Mallini Complete Financial Planning LLC
Sector Allocation
- Other91.4%$130.5M
- Energy3.1%$4.4M
- Financials2.1%$3.0M
- Technology1.5%$2.2M
- Consumer Discretionary0.8%$1.1M
- Healthcare0.5%$654,494
- Real Estate0.3%$400,142
- Industrials0.2%$291,709
- Utilities0.1%$210,715
AUM History
13fpro.ai/research/fund/mallini-complete-financial-planning-llc-2049540
Conviction and streaks
Diversifying · top 10 = 82.6%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- VANGUARD$46.8M
- VANGUARD$28.3M
- VANGUARD$17.0M
- VANGUARD$12.2M
- VANGUARD$3.9M
- ISHARES$3.0M
USAC
$2.3MCRD-A
$1.6M- VANGUARD$1.5M
AAPL
$1.3M- VANGUARD$1.3M
- STATE$1.0M
- VANGUARD$984K
- VANGUARD$912K
XOM.R34088
$857KAMZN
$787K- JPMORGAN$768K
ET
$737K- ISHARES$702K
- PIMCO$701K
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/mallini-complete-financial-planning-llc-2049540
Mallini Complete Financial Planning LLC 13F holdings — Q3 2026
$142.7M portfolio (+1.8% QoQ) · 72 holdings · Q3 2026 13F · top 10 are 83% of the stock portfolio
- 1
VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF - ETF
$46.8M
32.8% of stocks
-4%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VANGUARD CORE BOND ETF - ETF
$28.3M
19.8% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
VANGUARD TOTAL INTERNATIONAL STOCK ETF - ETF
$17.0M
11.9% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
VANGUARD CORE TAX-EXEMPT BOND ETF - ETF
$12.2M
8.6% of stocks
+30%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD ESG U.S. STOCK ETF - ETF
$3.9M
2.8% of stocks
-0.4%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES ESG AWARE US AGGREGATE BOND ETF - ETF
$3.0M
2.1% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— $2.3M
1.6% of stocks
-4%This quarter-3.1%Since filed8+ qtrsHeld$1.6M
1.1% of stocks
NewThis quarter—Since filedNew this quarterHeld- 9
VANGUARD S&P 500 ETF - ETF
$1.5M
1.0% of stocks
+0.0%This quarter—Since filed—HeldAIQuality—Est. buy— $1.3M
0.9% of stocks
+37%This quarter+3.1%Since filed8+ qtrsHeld
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF - ETF | $46.8M | 32.8% | -4% | — | — | — | — | |
| 2 | VANGUARD CORE BOND ETF - ETF | $28.3M | 19.8% | +4% | — | — | — | — | |
| 3 | VANGUARD TOTAL INTERNATIONAL STOCK ETF - ETF | $17.0M | 11.9% | +1% | — | — | — | — | |
| 4 | VANGUARD CORE TAX-EXEMPT BOND ETF - ETF | $12.2M | 8.6% | +30% | — | — | — | — | |
| 5 | VANGUARD ESG U.S. STOCK ETF - ETF | $3.9M | 2.8% | -0.4% | — | — | — | — | |
| 6 | ISHARES ESG AWARE US AGGREGATE BOND ETF - ETF | $3.0M | 2.1% | +3% | — | — | — | — | |
| 7 | $2.3M | 1.6% | -4% | -3.1% | 8+ qtrs | 67.9#328 | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | $1.6M | 1.1% | New | — | New this quarter | 44.4#1,927 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | VANGUARD S&P 500 ETF - ETF | $1.5M | 1.0% | +0.0% | — | — | — | — | |
| 10 | $1.3M | 0.9% | +37% | +3.1% | 8+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial |
All holdings — Mallini Complete Financial Planning LLC (Q3 2026)
72 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD ESG INTERNATIONAL STOCK ETF - ETFetf/fund | — | $1.3M | 0.9% | 15K | +0.3% | — | — | 13F |
| 12 | — | STATE STREET SPDR PORTFOLIO S&P 500 ETF - ETFetf/fund | — | $1.0M | 0.7% | 11K | New | — | — | 13F |
| 13 | — | VANGUARD HIGH DIVIDEND YIELD INDEX ETF - ETFetf/fund | — | $984K | 0.7% | 6,340 | +99% | — | — | 13F |
| 14 | — | VANGUARD DIVIDEND APPRECIATION ETF - ETFetf/fund | — | $912K | 0.6% | 3,908 | +138% | — | — | 13F |
| 15 | EXXON MOBIL CORP | Energy | $857K | 0.6% | 5,266 | +161% | 8+ qtrs | 57.8 | 13F | |
| 16 | AMAZON COM INC | Consumer Discretionary | $787K | 0.6% | 3,159 | +4% | 8+ qtrs | 67.5 | 13F | |
| 17 | — | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF - ETFetf/fund | — | $768K | 0.5% | 15K | +0.6% | — | — | 13F |
