GEN Financial Management, INC.
Sector Allocation
- Other95.8%$177.2M
- Financials2.1%$3.9M
- Technology1.0%$1.9M
- Industrials0.7%$1.3M
- Consumer Discretionary0.1%$245,663
- Healthcare0.1%$225,388
- Energy0.1%$205,436
AUM History
13fpro.ai/research/fund/gen-financial-management-inc-2032497
Conviction and streaks
Diversifying · top 10 = 77.3%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SCHWAB$27.7M
- VANGUARD$26.9M
- VANGUARD$19.4M
- FIDELITY$14.2M
- VANGUARD$13.5M
- PACER$13.3M
- DIMENSIONAL$11.3M
- VANGUARD$8.9M
- J$4.9M
- DFA$3.0M
- SPDR$2.7M
STT
$2.6M- VANGUARD$2.4M
- VANGUARD$2.2M
- DIMENSIONAL$1.9M
- VANGUARD$1.8M
- DIMENSIONAL$1.7M
- VANGUARD$1.7M
- VANGUARD$1.6M
- ISHARES$1.4M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/gen-financial-management-inc-2032497
GEN Financial Management, INC. 13F holdings — Q3 2026
$185.0M portfolio (+10.7% QoQ) · 56 holdings · Q3 2026 13F · top 10 are 77% of the stock portfolio
- 1
SCHWAB STRATEGIC TR - US LRG CAP ETF
$27.7M
15.0% of stocks
-1%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VANGUARD SPECIALIZED FUNDS - DIV APP ETF
$26.9M
14.6% of stocks
-0.4%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
VANGUARD WHITEHALL FDS - INTL DVD ETF
$19.4M
10.5% of stocks
+0.9%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
FIDELITY COVINGTON TRUST - SML MID MLTFCT
$14.2M
7.7% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS
$13.5M
7.3% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
PACER FDS TR - US CASH COWS 100
$13.3M
7.2% of stocks
-0.5%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
DIMENSIONAL ETF TRUST - INTL SMALL CAP E
$11.3M
6.1% of stocks
+0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
VANGUARD MALVERN FDS - CORE BD ETF
$8.9M
4.8% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
J P MORGAN EXCHANGE TRADED F - FLEXI DEBT ETF
$4.9M
2.6% of stocks
+1088%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
DFA INVT DIMENSIONS GROUP IN - REAL ESTATE SECU
$3.0M
1.6% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR - US LRG CAP ETF | $27.7M | 15.0% | -1% | — | — | — | — | |
| 2 | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | $26.9M | 14.6% | -0.4% | — | — | — | — | |
| 3 | VANGUARD WHITEHALL FDS - INTL DVD ETF | $19.4M | 10.5% | +0.9% | — | — | — | — | |
| 4 | FIDELITY COVINGTON TRUST - SML MID MLTFCT | $14.2M | 7.7% | -3% | — | — | — | — | |
| 5 | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $13.5M | 7.3% | +3% | — | — | — | — | |
| 6 | PACER FDS TR - US CASH COWS 100 | $13.3M | 7.2% | -0.5% | — | — | — | — | |
| 7 | DIMENSIONAL ETF TRUST - INTL SMALL CAP E | $11.3M | 6.1% | +0.1% | — | — | — | — | |
| 8 | VANGUARD MALVERN FDS - CORE BD ETF | $8.9M | 4.8% | +1% | — | — | — | — | |
| 9 | J P MORGAN EXCHANGE TRADED F - FLEXI DEBT ETF | $4.9M | 2.6% | +1088% | — | — | — | — | |
| 10 | DFA INVT DIMENSIONS GROUP IN - REAL ESTATE SECU | $3.0M | 1.6% | New | — | New this quarter | — | — |
All holdings — GEN Financial Management, INC. (Q3 2026)
56 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | SPDR SERIES TRUST - ST STR SP600GRWOetf/fund | — | $2.7M | 1.5% | 26K | -1% | — | — | 13F |
| 12 | STATE STREET CORPetf/fund | Financials | $2.6M | 1.4% | 25K | +1% | 7 qtrsAdded 4 qtrs in a row | 71.5 | 13F | |
