What does Ferguson Shapiro LLC hold?

Ferguson Shapiro LLC's 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/1767433.

What is Ferguson Shapiro LLC's AUM?

Ferguson Shapiro LLC reported approximately $343.8M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $415.2M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Ferguson Shapiro LLC's holdings?

All Ferguson Shapiro LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 1767433. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Ferguson Shapiro LLC's 13F data updated on 13F Pro?

Ferguson Shapiro LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Ferguson Shapiro LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1767433

Institutional-grade research for retail investors

Sector Allocation

Other87.5%$297.5M
Financials5.2%$17.7M
Technology2.8%$9.5M
Consumer Discretionary1.5%$5.0M
Healthcare0.8%$2.9M
Industrials0.6%$2.1M
Materials0.5%$1.8M
Consumer Staples0.4%$1.5M
Energy0.3%$1.0M
Utilities0.1%$526,008

AUM History

13fpro.ai/research/fund/ferguson-shapiro-llc-1767433

Conviction and streaks

Concentrating · top 10 = 59.7%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold12.4% weight · held 4 quarters

$Conviction hold6.8% weight · held 4 quarters

$Conviction hold6.1% weight · held 4 quarters

$Conviction hold5.8% weight · held 4 quarters

$Conviction hold5.5% weight · held 6 quarters

$Accumulating+95% shares · 9 quarters running

$NADAccumulating+16% shares · 8 quarters running

$CVXAccumulating+22% shares · 5 quarters running

$Accumulating+12% shares · 5 quarters running

$BMYAccumulating+2% shares · 4 quarters running

$Trimming-99% shares · 5 quarters running

$Trimming-29% shares · 4 quarters running

$Trimming-99% shares · 4 quarters running

$Trimming-19% shares · 2 quarters running

$Trimming-2% shares · 2 quarters running

Largest positions — Q3 2026

TIDAL
$42.2M
FIRST
$23.3M
SPDR
$21.5M
FIRST
$20.8M
FIRST
$19.8M
CAPITAL
$18.6M
BLACKROCK
$16.1M
VANGUARD
$15.3M
VANECK
$12.7M
IVZ
$12.6M
SIMPLIFY
$12.1M
VANECK
$10.9M
VANECK
$10.5M
EA
$8.5M
VANECK
$7.9M
EA
$6.4M
VANECK
$5.5M
FIRST
$5.3M
AAPL
$5.2M
SPDR
$4.7M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/ferguson-shapiro-llc-1767433

Ferguson Shapiro LLC 13F holdings — Q3 2026

$343.8M portfolio (+0.6% QoQ) · 87 holdings · Q3 2026 13F · top 10 are 60% of the stock portfolio

Includes $4.0M of put/call options ($4.0M puts, $0 calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $339.8M. Weights use the stock portfolio.

1
TIDAL TRUST II - RET STCKD GL STK
$42.2M
12.4% of stocks
-2%This quarter—Since filed—Held
AIQuality—Est. buy—
2
FIRST TR EXCHANGE-TRADED FD - WCM INTL EQUITY
$23.3M
6.8% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
3
SPDR SERIES TRUST - ST STR P500ETF
$21.5M
6.3% of stocks
+3%This quarter—Since filed—Held
AIQuality—Est. buy—
4
FIRST TR EXCH TRADED FD III - ACTIVE FACTOR
$20.8M
6.1% of stocks
-0.4%This quarter—Since filed—Held
AIQuality—Est. buy—
5
FIRST TR EXCHANGE-TRADED FD - STRUCTURED CR IN
$19.8M
5.8% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
6
CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT
$18.6M
5.5% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—
7
BLACKROCK ETF TRUST II - ISHARES AAA CLO
$16.1M
4.8% of stocks
+15%This quarter—Since filed—Held
AIQuality—Est. buy—
8
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT
$15.3M
4.5% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
9
VANECK ETF TRUST - MRNGSTR WDE MOAT
$12.7M
3.7% of stocks
+16%This quarter—Since filed—Held
AIQuality—Est. buy—
10
Invesco Ltd.
$IVZ
$12.6M
3.7% of stocks
+120%This quarter+0.8%Since filed2 qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trialAdded 2 qtrs in a row

