M | 7.4% | +42% | — | — | — | — | |
| 3 | SIMPLIFY EXCHANGE TRADED FUN - HEDGED EQUITY | $7.5M | 6.2% | +6% | — | — | — | — | |
| 4 | NEOS ETF TRUST - NEOS ENH INC 1-3 | $6.9M | 5.7% | +31% | — | — | — | — | |
| 5 | SIMPLIFY EXCHANGE TRADED FUN - US EQT PLS DWNSD | $6.2M | 5.2% | +0.4% | — | — | — | — | |
| 6 | J P MORGAN EXCHANGE TRADED F - INTL HDGD EQT LA | $5.9M | 4.9% | +15% | — | — | — | — | |
| 7 | PROSHARES TR - S&P 500 DV ARIST | $5.2M | 4.3% | +4% | — | — | — | — | |
| 8 | $5.0M | 4.1% | -3% | 0.0% | 4+ qtrsTrimmed 3 qtrs in a row | 61.4#790 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | STRATEGY SHS - DAY HAGAN SMART | $4.1M | 3.4% | -5% | — | — | — | — | |
| 10 | VANGUARD WORLD FD - MRNGSTR CAP ETF | $4.1M | 3.4% | +8% | — | — | — | — |
All holdings — Independent Wealth Advisors LLC (Q3 2026)
79 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | ISHARES GOLD TRUSTetf/fund | Financials | $3.2M | 2.6% | 41K | -6% | 4+ qtrs | — | 13F | |
| 12 | SPDR S&P 500 ETF TRUSTetf/fund | — | $3.1M | 2.6% | 4,102 | -9% | 4+ qtrs | — | 13F | |
| 13 | Invesco Ltd. | Financials | $3.0M | 2.5% | 14K | +39% | 4+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 14 | — | VANGUARD WORLD FD - MRNGSTR MEGA CAPetf/fund | — | $2.5M | 2.1% | 27K | -0.4% | — | — | 13F |
| 15 | iShares Silver Trustetf/fund | Financials | $2.3M | 1.9% | 43K | +0.6% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | — | ISHARES TR - CORE HIGH DV ETFetf/fund | — | $2.1M | 1.7% | 74K | +21% | — | — | 13F |
| 17 | — | INVESCO EXCH TRD SLF IDX FD - BULETSHS 2027 | — | $2.0M | 1.7% | 91K | +3% | — | — | 13F |
| 18 | — | INVESCO EXCH TRD SLF IDX FD - INVSCO BLSH 26 | — | $2.0M | 1.6% | 86K | -2% | — | — | 13F |
| 19 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $1.6M | 1.4% | 50K | +213% | — | — | 13F |
| 20 | — | ISHARES TR - CORE MSCI TOTALetf/fund | — | $1.6M | 1.3% | 17K | +15% | — | — | 13F |
| 21 | — | INVESCO EXCH TRD SLF IDX FD - INVSCO 28 HYCORP | — | $1.6M | 1.3% | 74K | +4% | — | — | 13F |
| 22 | Apple Inc. | Technology | $1.5M | 1.3% | 4,549 | -0.5% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | Invesco Ltd. | Financials | $1.3M | 1.1% | 8,350 | -8% | 4+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 24 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETFetf/fund | — | $1.2M | 1.0% | 5,640 | -2% | — | — | 13F |
| 25 | — | VANGUARD INDEX FDS - MRNGSTR SML CP Vetf/fund | — | $1.2M | 1.0% | 5,024 | +0.2% | — | — | 13F |
| 26 | — | INVESCO EXCH TRD SLF IDX FD - BULETSHS 2029 HG | — | $1.1M | 0.9% | 56K | New | |||
| 27 | — | SSGA ACTIVE TR - SST BRIDGEWATER | — | $1.1M | 0.9% | 39K | +14% | |||
| 28 | $DOV | DOVER Corp | Industrials | $1.1M | 0.9% | 7,046 | -4% | |||
| 29 | — | PROSHARES TR - HD REPLICATION | — | $1.1M | 0.9% | 20K | +17% | |||
| 30 | — | ISHARES TR - GLOBAL 100 ETF | — | $1.1M | 0.9% | 7,381 | -4% | |||
| 31 | $BAH | Booz Allen Hamilton Holding Corp | Technology | $869K | 0.7% | 21K | -5% | |||
| 32 | — | ANGEL OAK FUNDS TRUST - INCOME ETF | — | $804K | 0.7% | 40K | +37% | |||
| 33 | — | SIMPLIFY EXCHANGE TRADED FUN - HIGH YIELD ETF | — | $751K | 0.6% | 37K | -19% | |||
| 34 | — | DIMENSIONAL ETF TRUST - US LARG VALU ETF | — | $710K | 0.6% | 18K | +240% | |||
| 35 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VA | — | $708K | 0.6% | 3,619 | +0.2% | |||
| 36 | — | VANGUARD WORLD FD - MRNGSTR VAL ETF | — | $704K | 0.6% | 4,372 | +0.0% | |||
| 37 | — | ISHARES TR - RUSSELL 2000 ETF | — | $695K | 0.6% | 2,500 | -15% | |||
| 38 | — | ISHARES TR - US AER DEF ETF | — | $669K | 0.6% | 3,229 | -4% | |||
