FIG FINANCIAL ADVISORY SERVICES INC /ADV
Sector Allocation
- Other78.0%$129.0M
- Financials8.9%$14.8M
- Technology2.7%$4.5M
- Healthcare2.6%$4.2M
- Energy1.9%$3.2M
- Real Estate1.9%$3.2M
- Materials1.6%$2.6M
- Consumer Staples0.8%$1.4M
- Consumer Discretionary0.7%$1.2M
- Communication Services0.7%$1.2M
AUM History
13fpro.ai/research/fund/fig-financial-advisory-services-inc-adv-753967
Conviction and streaks
Concentrating · top 10 = 58.1%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- TIDAL$56.6M
- PIMCO$5.1M
IVZ
$4.9M- ANGEL$4.7M
- NEOS$4.7M
- PIMCO$4.5M
- TRUST$4.4M
- SSGA$3.8M
- PGIM$3.7M
- TIDAL$3.5M
- SEI$3.0M
- GLOBAL$3.0M
- USCF$2.9M
- ISHARES$2.7M
- VICTORY$2.6M
- ISHARES$2.6M
- FIRST$2.5M
- INVESTMENT$1.9M
CFG
$1.9M- EA$1.8M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/fig-financial-advisory-services-inc-adv-753967
FIG FINANCIAL ADVISORY SERVICES INC /ADV 13F holdings — Q3 2026
$165.3M portfolio (-3.2% QoQ) · 63 holdings · Q3 2026 13F · top 10 are 58% of the stock portfolio
- 1
TIDAL TRUST II - EVEN HERD LNG SH
$56.6M
34.3% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
PIMCO ETF TR - ULTR SH GO AC FD
$5.1M
3.1% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— $4.9M
3.0% of stocks
+838%This quarter-6.5%Since filed2 qtrsHeld- 4
ANGEL OAK FUNDS TRUST - OAK ULTRASHORT
$4.7M
2.9% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 5
NEOS ETF TRUST - NEOS ENH INC 1-3
$4.7M
2.9% of stocks
+1293%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
PIMCO ETF TR - ENHAN SHRT MA AC
$4.5M
2.7% of stocks
+783%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
TRUST FOR PROFESSIONAL MANAG - CONVERGENCE LNG
$4.4M
2.7% of stocks
+168%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
SSGA ACTIVE TR - ST STR BLACK ETF
$3.8M
2.3% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 9
PGIM ETF TR - SHRT DUR HGH YLD
$3.7M
2.2% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 10
TIDAL TRUST I - FOLI AL RATE ETF
$3.5M
2.1% of stocks
+80%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | TIDAL TRUST II - EVEN HERD LNG SH | $56.6M | 34.3% | +3% | — | — | — | — | |
| 2 | PIMCO ETF TR - ULTR SH GO AC FD | $5.1M | 3.1% | -3% | — | — | — | — | |
| 3 | $4.9M | 3.0% | +838% | -6.5% | 2 qtrsAdded 2 qtrs in a row | — | Estimated buy price is Pro: unlock with a free trial | ||
| 4 | ANGEL OAK FUNDS TRUST - OAK ULTRASHORT | $4.7M | 2.9% | New | — | New this quarter | — | — | |
| 5 | NEOS ETF TRUST - NEOS ENH INC 1-3 | $4.7M | 2.9% | +1293% | — | — | — | — | |
| 6 | PIMCO ETF TR - ENHAN SHRT MA AC | $4.5M | 2.7% | +783% | — | — | — | — | |
| 7 | TRUST FOR PROFESSIONAL MANAG - CONVERGENCE LNG | $4.4M | 2.7% | +168% | — | — | — | — | |