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	TIDAL TRUST II - RET STCKD GL STK	$42.2M	12.4%	-2%	—	—	—	—
2	FIRST TR EXCHANGE-TRADED FD - WCM INTL EQUITY	$23.3M	6.8%	+2%	—	—	—	—
3	SPDR SERIES TRUST - ST STR P500ETF	$21.5M	6.3%	+3%	—	—	—	—
4	FIRST TR EXCH TRADED FD III - ACTIVE FACTOR	$20.8M	6.1%	-0.4%	—	—	—	—
5	FIRST TR EXCHANGE-TRADED FD - STRUCTURED CR IN	$19.8M	5.8%	+2%	—	—	—	—
6	CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT	$18.6M	5.5%	+4%	—	—	—	—
7	BLACKROCK ETF TRUST II - ISHARES AAA CLO	$16.1M	4.8%	+15%	—	—	—	—
8	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	$15.3M	4.5%	+2%	—	—	—	—
9	VANECK ETF TRUST - MRNGSTR WDE MOAT	$12.7M	3.7%	+16%	—	—	—	—
10	Invesco Ltd.$IVZ	$12.6M	3.7%	+120%	+0.8%	2 qtrsAdded 2 qtrs in a row	—	Estimated buy price is Pro: unlock with a free trial

All holdings — Ferguson Shapiro LLC (Q3 2026)