| 39 | $MSFT | MICROSOFT CORP | Technology | $655K | 0.5% | 1,278 | -0.9% | |||
| 40 | — | ISHARES TR - 0-3 MTH TREASURY | — | $621K | 0.5% | 6,165 | -2% | |||
| 41 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $608K | 0.5% | 823 | -4% | |||
| 42 | $IVZ | Invesco Ltd. | Financials | $606K | 0.5% | 3,972 | — | |||
| 43 | — | VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US | — | $601K | 0.5% | 7,240 | +0.0% | |||
| 44 | — | ISHARES TR - FLTG RATE NT ETF | — | $527K | 0.4% | 10K | +62% | |||
| 45 | — | ISHARES TR - RUS 1000 ETF | — | $502K | 0.4% | 1,207 | +0.1% | |||
| 46 | — | VANGUARD INDEX FDS - MRNGSTR MID CAP | — | $501K | 0.4% | 6,392 | +5% | |||
| 47 | — | VANECK ETF TRUST - GOLD MINERS ETF | — | $501K | 0.4% | 5,706 | -6% | |||
| 48 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $463K | 0.4% | 1,627 | +5% | |||
| 49 | — | BLACKROCK ETF TRUST - ISHA I IN TE ETF | — | $447K | 0.4% | 9,477 | +55% | |||
| 50 | — | ISHARES TR - CORE S&P SCP ETF | — | $440K | 0.4% | 3,237 | +0.5% | |||
| 51 | — | VANGUARD WORLD FD - INF TECH ETF | — | $425K | 0.3% | 3,386 | +0.0% | |||
| 52 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $399K | 0.3% | 656 | -3% | |||
| 53 | — | ISHARES TR - S&P 500 VAL ETF | — | $396K | 0.3% | 1,736 | +1% | |||
| 54 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $380K | 0.3% | 6,413 | -1.0% | |||
| 55 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $380K | 0.3% | 1,015 | +0.4% | |||
| 56 | — | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | — | $376K | 0.3% | 4,169 | -7% | |||
| 57 | — | ISHARES TR - RUS TP200 GR ETF | — | $374K | 0.3% | 1,267 | — | |||
| 58 | — | DIMENSIONAL ETF TRUST - US LARG VECT ETF | — | $335K | 0.3% | 4,018 | +46% | |||
| 59 | — | VANGUARD STAR FDS - VG TL INTL STK F | — | $335K | 0.3% | 3,940 | +0.2% | |||
| 60 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $332K | 0.3% | 5,401 | +0.5% | |||
| 61 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $324K | 0.3% | 462 | -6% | |||
| 62 | — | PROSHARES TR - MERGER ETF | — | $311K | 0.3% | 6,930 | New | |||
| 63 | — | SPDR SERIES TRUST - ST STR SP AERO | — | $308K | 0.3% | 1,333 | +0.1% | |||
| 64 | — | ISHARES TR - RUS 1000 GRW ETF | — | $290K | 0.2% | 2,315 | -17% | |||
| 65 | $GOOGL | Alphabet Inc. | Technology | $284K | 0.2% | 824 | — | |||
| 66 | — | ISHARES TR - MORNINGSTAR VALU | — | $280K | 0.2% | 2,660 | +0.2% | |||
| 67 | — | ISHARES TR - S&P 500 GRWT ETF | — | $280K | 0.2% | 1,968 | +2% | |||
| 68 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $258K | 0.2% | 1,662 | +0.2% | |||
| 69 | — | ISHARES TR - CORE S&P500 ETF | — | $252K | 0.2% | 329 | -28% | |||
| 70 | — | ISHARES TR - SP SMCP600VL ETF | — | $249K | 0.2% | 1,947 | New | |||
| 71 | — | ISHARES TR - CRE U S REIT ETF | — | $247K | 0.2% | 4,003 | New | |||
| 72 | — | INVESCO EXCHANGE TRADED FD T - DORSEY WRGT CSMR | — | $245K | 0.2% | 2,308 | +0.1% | |||
| 73 | — | AMERICAN CENTY ETF TR - AVAN US SMAL ETF | — | $238K | 0.2% | 3,442 | New | |||
| 74 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $236K | 0.2% | 1,449 | -40% | |||
| 75 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $233K | 0.2% | 1,188 | +0.1% | |||
| 76 | $GOOG | Alphabet Inc. | Technology | $232K | 0.2% | 680 | -3% | |||
| 77 | — | SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES | — | $215K | 0.2% | 7,467 | New | |||
| 78 | — | ISHARES INC - CORE MSCI EMKT | — | $208K | 0.2% | 2,566 | -0.2% | |||
| 79 | — | TIDAL TRUST II - ROUNDHILL GENER | — | $208K | 0.2% | 2,261 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 6 new, 41 added to, 28 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.