| 8 | SSGA ACTIVE TR - ST STR BLACK ETF | $3.8M | 2.3% | New | — | New this quarter | — | — | |
| 9 | PGIM ETF TR - SHRT DUR HGH YLD | $3.7M | 2.2% | New | — | New this quarter | — | — | |
| 10 | TIDAL TRUST I - FOLI AL RATE ETF | $3.5M | 2.1% | +80% | — | — | — | — |
All holdings — FIG FINANCIAL ADVISORY SERVICES INC /ADV (Q3 2026)
63 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | SEI EXCHANGE TRADED FUNDS - QIM US LARGE VAL | — | $3.0M | 1.8% | 61K | New | — | — | 13F |
| 12 | — | GLOBAL X FDS - MSCI SUPDIV EA | — | $3.0M | 1.8% | 137K | New | — | — | 13F |
| 13 | — | USCF ETF TR - SUMMERHAVEN K1etf/fund | — | $2.9M | 1.8% | 93K | New | — | — | 13F |
| 14 | — | ISHARES INC - MSCI SINGPOR ETFetf/fund | — | $2.7M | 1.7% | 82K | New | — | — | 13F |
| 15 | — | VICTORY PORTFOLIOS II - SHS FR CA FL ETFetf/fund | — | $2.6M | 1.6% | 51K | New | — | — | 13F |
| 16 | — | ISHARES TR - MSCI NORWAY ETFetf/fund | — | $2.6M | 1.6% | 73K | New | — | — | 13F |
| 17 | — | FIRST TR EXCHANGE TRAD FD VI - ALT ABSLT STRG | — | $2.5M | 1.5% | 78K | New | — | — | 13F |
| 18 | — | INVESTMENT MANAGERS SER TR I - AXS GREEN ALPHA | — | $1.9M | 1.2% | 40K | New | — | — | 13F |
| 19 | CITIZENS FINANCIAL GROUP INC/RI | Financials | $1.9M | 1.1% | 29K | +92% | 4 qtrs | 64.2 | 13F | |
| 20 | — | EA SERIES TRUST - RELA SEN TAC ETFetf/fund | — | $1.8M | 1.1% | 41K | -7% | — | — | 13F |
| 21 | — | ISHARES TR - NORTH AMERN NATetf/fund | — | $1.8M | 1.1% | 29K | New | — | — | 13F |
| 22 | — | ISHARES INC - MSCI TAIWAN ETFetf/fund | — | $1.8M | 1.1% | 16K | New | — | — | 13F |
| 23 | Alps Group Incetf/fund | Healthcare | $1.8M | 1.1% | 30K | +20% | 2 qtrsAdded 2 qtrs in a row | — | 13F | |
| 24 | Invesco Ltd. | Financials | $1.7M | 1.1% | 28K | +15% | 2 qtrsAdded 2 qtrs in a row | — | 13F | |
| 25 | — | BNY MELLON ETF TRUST - GLOBAL INFRASCTRetf/fund | — | $1.7M | 1.0% | 41K | -43% | — | — | 13F |
| 26 | $CM | CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ | Financials | $1.7M | 1.0% | 15K | -21% | |||
| 27 | $LAMR | LAMAR ADVERTISING CO/NEW | Real Estate | $1.6M | 1.0% | 11K | New | |||
| 28 | $WELL | WELLTOWER INC. | Real Estate | $1.5M | 0.9% | 6,618 | -36% | |||
| 29 | — | EA SERIES TRUST - STRIVE NATURAL | — | $1.5M | 0.9% | 33K | New | |||
| 30 | $RIO | RIO TINTO PLC | Materials | $1.4M | 0.9% | 15K | New | |||
| 31 | — | ISHARES TR - CONV BD ETF | — | $1.4M | 0.9% | 13K | -2% | |||
| 32 | $SNX | TD SYNNEX CORP | Technology | $1.4M | 0.8% | 5,495 | New | |||
| 33 | $ROIV | Roivant Sciences Ltd. | Healthcare | $1.4M | 0.8% | 38K | +82% | |||