Sort

87 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES	—	$12.1M	3.5%	419K	+12%	—	—	13F
12	—	VANECK ETF TRUST - REAL ASSETS ETFetf/fund	—	$10.9M	3.2%	273K	+33%	—	—	13F
13	—	VANECK ETF TRUST - IG FLOA RATE ETFetf/fund	—	$10.5M	3.1%	412K	+59%	—	—	13F
14	—	EA SERIES TRUST - ALPHA ARCH 1-3	—	$8.5M	2.5%	72K	-5%	—	—	13F
15	—	VANECK ETF TRUST - CLO ETFetf/fund	—	$7.9M	2.3%	149K	+55%	—	—	13F
16	—	EA SERIES TRUST - FREEDOM 100 EM	—	$6.4M	1.9%	92K	+5%	—	—	13F
17	—	VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund	—	$5.5M	1.6%	8,958	+30%	—	—	13F
18	—	FIRST TR EXCHANGE-TRADED FD - NASDQ CLN EDGE	—	$5.3M	1.6%	30K	-16%	—	—	13F
19	$AAPL	Apple Inc.	Technology	$5.2M	1.5%	16K	-7%	11+ qtrsTrimmed 2 qtrs in a row	75.7	13F
20	—	SPDR SERIES TRUST - ST LON TREAS ETFetf/fund	—	$4.7M	1.4%	196K	New	—	—	13F
21	—	VANECK ETF TRUST - FALLEN ANGEL HGetf/fund	—	$4.6M	1.4%	166K	+45%	—	—	13F
22	—	ISHARES TR - 7-10 YR TRSY BDetf/fund	—	$4.2M	1.2%	47K	+167%	—	—	13F
23	$OUNZ	VanEck Merk Gold ETFetf/fund	Financials	$4.0M	1.2%	100K	+26%	2 qtrsAdded 2 qtrs in a row	33.6	13F
24	—	ISHARES TR - US AER DEF ETFetf/fund	—	$3.8M	1.1%	18K	New	—	—	13F
25	$HD	HOME DEPOT, INC.	Consumer Discretionary	$3.5M	1.0%	12K	+0.8%	11+ qtrs	63.0	13F
26	—	VANECK FDS - EMER MARK BD ETF	—	$2.8M	0.8%	56K	-7%
27	—	WISDOMTREE TR - PHYSICAL AI HUMN	—	$2.4M	0.7%	91K	+27%
28	—	VANECK ETF TRUST - URANI NUCLE ETF	—	$2.3M	0.7%	23K	+28%
29	—	VANECK ETF TRUST - BDC INCOME ETF	—	$2.3M	0.7%	181K	+3%
30	—	VANECK ETF TRUST - EMERGING MRKT HI	—	$2.3M	0.7%	119K	+45%
31	$DOV	DOVER Corp	Industrials	$1.8M	0.5%	11K	+0.3%
32	$AAPL PUT	Apple Inc.	Technology	$1.7M	—	5,100	-12%
33	$LLY	ELI LILLY & Co	Healthcare	$1.7M	0.5%	1,439	—
34	—	SIMPLIFY EXCHANGE TRADED FUN - SHORT TERM TREA	—	$1.7M	0.5%	87K	-84%
35	$LLY PUT	ELI LILLY & Co	Healthcare	$1.6M	—	1,400	—
36	$LIN	LINDE PLC	Materials	$1.5M	0.5%	3,240	-0.2%
37	$MSFT	MICROSOFT CORP	Technology	$1.5M	0.4%	2,929	+4%
38	—	FIRST TR EXCHNG TRADED FD VI - FT VEST NAS	—	$1.4M	0.4%	40K	-79%
39	—	VANECK ETF TRUST - ALTE ASSE MA ETF	—	$1.3M	0.4%	59K	+23%
40	$AMZN	AMAZON COM INC	Consumer Discretionary	$1.2M	0.4%	4,930	—
41	$AYI	ACUITY INC. (DE)	Technology	$899K	0.3%	2,903	+0.1%
42	—	ISHARES TR - ESG SELECT SCRE	—	$873K	0.3%	15K	+0.2%
43	$KO	COCA COLA CO	Consumer Staples	$764K	0.2%	8,875	+0.6%
44	$CVX	CHEVRON CORP	Energy	$746K	0.2%	3,651	+3%
45	—	FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT	—	$732K	0.2%	14K	-31%
46	$GOOGL	Alphabet Inc.	Technology	$627K	0.2%	1,822	+0.1%
47	—	VANGUARD INDEX FDS - MRNGSTR GRWT ETF	—	$606K	0.2%	6,725	-21%
48	$NVDA	NVIDIA CORP	Technology	$582K	0.2%	2,549	—
49	$MSFT PUT	MICROSOFT CORP	Technology	$564K	—	1,100	—
50	$MCK	MCKESSON CORP	Consumer Staples	$537K	0.2%	629	+0.2%
51	—	VANGUARD WORLD FD - ESG INTL STK ETF	—	$532K	0.2%	6,557	+31%
52	$JNJ	JOHNSON & JOHNSON	Healthcare	$524K	0.1%	1,979	-2%
53	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$403K	0.1%	809	—
54	—	VANGUARD WORLD FD - ESG US CORP BD	—	$384K	0.1%	6,451	+1%
55	$CSCO	CISCO SYSTEMS, INC.	Technology	$369K	0.1%	3,431	-3%
56	$BMY	BRISTOL MYERS SQUIBB CO	Healthcare	$355K	0.1%	5,692	+1.0%
57	$TMO	THERMO FISHER SCIENTIFIC INC.	Healthcare	$331K	0.1%	491	+0.2%
58	—	DIREXION SHARES ETF TRUST - DAI SEM 3X ETF	—	$317K	0.1%	9,585	New
59	$T	AT&T INC.	Communication Services	$310K	0.1%	13K	+1%
60	$FDX	FEDEX CORP	Industrials	$303K	0.1%	1,064	+0.4%
61	$SO	SOUTHERN CO	Utilities	$301K	0.1%	3,635	+0.4%
62	—	VANGUARD WHITEHALL FDS - HIGH DIV YLD	—	$298K	0.1%	1,919	+0.5%
63	$XOM.R34088	EXXON MOBIL CORP	Energy	$285K	0.1%	1,750	+13%
64	$JPM	JPMORGAN CHASE & CO	Financials	$283K	0.1%	857	-0.1%
65	$TSLA	Tesla, Inc.	Consumer Discretionary	$272K	0.1%	768	—
66	—	VANGUARD INDEX FDS - MRNGSTR VAL ETF	—	$266K	0.1%	1,229	-42%
67	—	ISHARES TR - CORE S&P500 ETF	—	$257K	0.1%	336	-0.3%
68	$CRH	CRH PUBLIC LTD CO	Materials	$251K	0.1%	3,030	—
69	$SLV	iShares Silver Trust	Financials	$245K	0.1%	4,500	—
70	—	FIRST TR EXCHANGE TRADED FD - BUYWRIT INCM ETF	—	$242K	0.1%	10K	+2%
71	—	VANECK ETF TRUST - AA BB CLO ETF	—	$241K	0.1%	4,779	-47%
72	—	FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT	—	$231K	0.1%	5,179	-55%
73	—	JANUS DETROIT STR TR - HENDRSON AAA CL	—	$227K	0.1%	4,489	-85%
74	$DUK	Duke Energy CORP	Utilities	$225K	0.1%	1,971	+0.3%
75	—	SCHWAB STRATEGIC TR - US DIVIDEND EQ	—	$224K	0.1%	6,895	New
76	—	FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT	—	$220K	0.1%	4,506	—
77	$SPCX	SPACE EXPLORATION TECHNOLOGIES CORP	Technology	$220K	0.1%	1,457	New
78	—	FIRST TR EXCHANGE-TRADED FD - FST LOW OPPT EFT	—	$217K	0.1%	4,484	-94%
79	$PG	PROCTER & GAMBLE Co	Consumer Staples	$203K	0.1%	1,397	-2%
80	$GLD	SPDR GOLD TRUST	Financials	$202K	0.1%	530	-35%
81	—	FIRST TR EXCHANGE-TRADED FD - VEST HIGH YIELD	—	$198K	0.1%	11K	+3%
82	—	FIRST TR EXCHANGE-TRADED FD - VEST INVESTMENT	—	$190K	0.1%	11K	+2%
83	$NAD	Nuveen Quality Municipal Income Fund	Other	$187K	0.1%	19K	+2%
84	$ECC	Eagle Point Credit Co	Other	$124K	0.0%	36K	+5%
85	$PAYX	PAYCHEX INC	Technology	$103K	0.0%	1,050	—
86	$PAYX PUT	PAYCHEX INC	Technology	$99K	—	1,000	—
87	$PBK	POWERBANK Corp	Industrials	$3K	0.0%	11K	—