| 13 | — | VANGUARD BD INDEX FDS - TOTAL BND MRKTetf/fund | — | $2.4M | 1.3% | 34K | New | — | — | 13F |
| 14 | — | VANGUARD ADMIRAL FDS INC - 500 GRTH IDX Fetf/fund | — | $2.2M | 1.2% | 26K | — | — | — | 13F |
| 15 | — | DIMENSIONAL ETF TRUST - US LARG VALU ETFetf/fund | — | $1.9M | 1.0% | 48K | New | — | — | 13F |
| 16 | — | VANGUARD WELLINGTON FD - SHORT TRM TAX EXetf/fund | — | $1.8M | 1.0% | 18K | +27% | — | — | 13F |
| 17 | — | DIMENSIONAL ETF TRUST - INTL CORE EQUITYetf/fund | — | $1.7M | 0.9% | 46K | New | — | — | 13F |
| 18 | — | VANGUARD MUN BD FDS - TAX EXEMPT BDetf/fund | — | $1.7M | 0.9% | 36K | +15% | — | — | 13F |
| 19 | — | VANGUARD INSTL INDEX FD - 0 3 MO TR BI ETFetf/fund | — | $1.6M | 0.8% | 21K | +5% | — | — | 13F |
| 20 | — | ISHARES TR - CORE S&P500 ETFetf/fund | — | $1.4M | 0.8% | 1,868 | — | — | — | 13F |
| 21 | DOVER Corpetf/fund | Industrials | $1.3M | 0.7% | 8,040 | +0.4% | 8+ qtrs | 59.5 | 13F | |
| 22 | — | DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI | — | $1.2M | 0.6% | 28K | New | — | — | 13F |
| 23 | BERKSHIRE HATHAWAY INC | Financials | $1.1M | 0.6% | 2,140 | -8% | 8+ qtrs | 73.5 | 13F | |
| 24 | — | DIMENSIONAL ETF TRUST - CORE FIXE IN ETFetf/fund | — | $1.1M | 0.6% | 26K | New | — | — | 13F |
| 25 | — | VANGUARD INDEX FDS - MRNGSTR LRG CAPetf/fund | — | $1.0M | 0.6% | 2,904 | — | — | — | 13F |
| 26 | $CSWC | CAPITAL SOUTHWEST CORP | Other | $1.0M | 0.6% | 44K | +66% | |||
| 27 | — | ISHARES TR - CORE 80 20 ETF | — | $973K | 0.5% | 10K | +10% | |||
| 28 | — | DFA INVT DIMENSIONS GROUP IN - U.S. SML CP VAL | — | $972K | 0.5% | 26K | New | |||
| 29 | $TRIN | Trinity Capital Inc. | Other | $944K | 0.5% | 54K | +26% | |||
| 30 | — | ISHARES TR - S&P 500 GRWT ETF | — | $932K | 0.5% | 6,553 | — | |||
| 31 | — | VANGUARD INDEX FDS - MRNGSTR SM CP GR | — | $927K | 0.5% | 2,745 | +121% | |||
| 32 | — | SPDR SERIES TRUST - ST STR SP DIV | — | $904K | 0.5% | 6,169 | +0.1% | |||
| 33 | $MSFT | MICROSOFT CORP | Technology | $821K | 0.4% | 1,600 | +4% | |||
| 34 | — | AMERICAN CENTY ETF TR - AVA MID EQU ETF | — | $724K | 0.4% | 9,493 | -9% | |||
| 35 | — | ISHARES TR - CORE S&P TTL STK | — | $688K | 0.4% | 4,137 | — | |||
| 36 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $682K | 0.4% | 12K | New | |||
| 37 | $AAPL | Apple Inc. | Technology | $566K | 0.3% | 1,699 | -0.8% | |||
| 38 | — | ISHARES TR - S&P 500 VAL ETF | — | $492K | 0.3% | 2,156 | -6% | |||
| 39 | — | VANGUARD INDEX FDS - MRNGSTR MD CP GR | — | $479K | 0.3% | 1,640 | — | |||
| 40 | — | AMERICAN CENTY ETF TR - US SML CP VALU | — | $473K | 0.3% | 4,014 | — | |||
| 41 | — | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | — | $423K | 0.2% | 4,694 | New | |||
| 42 | — | ISHARES TR - ISHS 1-5YR INVS | — | $377K | 0.2% | 7,363 | New | |||
| 43 | $HCXY | Hercules Capital, Inc. | Other | $368K | 0.2% | 22K | -71% | |||
| 44 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | — | $325K | 0.2% | 3,628 | New | |||
| 45 | — | ISHARES TR - CORE 60 BALA ETF | — | $313K | 0.2% | 4,568 | +9% | |||
| 46 | — | J P MORGAN EXCHANGE TRADED F - MUNICIPAL ETF | — | $302K | 0.2% | 6,350 | New | |||