| 34 | $VLO | VALERO ENERGY CORP/TX | Energy | $1.4M | 0.8% | 3,553 | New | |||
| 35 | $IAUM | iShares Gold Trust Micro | Financials | $1.4M | 0.8% | 33K | New | |||
| 36 | $CSCO | CISCO SYSTEMS, INC. | Technology | $1.4M | 0.8% | 13K | New | |||
| 37 | $STT | STATE STREET CORP | Financials | $1.4M | 0.8% | 7,775 | New | |||
| 38 | $FTI | TechnipFMC plc | Energy | $1.3M | 0.8% | 19K | +101% | |||
| 39 | $BAP | CREDICORP LTD | Financials | $1.3M | 0.8% | 3,467 | +15% | |||
| 40 | — | ISHARES INC - MSCI GLB SLV&MTL | — | $1.3M | 0.8% | 36K | New | |||
| 41 | $CASY | CASEYS GENERAL STORES INC | Consumer Discretionary | $1.2M | 0.7% | 2,019 | +16% | |||
| 42 | — | DIMENSIONAL ETF TRUST - INTL SMALL CAP V | — | $1.2M | 0.7% | 28K | -44% | |||
| 43 | $TIGO | MILLICOM INTERNATIONAL CELLULAR SA | Communication Services | $1.2M | 0.7% | 14K | New | |||
| 44 | $ATI | ATI INC | Materials | $1.2M | 0.7% | 6,121 | New | |||
| 45 | $GH | Guardant Health, Inc. | Healthcare | $1.1M | 0.7% | 6,118 | New | |||
| 46 | $ARM | ARM HOLDINGS PLC /UK | Technology | $1.1M | 0.7% | 3,694 | New | |||
| 47 | $MNST | Monster Beverage Corp | Consumer Staples | $1.0M | 0.6% | 24K | New | |||
| 48 | — | GLOBAL X FDS - DATA CTR DIG ETF | — | $986K | 0.6% | 36K | -19% | |||
| 49 | $NBIS | Nebius Group N.V. | Technology | $663K | 0.4% | 2,812 | +14% | |||
| 50 | — | EA SERIES TRUST - ALPHA ARCH 1-3 | — | $561K | 0.3% | 4,743 | +3% | |||
| 51 | $WT | WisdomTree, Inc. | Financials | $557K | 0.3% | 11K | -21% | |||
| 52 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $530K | 0.3% | 3,258 | — | |||
| 53 | — | ISHARES TR - ULTRA SHORT DUR | — | $465K | 0.3% | 9,233 | New | |||
| 54 | — | RBB FD INC - US TRSRY 6 MNTH | — | $456K | 0.3% | 9,125 | New | |||
| 55 | $WMT | Walmart Inc. | Consumer Staples | $358K | 0.2% | 3,447 | — | |||
| 56 | — | ISHARES U S ETF TR - SHOR MAT MUN ETF | — | $250K | 0.1% | 5,034 | New | |||
| 57 | — | VANECK ETF TRUST - IG FLOA RATE ETF | — | $245K | 0.1% | 9,568 | -31% | |||
| 58 | — | MORGAN STANLEY ETF TRUST - CALVERT ULT SHR | — | $205K | 0.1% | 4,064 | New | |||
| 59 | — | SPDR SERIES TRUST - ST STR BLO 1 ETF | — | $202K | 0.1% | 2,209 | -22% | |||
| 60 | — | TEXAS CAPITAL FUNDS TRUST - GOVT MONEY MKT | — | $201K | 0.1% | 2,009 | -12% | |||
| 61 | — | AMPLIFY ETF TR - SAMSUNG SOFR ETF | — | $201K | 0.1% | 2,008 | -13% | |||
| 62 | — | STARBOARD INVT TR - ADAPTIVE HDGD MU | — | $178K | 0.1% | 24K | -88% | |||
| 63 | — | HORIZON FDS - ANFIELD UNIVERSL | — | $140K | 0.1% | 15K | New |
What changed in Q3 2026
Against the previous quarter's 13F: 32 new, 15 added to, 14 trimmed, 41 sold out. Share-count changes; largest moves by dollar size first.