New positions (6)
- INVESCO EXCH TRD SLF IDX FD - BULETSHS 2029 HG$1.1M
first bought this quarter
- PROSHARES TR - MERGER ETF$311K
first bought this quarter
- ISHARES TR - SP SMCP600VL ETF$249K
first bought this quarter
- ISHARES TR - CRE U S REIT ETF$247K
first bought this quarter
- AMERICAN CENTY ETF TR - AVAN US SMAL ETF$238K
first bought this quarter
- SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES$215K
first bought this quarter
Added to (41)
- ISHARES TR - 1 3 YR TREAS BD+42%
now $8.9M
- NEOS ETF TRUST - NEOS ENH INC 1-3+31%
now $6.9M
- SCHWAB STRATEGIC TR - US DIVIDEND EQ+213%
now $1.6M
now $3.0M · held 4+ qtrs, 3 adds in a row
- J P MORGAN EXCHANGE TRADED F - INTL HDGD EQT LA+15%
now $5.9M
- DIMENSIONAL ETF TRUST - US LARG VALU ETF+240%
now $710K
+35 more in the Excel export
Trimmed (28)
now $3.1M · held 4+ qtrs
- STRATEGY SHS - DAY HAGAN SMART-5%
now $4.1M
now $3.2M · held 4+ qtrs
now $5.0M · held 4+ qtrs, 3 trims in a row
- SIMPLIFY EXCHANGE TRADED FUN - HIGH YIELD ETF-19%
now $751K
$XOM.R34088EXXON MOBIL CORP-40%
now $236K · held 2 qtrs
+22 more in the Excel export
Sold out (4)
- SELECT SECTOR SPDR TR - ST STR UTIL ETFwas $278K
$IBMINTERNATIONAL BUSINESS MACHINES CORPwas $245K
held 3+ qtrs
- ISHARES TR - IBOXX HI YD ETFwas $206K
- ISHARES TR - S&P MC 400VL ETFwas $205K
Holdings by quarter
Every 13F Independent Wealth Advisors LLC has filed, 3 earlier quarters. Pick one to see what it held then.
Is it too late to follow Independent Wealth Advisors?
Q3 2026 13F filed with the SEC on Oct 27, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Independent Wealth Advisors's top 20 holdings: 65/100 (our AI quality score, weighted by position size; 8 of the 20 are scored)
Top 10 since filing
0.0%
Value-weighted move of the 10 largest stock positions
Turnover
3%
Last quarter
Top 10 weight
53%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
99%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 7 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Independent Wealth Advisors LLC disclosed 79 positions worth $120.7M in its Form 13F-HR for Q3 2026, led by $GLD (SPDR GOLD TRUST) at 8.4% of the equity portfolio. During the quarter the fund opened 6 new positions and exited 4. The portfolio is most concentrated in Other (74.7% of disclosed assets). All figures are sourced directly from Independent Wealth Advisors LLC’s Form 13F-HR filing with the SEC under CIK 2136099.
Funds like this
managers whose biggest positions overlap Independent Wealth Advisors'sBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
AI-Powered Hedge Fund Analysis: Independent Wealth Advisors LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Independent Wealth Advisors LLC (SEC CIK: 2136099), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Independent Wealth Advisors LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.