| 18 | Energy Transfer LP | Energy | $737K | 0.5% | 37K | +2% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | — | ISHARES MSCI USA MOMENTUM FACTOR ETF - ETFetf/fund | — | $702K | 0.5% | 2,212 | +0.0% | — | — | 13F |
| 20 | — | PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND - ETFnote | — | $701K | 0.5% | 14K | — | — | — | 13F |
| 21 | — | ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF - ETFetf/fund | — | $691K | 0.5% | 4,157 | — | — | — | 13F |
| 22 | ARES CAPITAL CORP | Other | $690K | 0.5% | 36K | -10% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | ISHARES CORE S&P 500 ETF - ETFetf/fund | — | $613K | 0.4% | 800 | — | — | — | 13F |
| 24 | CORNERSTONE TOTAL RETURN FUND INC | Other | $540K | 0.4% | 88K | +2% | 8+ qtrsAdded 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | MICROSOFT CORP | Technology | $533K | 0.4% | 1,039 | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | ISHARES ESG OPTIMIZED MSCI USA ETF - ETF | — | $531K | 0.4% | 3,412 | — | |||
| 27 | — | JPMORGAN MUNICIPAL ETF - ETF | — | $504K | 0.3% | 11K | — | |||
| 28 | $GOF | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Other | $470K | 0.3% | 55K | -0.5% | |||
| 29 | $RY | ROYAL BANK OF CANADA | Financials | $436K | 0.3% | 2,220 | — | |||
| 30 | — | VANGUARD TOTAL INTERNATIONAL BOND ETF - ETF | — | $423K | 0.3% | 9,025 | -4% | |||
| 31 | — | VANGUARD MORNINGSTAR VALUE ETF - ETF | — | $401K | 0.3% | 1,858 | New | |||
| 32 | — | STATE STREET SPDR US LARGE CAP LOW VOLATILITY INDEX ETF - ETF | — | $400K | 0.3% | 2,292 | +0.0% | |||
| 33 | $NVDA | NVIDIA CORP | Technology | $391K | 0.3% | 1,713 | +28% | |||
| 34 | $AB | ALLIANCEBERNSTEIN HOLDING L.P. | Financials | $383K | 0.3% | 11K | +6% | |||
| 35 | — | FRANKLIN DYNAMIC MUNICIPAL BOND ETF - ETF | — | $367K | 0.3% | 16K | +1% | |||
| 36 | — | AVANTIS INTERNATIONAL EQUITY ETF - ETF | — | $363K | 0.3% | 4,033 | — | |||
| 37 | $PFN | PIMCO Income Strategy Fund II | Other | $351K | 0.3% | 56K | -0.0% | |||
| 38 | $IVZ | Invesco Ltd. | Financials | $331K | 0.2% | 6,078 | +0.1% | |||
| 39 | — | VANGUARD MORNINGSTAR LARGE-CAP ETF - ETF | — | $325K | 0.2% | 925 | — | |||
| 40 | — | ISHARES S&P 500 GROWTH ETF - ETF | — | $308K | 0.2% | 2,164 | — | |||
| 41 | $TSLA | Tesla, Inc. | Consumer Discretionary | $307K | 0.2% | 865 | +18% | |||
| 42 | — | SCHWAB US DIVIDEND EQUITY ETF - ETF | — | $299K | 0.2% | 9,186 | New | |||
| 43 | — | ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF - ETF | — | $298K | 0.2% | 6,000 | — | |||
| 44 | $DOV | DOVER Corp | Industrials | $292K | 0.2% | 1,848 | +14% | |||
| 45 | $EPD | ENTERPRISE PRODUCTS PARTNERS L.P. | Energy | $291K | 0.2% | 8,177 | +0.4% | |||
| 46 | $EVV | Eaton Vance Ltd Duration Income Fund | Other | $285K | 0.2% | 34K | -3% | |||
| 47 | $FLC | FLAHERTY & CRUMRINE TOTAL RETURN FUND INC | Other | $264K | 0.2% | 17K | -10% | |||
| 48 | $JNJ | JOHNSON & JOHNSON | Healthcare | $258K | 0.2% | 974 | +6% | |||
| 49 | — | PIMCO MUNICIPAL INCOME OPPORTUNITIES ACTIVE EXCHANGE-TRADED FUND - ETF | — | $256K | 0.2% | 6,000 | — | |||
| 50 | — | VANGUARD EXTENDED MARKET ETF - ETF | — | $248K | 0.2% | 1,070 | +0.1% | |||
| 51 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $245K | 0.2% | 331 | — | |||
| 52 | $ABBV | AbbVie Inc. | Healthcare | $239K | 0.2% | 912 | +0.2% | |||
| 53 | $GCV | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | Other | $227K | 0.2% | 55K | -8% | |||
| 54 | $VLT | Invesco High Income Trust II | — | $226K | 0.2% | 25K | -0.0% | |||
| 55 | $PDI | PIMCO Dynamic Income Fund | Other | $222K | 0.2% | 16K | -29% | |||
| 56 | $TSLX | Sixth Street Specialty Lending, Inc. | Other | $221K | 0.2% | 12K | -15% | |||
| 57 | — | STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF - ETF | — | $217K | 0.1% | 1,109 | New | |||
| 58 | $WT | WisdomTree, Inc. | Financials | $211K | 0.1% | 3,915 | — | |||
| 59 | $SO | SOUTHERN CO | Utilities | $211K | 0.1% | 2,542 | -23% | |||
