Sugar Maple Asset Management, LLC
Sector Allocation
- Other64.4%$113.0M
- Healthcare14.4%$25.2M
- Financials13.3%$23.4M
- Technology6.3%$11.0M
- Utilities0.7%$1.3M
- Consumer Discretionary0.5%$896,024
- Materials0.1%$245,524
- Consumer Staples0.1%$227,160
- Energy0.1%$216,569
AUM History
13fpro.ai/research/fund/sugar-maple-asset-management-llc-2012673
Conviction and streaks
Diversifying · top 10 = 52.9%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$17.7M
ABBV
$14.5MGLD
$12.9M- ISHARES$11.6M
- ISHARES$9.3M
ABT
$6.6MSLV
$6.2M- VANECK$4.8M
- EA$4.6M
- BNY$4.6M
- ISHARES$4.2M
- FIDELITY$3.6M
PANW
$3.6M- ISHARES$3.2M
- HARRIS$3.1M
- VANGUARD$3.1M
- ISHARES$2.9M
SPY
$2.9M- SPDR$2.7M
IOVA
$2.6M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/sugar-maple-asset-management-llc-2012673
Sugar Maple Asset Management, LLC 13F holdings — Q3 2026
$175.4M portfolio (+13.1% QoQ) · 89 holdings · Q3 2026 13F · top 10 are 53% of the stock portfolio
- 1
ISHARES TR - TRS FLT RT BD
$17.7M
10.1% of stocks
+34%This quarter—Since filed—HeldAIQuality—Est. buy— $14.5M
8.3% of stocks
-2%This quarter+4.5%Since filed4+ qtrsHeld$12.9M
7.4% of stocks
+0.1%This quarter-3.6%Since filed4+ qtrsHeld- 4
ISHARES TR - CORE S&P500 ETF
$11.6M
6.6% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
ISHARES TR - 0-5 YR TIPS ETF
$9.3M
5.3% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— $6.6M
3.8% of stocks
-0.2%This quarter+2.2%Since filed4+ qtrsHeld$6.2M
3.5% of stocks
+0.3%This quarter-9.0%Since filed4+ qtrsHeld- 8
VANECK ETF TRUST - CLO ETF
$4.8M
2.8% of stocks
+17%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
EA SERIES TRUST - SARMA THEMA ETF
$4.6M
2.6% of stocks
+1090%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
BNY MELLON ETF TRUST II - DYNAMIC VALUE
$4.6M
2.6% of stocks
+45%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR - TRS FLT RT BD | $17.7M | 10.1% | +34% | — | — | — | — | |
| 2 | $14.5M | 8.3% | -2% | +4.5% | 4+ qtrs | 72.6#144 | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | $12.9M | 7.4% | +0.1% | -3.6% | 4+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 4 | ISHARES TR - CORE S&P500 ETF | $11.6M | 6.6% | +3% | — | — | — | — | |
| 5 | ISHARES TR - 0-5 YR TIPS ETF | $9.3M | 5.3% | +5% | — | — | — | — | |
| 6 | $6.6M | 3.8% | -0.2% | +2.2% | 4+ qtrs | 65.3#483 | Estimated buy price is Pro: unlock with a free trial | ||
| 7 | $6.2M | 3.5% | +0.3% | -9.0% | 4+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | VANECK ETF TRUST - CLO ETF | $4.8M | 2.8% | +17% | — | — | — | — | |
| 9 | EA SERIES TRUST - SARMA THEMA ETF | $4.6M | 2.6% | +1090% | — | — | — | — | |
| 10 | BNY MELLON ETF TRUST II - DYNAMIC VALUE | $4.6M | 2.6% | +45% | — | — | — | — |
All holdings — Sugar Maple Asset Management, LLC (Q3 2026)
89 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | ISHARES TR - 1 3 YR TREAS BDetf/fund | — | $4.2M | 2.4% | 51K | -29% | — | — | 13F |
| 12 | — | FIDELITY COVINGTON TRUST - DIVID ETF RISIetf/fund | — | $3.6M | 2.1% | 53K | +3% | — | — | 13F |
| 13 | Palo Alto Networks Inc | Technology | $3.6M | 2.1% | 9,110 | +6% | 4+ qtrsAdded 3 qtrs in a row | 65.5 | 13F | |
| 14 | — | ISHARES TR - MSCI USA MIN ETFetf/fund | — | $3.2M | 1.8% | 33K | +0.2% | — | — | 13F |
| 15 | — | HARRIS OAKMARK ETF TRUST - OAKMARK U S LRGetf/fund | — | $3.1M | 1.8% | 106K | +37% | — | — | 13F |