What changed in Q3 2026

Against the previous quarter's 13F: 5 new, 46 added to, 23 trimmed, 8 sold out. Share-count changes; largest moves by dollar size first.

New positions (5)

SPDR SERIES TRUST - ST LON TREAS ETF$4.7M
first bought this quarter
ISHARES TR - US AER DEF ETF$3.8M
first bought this quarter
DIREXION SHARES ETF TRUST - DAI SEM 3X ETF$317K
first bought this quarter
SCHWAB STRATEGIC TR - US DIVIDEND EQ$224K
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$220K
first bought this quarter

Added to (46)

$IVZInvesco Ltd.+120%
now $12.6M · held 2 qtrs, 2 adds in a row
VANECK ETF TRUST - IG FLOA RATE ETF+59%
now $10.5M
VANECK ETF TRUST - CLO ETF+55%
now $7.9M
VANECK ETF TRUST - REAL ASSETS ETF+33%
now $10.9M
ISHARES TR - 7-10 YR TRSY BD+167%
now $4.2M
BLACKROCK ETF TRUST II - ISHARES AAA CLO+15%
now $16.1M

+40 more in the Excel export

Trimmed (23)

SIMPLIFY EXCHANGE TRADED FUN - SHORT TERM TREA-84%
now $1.7M
FIRST TR EXCHNG TRADED FD VI - FT VEST NAS-79%
now $1.4M
FIRST TR EXCHANGE-TRADED FD - FST LOW OPPT EFT-94%
now $217K
JANUS DETROIT STR TR - HENDRSON AAA CL-85%
now $227K
FIRST TR EXCHANGE-TRADED FD - NASDQ CLN EDGE-16%
now $5.3M
TIDAL TRUST II - RET STCKD GL STK-2%
now $42.2M

+17 more in the Excel export

Sold out (8)

$QQQINVESCO QQQ TRUST, SERIES 1was $10.2M
held 10+ qtrs
ISHARES TR - 20 YR TR BD ETFwas $3.3M
FIRST TR EXCHANGE-TRADED FD - CORE INVESTMENTwas $2.7M
INNOVATOR ETFS TRUST - INNOVATOR INTERwas $344K
$IBMINTERNATIONAL BUSINESS MACHINES CORPwas $253K
$GEGENERAL ELECTRIC COwas $227K

+2 more in the Excel export

Firm AUM (Form ADV): $415.2M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Ferguson Shapiro LLC has filed, 27 earlier quarters. Pick one to see what it held then.

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Is it too late to follow Ferguson Shapiro?

Q3 2026 13F filed with the SEC on Oct 16, 2026. Prices are closing prices as of Oct 27, 2026.

Average quality of Ferguson Shapiro's top 20 holdings: 65/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)

Top 10 since filing

+1.2%

Value-weighted move of the 10 largest stock positions

Turnover

12%

Last quarter; 102% over the last 4

Top 10 weight

60%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

55%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Ferguson Shapiro LLC disclosed 87 positions worth $343.8M in its Form 13F-HR for Q3 2026 — $339.8M in common stock plus $4.0M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 5 new positions and exited 8 and a full exit from $QQQ. The portfolio is most concentrated in Other (87.5% of disclosed assets). All figures are sourced directly from Ferguson Shapiro LLC’s Form 13F-HR filing with the SEC under CIK 1767433.

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AI-Powered Hedge Fund Analysis: Ferguson Shapiro LLC

13F Pro is an AI hedge fund tracker and stock research platform. For Ferguson Shapiro LLC (SEC CIK: 1767433), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Ferguson Shapiro LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.