| 47 | — | DIMENSIONAL ETF TRUST - INTL SMALL CAP V | — | $299K | 0.2% | 6,906 | New | |||
| 48 | — | ISHARES TR - GLB INFRASTR ETF | — | $294K | 0.2% | 4,781 | New | |||
| 49 | $PANW | Palo Alto Networks Inc | Technology | $286K | 0.1% | 721 | — | |||
| 50 | — | ISHARES TR - MSCI ACWI ETF | — | $284K | 0.1% | 1,788 | — | |||
| 51 | $GOOGL | Alphabet Inc. | Technology | $255K | 0.1% | 740 | -14% | |||
| 52 | $AMZN | AMAZON COM INC | Consumer Discretionary | $246K | 0.1% | 986 | +0.7% | |||
| 53 | $UNH | UNITEDHEALTH GROUP INC | Healthcare | $225K | 0.1% | 614 | +0.5% | |||
| 54 | $PB | PROSPERITY BANCSHARES INC | Financials | $224K | 0.1% | 3,380 | New | |||
| 55 | $CVX | CHEVRON CORP | Energy | $205K | 0.1% | 1,006 | New | |||
| 56 | $MFM | ABERDEEN MUNICIPAL INCOME FUND | — | $121K | 0.1% | 25K | New |
What changed in Q3 2026
Against the previous quarter's 13F: 17 new, 19 added to, 11 trimmed, 3 sold out. Share-count changes; largest moves by dollar size first.
New positions (17)
- DFA INVT DIMENSIONS GROUP IN - REAL ESTATE SECU$3.0M
first bought this quarter
- VANGUARD BD INDEX FDS - TOTAL BND MRKT$2.4M
first bought this quarter
- DIMENSIONAL ETF TRUST - US LARG VALU ETF$1.9M
first bought this quarter
- DIMENSIONAL ETF TRUST - INTL CORE EQUITY$1.7M
first bought this quarter
- DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI$1.2M
first bought this quarter
- DIMENSIONAL ETF TRUST - CORE FIXE IN ETF$1.1M
first bought this quarter
+11 more in the Excel export
Added to (19)
- J P MORGAN EXCHANGE TRADED F - FLEXI DEBT ETF+1088%
now $4.9M
- VANGUARD INDEX FDS - MRNGSTR SM CP GR+121%
now $927K
$CSWCCAPITAL SOUTHWEST CORP+66%
now $1.0M · held 2 qtrs, 2 adds in a row
- VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS+3%
now $13.5M
- VANGUARD WELLINGTON FD - SHORT TRM TAX EX+27%
now $1.8M
- VANGUARD MUN BD FDS - TAX EXEMPT BD+15%
now $1.7M
+13 more in the Excel export
Trimmed (11)
$HCXYHercules Capital, Inc.-71%
now $368K · held 2 qtrs
- FIDELITY COVINGTON TRUST - SML MID MLTFCT-3%
now $14.2M
- SCHWAB STRATEGIC TR - US LRG CAP ETF-1%
now $27.7M
- VANGUARD SPECIALIZED FUNDS - DIV APP ETF-0.4%
now $26.9M
$BRK.BBERKSHIRE HATHAWAY INC-8%
now $1.1M · held 8+ qtrs
- PACER FDS TR - US CASH COWS 100-0.5%
now $13.3M
+5 more in the Excel export
Holdings by quarter
Every 13F GEN Financial Management, INC. has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow GEN Financial Management?
Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of GEN Financial Management's top 20 holdings: 66/100 (our AI quality score, weighted by position size; 13 of the 20 are scored)
Top 10 since filing
-1.3%
Value-weighted move of the 10 largest stock positions
Turnover
3%
Last quarter; 11% over the last 4
Top 10 weight
77%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
62%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
GEN Financial Management, INC. disclosed 56 positions worth $185.0M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 17 new positions and exited 3. The portfolio is most concentrated in Other (95.8% of disclosed assets). All figures are sourced directly from GEN Financial Management, INC.’s Form 13F-HR filing with the SEC under CIK 2032497.
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