| 16 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETFetf/fund | — | $3.1M | 1.7% | 13K | +3% | — | — | 13F |
| 17 | — | ISHARES TR - 0-5YR INVT GR CPetf/fund | — | $2.9M | 1.7% | 59K | -5% | — | — | 13F |
| 18 | SPDR S&P 500 ETF TRUSTetf/fund | — | $2.9M | 1.6% | 3,803 | -6% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | — | SPDR SERIES TRUST - ST STR SP DIVetf/fund | — | $2.7M | 1.6% | 19K | — | — | — | 13F |
| 20 | IOVANCE BIOTHERAPEUTICS, INC. | Healthcare | $2.6M | 1.5% | 176K | +31% | 4+ qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | NICOLET BANKSHARES INC | Financials | $2.4M | 1.4% | 15K | +4% | 4+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | FIDELITY MERRIMACK STR TR - TOTAL BD ETFetf/fund | — | $2.4M | 1.4% | 55K | — | — | — | 13F |
| 23 | — | FIDELITY COVINGTON TRUST - ENHANCED LARGE | — | $1.9M | 1.1% | 42K | +8% | — | — | 13F |
| 24 | — | FIDELITY COVINGTON TRUST - ENHANCED SML CAP | — | $1.8M | 1.0% | 39K | New | — | — | 13F |
| 25 | — | J P MORGAN EXCHANGE TRADED F - US QUALTY FCTR | — | $1.7M | 0.9% | 23K | New | — | — | 13F |
| 26 | — | RBB FD INC - FM ACCUMULATOR U | — | $1.6M | 0.9% | 16K | New | |||
| 27 | — | ISHARES TR - CORE S&P TTL STK | — | $1.5M | 0.9% | 9,253 | -0.2% | |||
| 28 | — | BARCLAYS BANK PLC - IPATH S&P 500 SH | — | $1.5M | 0.8% | 83K | +30% | |||
| 29 | $NVDA | NVIDIA CORP | Technology | $1.4M | 0.8% | 6,337 | +6% | |||
| 30 | — | J P MORGAN EXCHANGE TRADED F - ACTIVE VALUE ETF | — | $1.4M | 0.8% | 18K | -1% | |||
| 31 | — | PROSHARES TR - PSHS SHORT DOW30 | — | $1.4M | 0.8% | 63K | — | |||
| 32 | $LNT | ALLIANT ENERGY CORP | Utilities | $1.3M | 0.7% | 20K | — | |||
| 33 | — | THE ALGER ETF TRUST - CONCENTRATED EQT | — | $1.2M | 0.7% | 31K | +81% | |||
| 34 | $GS | GOLDMAN SACHS GROUP INC | Financials | $1.2M | 0.7% | 12K | -0.6% | |||
| 35 | — | INNOVATOR ETFS TRUST - U S EQ 10 BUFFER | — | $1.2M | 0.7% | 35K | -19% | |||
| 36 | — | CALAMOS ETF TR - S P 500 STRUCTUR | — | $1.2M | 0.7% | 39K | — | |||
| 37 | — | FIDELITY COVINGTON TRUST - BLUE CHIP GRWTH | — | $1.1M | 0.7% | 18K | -2% | |||
| 38 | — | ISHARES TR - CORE US AGGBD ET | — | $1.0M | 0.6% | 11K | -31% | |||
| 39 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $978K | 0.6% | 20K | -5% | |||
| 40 | — | EA SERIES TRUST - FREEDOM 100 EM | — | $945K | 0.5% | 14K | -9% | |||
| 41 | $TEM | Tempus AI, Inc. | Technology | $921K | 0.5% | 11K | -8% | |||
| 42 | $AMZN | AMAZON COM INC | Consumer Discretionary | $850K | 0.5% | 3,413 | +5% | |||
| 43 | — | TRUST FOR PROFESSIONAL MANAG - PERFO TR BD ETF | — | $832K | 0.5% | 33K | New | |||
| 44 | $AAPL | Apple Inc. | Technology | $830K | 0.5% | 2,493 | +19% | |||
| 45 | — | FIDELITY MERRIMACK STR TR - CORP BOND ETF | — | $767K | 0.4% | 17K | +1% | |||
| 46 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $742K | 0.4% | 4,920 | +76% | |||
| 47 | — | INNOVATOR ETFS TRUST - NASD 100 10 BUFF | — | $739K | 0.4% | 24K | — | |||
| 48 | $MSFT | MICROSOFT CORP | Technology | $735K | 0.4% | 1,434 | +10% | |||
| 49 | — | INNOVATOR ETFS TRUST - US SMALL CAP 10 | — | $720K | 0.4% | 23K | +12% | |||
| 50 | $GOOG | Alphabet Inc. | Technology | $698K | 0.4% | 2,048 | +0.9% | |||
| 51 | — | PROSHARES TR - SHOR S&P 500 NEW | — | $691K | 0.4% | 21K | — | |||