New positions (32)
- ANGEL OAK FUNDS TRUST - OAK ULTRASHORT$4.7M
first bought this quarter
- SSGA ACTIVE TR - ST STR BLACK ETF$3.8M
first bought this quarter
- PGIM ETF TR - SHRT DUR HGH YLD$3.7M
first bought this quarter
- SEI EXCHANGE TRADED FUNDS - QIM US LARGE VAL$3.0M
first bought this quarter
- GLOBAL X FDS - MSCI SUPDIV EA$3.0M
first bought this quarter
- USCF ETF TR - SUMMERHAVEN K1$2.9M
first bought this quarter
+26 more in the Excel export
Added to (15)
- NEOS ETF TRUST - NEOS ENH INC 1-3+1293%
now $4.7M
now $4.9M · held 2 qtrs, 2 adds in a row
- PIMCO ETF TR - ENHAN SHRT MA AC+783%
now $4.5M
- TRUST FOR PROFESSIONAL MANAG - CONVERGENCE LNG+168%
now $4.4M
- TIDAL TRUST I - FOLI AL RATE ETF+80%
now $3.5M
- TIDAL TRUST II - EVEN HERD LNG SH+3%
now $56.6M
+9 more in the Excel export
Trimmed (14)
- BNY MELLON ETF TRUST - GLOBAL INFRASCTR-43%
now $1.7M
- STARBOARD INVT TR - ADAPTIVE HDGD MU-88%
now $178K
- DIMENSIONAL ETF TRUST - INTL SMALL CAP V-44%
now $1.2M
$WELLWELLTOWER INC.-36%
now $1.5M · held 8+ qtrs
$CMCANADIAN IMPERIAL BANK OF COMMERCE /CAN/-21%
now $1.7M · held 2 qtrs
- GLOBAL X FDS - DATA CTR DIG ETF-19%
now $986K
+8 more in the Excel export
Sold out (41)
- SERIES PORTFOLIOS TR - ELDR AAA CLO ETFwas $4.6M
- FIRST TR EXCHANGE-TRADED FD - FST LOW OPPT EFTwas $4.3M
- BLACKROCK ETF TRUST II - ISHA FLEX IN ETFwas $4.2M
- FRANKLIN TEMPLETON ETF TR - FRANKLIN DYN MUNwas $3.5M
- TOUCHSTONE ETF TRUST - SECUR INCOM ETFwas $3.5M
- TIDAL TRUST I - RPAR RISK PARIwas $3.4M
+35 more in the Excel export
Holdings by quarter
Every 13F FIG FINANCIAL ADVISORY SERVICES INC /ADV has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow FIG FINANCIAL ADVISORY SERVICES?
Q3 2026 13F filed with the SEC on Oct 7, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of FIG FINANCIAL ADVISORY SERVICES's top 20 holdings: 64/100 (our AI quality score, weighted by position size; 11 of the 20 are scored)
Top 10 since filing
-1.1%
Value-weighted move of the 10 largest stock positions
Turnover
47%
Last quarter; 159% over the last 4
Top 10 weight
58%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
19%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
FIG FINANCIAL ADVISORY SERVICES INC /ADV disclosed 63 positions worth $165.3M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 32 new positions and exited 41. The portfolio is most concentrated in Other (78.0% of disclosed assets). All figures are sourced directly from FIG FINANCIAL ADVISORY SERVICES INC /ADV’s Form 13F-HR filing with the SEC under CIK 753967.
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AI-Powered Hedge Fund Analysis: FIG FINANCIAL ADVISORY SERVICES INC /ADV
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Every holding in FIG FINANCIAL ADVISORY SERVICES INC /ADV's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.