| 60 | $HPI | JOHN HANCOCK PREFERRED INCOME FUND | Other | $211K | 0.1% | 15K | -14% | |||
| 61 | $ENB | ENBRIDGE INC | Energy | $208K | 0.1% | 4,479 | — | |||
| 62 | $ISD | PGIM High Yield Bond Fund, Inc. | Other | $205K | 0.1% | 17K | -25% | |||
| 63 | $RA | Brookfield Real Assets Income Fund Inc. | Other | $202K | 0.1% | 17K | -9% | |||
| 64 | — | ISHARES CORE S&P MID-CAP ETF - ETF | — | $202K | 0.1% | 2,804 | +0.1% | |||
| 65 | — | ISHARES ESG AWARE MSCI EAFE ETF - ETF | — | $201K | 0.1% | 1,950 | — | |||
| 66 | $DBL | DoubleLine Opportunistic Credit Fund | Other | $181K | 0.1% | 13K | +1% | |||
| 67 | $STTK | Shattuck Labs, Inc. | Healthcare | $158K | 0.1% | 23K | +2% | |||
| 68 | $PMT | PennyMac Mortgage Investment Trust | Real Estate | $145K | 0.1% | 18K | -3% | |||
| 69 | $EFC | Ellington Financial Inc. | Real Estate | $137K | 0.1% | 12K | +1% | |||
| 70 | $RITM | Rithm Capital Corp. | Real Estate | $118K | 0.1% | 13K | +0.2% | |||
| 71 | $GSBD | Goldman Sachs BDC, Inc. | Other | $104K | 0.1% | 11K | +5% | |||
| 72 | $TCPC | BlackRock TCP Capital Corp. | Other | $104K | 0.1% | 26K | +2% |
What changed in Q3 2026
Against the previous quarter's 13F: 6 new, 33 added to, 18 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.
New positions (6)
first bought this quarter
- STATE STREET SPDR PORTFOLIO S&P 500 ETF - ETF$1.0M
first bought this quarter
$MSFTMICROSOFT CORP$533K
first bought this quarter
- VANGUARD MORNINGSTAR VALUE ETF - ETF$401K
first bought this quarter
- SCHWAB US DIVIDEND EQUITY ETF - ETF$299K
first bought this quarter
- STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF - ETF$217K
first bought this quarter
Added to (33)
- VANGUARD CORE TAX-EXEMPT BOND ETF - ETF+30%
now $12.2M
- VANGUARD CORE BOND ETF - ETF+4%
now $28.3M
now $857K · held 8+ qtrs
- VANGUARD DIVIDEND APPRECIATION ETF - ETF+138%
now $912K
- VANGUARD HIGH DIVIDEND YIELD INDEX ETF - ETF+99%
now $984K
now $1.3M · held 8+ qtrs
+27 more in the Excel export
Trimmed (18)
- VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF - ETF-4%
now $46.8M
$PDIPIMCO Dynamic Income Fund-29%
now $222K · held 8+ qtrs
now $2.3M · held 8+ qtrs
$ARCCARES CAPITAL CORP-10%
now $690K · held 8+ qtrs
$ISDPGIM High Yield Bond Fund, Inc.-25%
now $205K · held 8+ qtrs
$SOSOUTHERN CO-23%
now $211K · held 8+ qtrs
+12 more in the Excel export
Sold out (4)
- VANGUARD TAX-EXEMPT BOND ETF - ETFwas $2.4M
- VANGUARD TOTAL BOND MARKET ETF - ETFwas $310K
- STATE STREET SPDR S&P AEROSPACE & DEFENSE ETF - ETFwas $221K
$DUKDuke Energy CORPwas $213K
held 2 qtrs
Holdings by quarter
Every 13F Mallini Complete Financial Planning LLC has filed, 7 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 6, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Mallini Complete Financial Planning's top 20 holdings: 64/100 (our AI quality score, weighted by position size; 13 of the 20 are scored)
Top 10 since filing
-1.7%
Value-weighted move of the 10 largest stock positions
Turnover
4%
Last quarter; 35% over the last 4
Top 10 weight
83%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
82%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Mallini Complete Financial Planning LLC disclosed 72 positions worth $142.7M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 6 new positions and exited 4 — including a new stake in $CRD-A. The portfolio is most concentrated in Other (91.4% of disclosed assets). All figures are sourced directly from Mallini Complete Financial Planning LLC’s Form 13F-HR filing with the SEC under CIK 2049540.
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AI-Powered Hedge Fund Analysis: Mallini Complete Financial Planning LLC
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Every holding in Mallini Complete Financial Planning LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.