| 52 | — | BONDBLOXX ETF TRUST - BLOOMBERG SIX MN | — | $640K | 0.4% | 13K | +2% | |||
| 53 | $APP | AppLovin Corp | Technology | $637K | 0.4% | 2,194 | New | |||
| 54 | — | GABELLI ETFS TRUST - COML AER DEF ETF | — | $631K | 0.4% | 13K | New | |||
| 55 | — | PROSHARES TR - K-1 FREE CRD OIL | — | $580K | 0.3% | 10K | New | |||
| 56 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $577K | 0.3% | 1,542 | +53% | |||
| 57 | $TMDX | TransMedics Group, Inc. | Healthcare | $556K | 0.3% | 6,660 | +11% | |||
| 58 | $AQST | Aquestive Therapeutics, Inc. | Healthcare | $542K | 0.3% | 117K | +41% | |||
| 59 | — | ISHARES TR - 0-3 MTH TREASURY | — | $517K | 0.3% | 5,135 | -8% | |||
| 60 | — | INNOVATOR ETFS TRUST - US EQTY PWR BF | — | $498K | 0.3% | 11K | -5% | |||
| 61 | — | INNOVATOR ETFS TRUST - DEFINED WLT SHLD | — | $472K | 0.3% | 14K | — | |||
| 62 | — | PGIM ROCK ETF TR - S&P 500 BUFFER | — | $459K | 0.3% | 14K | — | |||
| 63 | $RBRK | Rubrik, Inc. | Technology | $458K | 0.3% | 4,000 | -27% | |||
| 64 | — | VANECK ETF TRUST - IG FLOA RATE ETF | — | $452K | 0.3% | 18K | +41% | |||
| 65 | — | FIDELITY MERRIMACK STR TR - AAA CLO ETF | — | $402K | 0.2% | 8,000 | New | |||
| 66 | $IVZ | Invesco Ltd. | Financials | $390K | 0.2% | 5,750 | +353% | |||
| 67 | — | INNOVATOR ETFS TRUST - INTL DVLPD 10 BU | — | $381K | 0.2% | 12K | — | |||
| 68 | $ASML | ASML HOLDING NV | Technology | $317K | 0.2% | 175 | — | |||
| 69 | — | SPDR SERIES TRUST - ST STR SP BIOT | — | $285K | 0.2% | 1,805 | New | |||
| 70 | $GOOGL | Alphabet Inc. | Technology | $282K | 0.2% | 819 | +18% | |||
| 71 | — | ISHARES TR - TRUST ISHARE 0-1 | — | $270K | 0.1% | 2,443 | — | |||
| 72 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $267K | 0.1% | 5,444 | -32% | |||
| 73 | — | BONDBLOXX ETF TRUST - BLOOMBERG ONE YR | — | $265K | 0.1% | 5,380 | -30% | |||
| 74 | — | ISHARES TR - RUS 1000 GRW ETF | — | $250K | 0.1% | 1,996 | — | |||
| 75 | $KMB | KIMBERLY CLARK CORP | Materials | $246K | 0.1% | 2,520 | -27% | |||
| 76 | — | ISHARES TR - EXPANDED TECH | — | $232K | 0.1% | 2,176 | New | |||
| 77 | $FBTC | Fidelity Wise Origin Bitcoin Fund | Financials | $228K | 0.1% | 3,142 | New | |||
| 78 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $227K | 0.1% | 1,564 | -0.1% | |||
| 79 | — | FIDELITY COVINGTON TRUST - MSCI INFO TECH I | — | $225K | 0.1% | 750 | — | |||
| 80 | $LNG | Cheniere Energy, Inc. | Energy | $217K | 0.1% | 805 | New | |||
| 81 | $LLY | ELI LILLY & Co | Healthcare | $214K | 0.1% | 185 | New | |||
| 82 | — | ISHARES TR - RUS TP200 GR ETF | — | $209K | 0.1% | 710 | -81% | |||
| 83 | — | VANGUARD WORLD FD - INF TECH ETF | — | $206K | 0.1% | 1,640 | New | |||
| 84 | — | SPDR SERIES TRUST - ST STR P500ETF | — | $206K | 0.1% | 2,290 | — | |||
| 85 | $SNAP | Snap Inc | Technology | $195K | 0.1% | 36K | -59% | |||
| 86 | — | PROSHARES TR II - VIX SHT TERM FUT | — | $169K | 0.1% | 10K | New | |||
| 87 | $ADMA | ADMA BIOLOGICS, INC. | Healthcare | $163K | 0.1% | 16K | +5% | |||
| 88 | $UPWK | UPWORK, INC | Technology | $122K | 0.1% | 15K | New | |||
| 89 | $UA | Under Armour, Inc. | Consumer Discretionary | $46K | 0.0% | 11K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 16 new, 34 added to, 23 trimmed, 8 sold out. Share-count changes; largest moves by dollar size first.
New positions (16)
- FIDELITY COVINGTON TRUST - ENHANCED SML CAP$1.8M
first bought this quarter
- J P MORGAN EXCHANGE TRADED F - US QUALTY FCTR$1.7M
first bought this quarter
- RBB FD INC - FM ACCUMULATOR U$1.6M
first bought this quarter
- TRUST FOR PROFESSIONAL MANAG - PERFO TR BD ETF$832K
first bought this quarter
$APPAppLovin Corp$637K
first bought this quarter
- GABELLI ETFS TRUST - COML AER DEF ETF$631K
first bought this quarter
+10 more in the Excel export
Added to (34)
- ISHARES TR - TRS FLT RT BD+34%
now $17.7M
- EA SERIES TRUST - SARMA THEMA ETF+1090%
now $4.6M
- BNY MELLON ETF TRUST II - DYNAMIC VALUE+45%
now $4.6M
- HARRIS OAKMARK ETF TRUST - OAKMARK U S LRG+37%
now $3.1M
- VANECK ETF TRUST - CLO ETF+17%
now $4.8M
now $2.6M · held 4+ qtrs, 3 adds in a row
+28 more in the Excel export
Trimmed (23)
- ISHARES TR - 1 3 YR TREAS BD-29%
now $4.2M
- ISHARES TR - RUS TP200 GR ETF-81%
now $209K
- ISHARES TR - CORE US AGGBD ET-31%
now $1.0M
- INNOVATOR ETFS TRUST - U S EQ 10 BUFFER-19%
now $1.2M
$SNAPSnap Inc-59%
now $195K · held 3 qtrs
now $14.5M · held 4+ qtrs
+17 more in the Excel export
Sold out (8)
$BAHBooz Allen Hamilton Holding Corpwas $1.5M
held 6+ qtrs
- ISHARES INC - MSCI EMRG CHNwas $981K
- ISHARES TR - MSCI USA VALUEwas $536K
- VANGUARD MUN BD FDS - SHORT TAX EXEMPTwas $411K
- CAPITAL GRP FIXED INCM ETF T - SHOR DUR MUN ETFwas $403K
$TALKTalkspace, Inc.was $364K
+2 more in the Excel export
Holdings by quarter
Every 13F Sugar Maple Asset Management, LLC has filed, 10 earlier quarters. Pick one to see what it held then.
Is it too late to follow Sugar Maple Asset Management?
Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Sugar Maple Asset Management's top 20 holdings: 67/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)
Top 10 since filing
-0.7%
Value-weighted move of the 10 largest stock positions
Turnover
6%
Last quarter
Top 10 weight
53%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Sugar Maple Asset Management, LLC disclosed 89 positions worth $175.4M in its Form 13F-HR for Q3 2026, followed by $ABBV and $GLD. During the quarter the fund opened 16 new positions and exited 8 and a full exit from $BAH. The portfolio is most concentrated in Other (64.4% of disclosed assets). All figures are sourced directly from Sugar Maple Asset Management, LLC’s Form 13F-HR filing with the SEC under CIK 2012673.
Funds like this
managers whose biggest positions overlap Sugar Maple Asset Management'sBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
AI-Powered Hedge Fund Analysis: Sugar Maple Asset Management, LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Sugar Maple Asset Management, LLC (SEC CIK: 2012673), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Sugar Maple Asset Management, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.